Anatomy of Criticism
Encyclopedia
Herman Northrop Frye's Anatomy of Criticism: Four Essays (Princeton University Press
Princeton University Press
-Further reading:* "". Artforum International, 2005.-External links:* * * * *...

, 1957) attempts to formulate an overall view of the scope, theory, principles, and techniques of literary criticism
Literary criticism
Literary criticism is the study, evaluation, and interpretation of literature. Modern literary criticism is often informed by literary theory, which is the philosophical discussion of its methods and goals...

 derived exclusively from literature. Frye consciously omits all specific and practical criticism, instead offering classically-inspired theories of modes, symbols, myths and genres, in what he termed "an interconnected group of suggestions." The literary approach proposed by Frye in Anatomy was highly influential in the decades before deconstructivist criticism
Deconstruction
Deconstruction is a term introduced by French philosopher Jacques Derrida in his 1967 book Of Grammatology. Although he carefully avoided defining the term directly, he sought to apply Martin Heidegger's concept of Destruktion or Abbau, to textual reading...

 and other expressions of postmodernism
Postmodernism
Postmodernism is a philosophical movement evolved in reaction to modernism, the tendency in contemporary culture to accept only objective truth and to be inherently suspicious towards a global cultural narrative or meta-narrative. Postmodernist thought is an intentional departure from the...

.

Frye's four essays are sandwiched between a "Polemical Introduction" and a "Tentative Conclusion." The four essays are titled "Historical Criticism: A Theory of Modes", "Ethical Criticism: a Theory of Symbol
Symbol
A symbol is something which represents an idea, a physical entity or a process but is distinct from it. The purpose of a symbol is to communicate meaning. For example, a red octagon may be a symbol for "STOP". On a map, a picture of a tent might represent a campsite. Numerals are symbols for...

s", "Archetypal Criticism: A Theory of myth
Mythology
The term mythology can refer either to the study of myths, or to a body or collection of myths. As examples, comparative mythology is the study of connections between myths from different cultures, whereas Greek mythology is the body of myths from ancient Greece...

s", and "Rhetorical Criticism: A Theory of Genre
Genre
Genre , Greek: genos, γένος) is the term for any category of literature or other forms of art or culture, e.g. music, and in general, any type of discourse, whether written or spoken, audial or visual, based on some set of stylistic criteria. Genres are formed by conventions that change over time...

s."

Polemical Introduction

The purpose of the introduction is to defend the need for literary criticism, to distinguish the nature of genuine literary criticism from other forms of criticism, and to clarify the difference between direct experience of literature and the systematic study of literary criticism.

There are a number of reasons why the introduction is labeled as a 'polemic
Polemic
A polemic is a variety of arguments or controversies made against one opinion, doctrine, or person. Other variations of argument are debate and discussion...

'. In defending the need for literary criticism, Frye opposes a notion common to Tolstoy
Tolstoy
Tolstoy, or Tolstoi is a prominent family of Russian nobility, descending from Andrey Kharitonovich Tolstoy who served under Vasily II of Moscow...

 and Romantic
Romanticism
Romanticism was an artistic, literary and intellectual movement that originated in the second half of the 18th century in Europe, and gained strength in reaction to the Industrial Revolution...

 thought that 'natural taste' is superior to scholarly learning (and by extension, criticism). Frye also accuses a number of methods of criticism (e.g. Marxist, Freudian, Jung
Carl Jung
Carl Gustav Jung was a Swiss psychiatrist and the founder of Analytical Psychology. Jung is considered the first modern psychiatrist to view the human psyche as "by nature religious" and make it the focus of exploration. Jung is one of the best known researchers in the field of dream analysis and...

ian, Neo-classical
Neoclassicism
Neoclassicism is the name given to Western movements in the decorative and visual arts, literature, theatre, music, and architecture that draw inspiration from the "classical" art and culture of Ancient Greece or Ancient Rome...

, etc.) as being embodiments of the deterministic fallacy. He is not opposed to these ideologies in particular, but sees the application of any external, ready-made ideology to literature as a departure from genuine criticism. This results in subjecting a work of literature to an individual's pet philosophy and an elevation or demotion of authors according to their conformity to the pet philosophy.

Another point is to distinguish the difference between personal taste and genuine criticism. Personal taste is too easily swayed by the prevailing morals, values and tastes of the critic's society at that point in history. If taste succumbs entirely to such social forces, the result is the same as that of consciously adopting an external ideology described above. Yet even if there is a consensus among critics that the works of John Milton
John Milton
John Milton was an English poet, polemicist, a scholarly man of letters, and a civil servant for the Commonwealth of England under Oliver Cromwell...

 are more fruitful than R. D. Blackmore
R. D. Blackmore
Richard Doddridge Blackmore , referred to most commonly as R. D. Blackmore, was one of the most famous English novelists of the second half of the nineteenth century. Over the course of his career, Blackmore achieved a close following around the world...

 (to use Frye's example), a critic contributes little by saying so. In other words, value judgments contribute little to meaningful criticism.

In place of meaningless criticism, Frye proposes a genuine literary criticism which draws its method from the body of literature itself. Literary criticism ought to be a systematic study of works of literature, just as physics is of nature and history is of human action. Frye makes the explicit assumption that in order for systematic study to be possible, the body of literature must already possess a systematic nature. Frye claims that we know very little about this system as yet and that the systematic study of literature has progressed little since Aristotle
Aristotle
Aristotle was a Greek philosopher and polymath, a student of Plato and teacher of Alexander the Great. His writings cover many subjects, including physics, metaphysics, poetry, theater, music, logic, rhetoric, linguistics, politics, government, ethics, biology, and zoology...

.

Frye concludes his introduction by addressing the weaknesses of his argument. He mentions that the introduction is a polemic, but written in first person to acknowledge the individual nature of his views. He concedes that the following essays can only give a preliminary, and likely inexact, glimpse of the system of literature. He admits to making sweeping generalities that will often prove false in light of particular examples. Finally, he stresses that while many feel an "emotional repugnance" to schematization of poetry
Poetry
Poetry is a form of literary art in which language is used for its aesthetic and evocative qualities in addition to, or in lieu of, its apparent meaning...

, the schematization should be regarded as an aspect of criticism, not the vibrant, personal, direct experience of the work itself—much as the geologist turns away from his or her systematic work to enjoy the beauty of the mountains.

First essay - Historical Criticism: Theory of Modes

Frye's systemization of literature begins with three aspects of poetry given by Aristotle
Aristotle
Aristotle was a Greek philosopher and polymath, a student of Plato and teacher of Alexander the Great. His writings cover many subjects, including physics, metaphysics, poetry, theater, music, logic, rhetoric, linguistics, politics, government, ethics, biology, and zoology...

 in his Poetics: mythos (plot), ethos (characterization/setting), and dianoia (theme/idea). Frye sees works of literature as lying somewhere on a continuum between being plot driven, as in most fiction
Fiction
Fiction is the form of any narrative or informative work that deals, in part or in whole, with information or events that are not factual, but rather, imaginary—that is, invented by the author. Although fiction describes a major branch of literary work, it may also refer to theatrical,...

, and idea
Idea
In the most narrow sense, an idea is just whatever is before the mind when one thinks. Very often, ideas are construed as representational images; i.e. images of some object. In other contexts, ideas are taken to be concepts, although abstract concepts do not necessarily appear as images...

 driven, as in essay
Essay
An essay is a piece of writing which is often written from an author's personal point of view. Essays can consist of a number of elements, including: literary criticism, political manifestos, learned arguments, observations of daily life, recollections, and reflections of the author. The definition...

s and lyric
Lyrics
Lyrics are a set of words that make up a song. The writer of lyrics is a lyricist or lyrist. The meaning of lyrics can either be explicit or implicit. Some lyrics are abstract, almost unintelligible, and, in such cases, their explication emphasizes form, articulation, meter, and symmetry of...

al poetry. The First essay begins by exploring the different aspects of fiction (subdivided into tragic and comic) in each mode and ends with a similar discussion of thematic literature.
Fictional and Thematic Types by Mode
Mythic Romantic High Mimetic Low Mimetic Ironic
Tragic dionysiac
Dionysus
Dionysus was the god of the grape harvest, winemaking and wine, of ritual madness and ecstasy in Greek mythology. His name in Linear B tablets shows he was worshipped from c. 1500—1100 BC by Mycenean Greeks: other traces of Dionysian-type cult have been found in ancient Minoan Crete...

 
elegiac
Elegiac
Elegiac refers either to those compositions that are like elegies or to a specific poetic meter used in Classical elegies. The Classical elegiac meter has two lines, making it a couplet: a line of dactylic hexameter, followed by a line of dactylic pentameter...

 
classic tragedy
Tragedy
Tragedy is a form of art based on human suffering that offers its audience pleasure. While most cultures have developed forms that provoke this paradoxical response, tragedy refers to a specific tradition of drama that has played a unique and important role historically in the self-definition of...

 
pathos
Pathos
Pathos represents an appeal to the audience's emotions. Pathos is a communication technique used most often in rhetoric , and in literature, film and other narrative art....

 
scapegoat
Scapegoat
Scapegoating is the practice of singling out any party for unmerited negative treatment or blame. Scapegoating may be conducted by individuals against individuals , individuals against groups , groups against individuals , and groups against groups Scapegoating is the practice of singling out any...

Comic apollo
Apollo
Apollo is one of the most important and complex of the Olympian deities in Greek and Roman mythology...

nian
idyll
Idyll
An idyll or idyl is a short poem, descriptive of rustic life, written in the style of Theocritus' short pastoral poems, the Idylls....

ic
aristophanic
Aristophanes
Aristophanes , son of Philippus, of the deme Cydathenaus, was a comic playwright of ancient Athens. Eleven of his forty plays survive virtually complete...

 
Menandic
Menander
Menander , Greek dramatist, the best-known representative of Athenian New Comedy, was the son of well-to-do parents; his father Diopeithes is identified by some with the Athenian general and governor of the Thracian Chersonese known from the speech of Demosthenes De Chersoneso...

 
sadism
Thematic scripture  chronicle
Chronicle
Generally a chronicle is a historical account of facts and events ranged in chronological order, as in a time line. Typically, equal weight is given for historically important events and local events, the purpose being the recording of events that occurred, seen from the perspective of the...

 
nationalism
Nationalism
Nationalism is a political ideology that involves a strong identification of a group of individuals with a political entity defined in national terms, i.e. a nation. In the 'modernist' image of the nation, it is nationalism that creates national identity. There are various definitions for what...

 
individualism
Individualism
Individualism is the moral stance, political philosophy, ideology, or social outlook that stresses "the moral worth of the individual". Individualists promote the exercise of one's goals and desires and so value independence and self-reliance while opposing most external interference upon one's own...

 
discontinuity


Frye divides his study of tragic, comic, and thematic literature into five "modes", each identified with a specific literary epoch: mythic, romantic, high mimetic
Mimesis
Mimesis , from μιμεῖσθαι , "to imitate," from μῖμος , "imitator, actor") is a critical and philosophical term that carries a wide range of meanings, which include imitation, representation, mimicry, imitatio, receptivity, nonsensuous similarity, the act of resembling, the act of expression, and the...

, low mimetic, and ironic. This categorization is a representation of ethos
Ethos
Ethos is a Greek word meaning "character" that is used to describe the guiding beliefs or ideals that characterize a community, nation, or ideology. The Greeks also used this word to refer to the power of music to influence its hearer's emotions, behaviors, and even morals. Early Greek stories of...

, or characterization and relates to how the protagonist is portrayed in respect to the rest of humanity and the protagonist's environment. Frye suggests that Classical civilizations progressed historically through the development of these modes, and that something similar happened in Western civilization during medieval and modern times. He speculates that contemporary fiction may be undergoing a return to myth, completing a full circle through the five modes. Frye argues that when irony is pushed to extremes, it returns to the mode of myth; this concept of the recursion of historical cycles
Cyclic history
Cyclic history is a theory which dictates that the major forces that motivate human actions return in a cycle.Among these forces are religion/spirituality, politics, science, philosophy, curiosity, creativity, psychology, morality and astronomical conjunctions. D. H...

 is familiar from Giambattista Vico
Giambattista Vico
Giovanni Battista ' Vico or Vigo was an Italian political philosopher, rhetorician, historian, and jurist....

 and Oswald Spengler
Oswald Spengler
Oswald Manuel Arnold Gottfried Spengler was a German historian and philosopher whose interests also included mathematics, science, and art. He is best known for his book The Decline of the West , published in 1918, which puts forth a cyclical theory of the rise and decline of civilizations...

.

Tragedy is concerned with the hero's separation from society.
  • Mythic tragedy deals with the death of gods.
  • Romantic tragedy features elegies mourning the death of heroes such as Arthur
    Arthur
    Arthur is a common masculine given name. Its etymology is disputed, but its popularity derives from its being the name of the legendary hero King Arthur....

     or Beowulf
    Beowulf
    Beowulf , but modern scholars agree in naming it after the hero whose life is its subject." of an Old English heroic epic poem consisting of 3182 alliterative long lines, set in Scandinavia, commonly cited as one of the most important works of Anglo-Saxon literature.It survives in a single...

    .
  • High mimetic tragedy presents the death of a noble human such as Othello
    Othello
    The Tragedy of Othello, the Moor of Venice is a tragedy by William Shakespeare, believed to have been written in approximately 1603, and based on the Italian short story "Un Capitano Moro" by Cinthio, a disciple of Boccaccio, first published in 1565...

     or Oedipus
    Oedipus
    Oedipus was a mythical Greek king of Thebes. He fulfilled a prophecy that said he would kill his father and marry his mother, and thus brought disaster on his city and family...

    .
  • Low mimetic tragedy shows the death or sacrifice of an ordinary human being and evokes pathos, as with Thomas Hardy
    Thomas Hardy
    Thomas Hardy, OM was an English novelist and poet. While his works typically belong to the Naturalism movement, several poems display elements of the previous Romantic and Enlightenment periods of literature, such as his fascination with the supernatural.While he regarded himself primarily as a...

    's Tess
    Tess of the d'Urbervilles
    Tess of the d'Urbervilles: A Pure Woman Faithfully Presented, also known as Tess of the d'Urbervilles: A Pure Woman, Tess of the d'Urbervilles or just Tess, is a novel by Thomas Hardy, first published in 1891. It initially appeared in a censored and serialised version, published by the British...

     or Henry James
    Henry James
    Henry James, OM was an American-born writer, regarded as one of the key figures of 19th-century literary realism. He was the son of Henry James, Sr., a clergyman, and the brother of philosopher and psychologist William James and diarist Alice James....

    's Daisy Miller
    Daisy Miller
    Daisy Miller is an 1878 novella by Henry James first appearing in Cornhill Magazine in Jun-July 1879, and in book form the following year. It portrays the courtship of the beautiful American girl Daisy Miller by Winterbourne, a sophisticated compatriot of hers...

    .
  • The ironic mode often shows the death or suffering of a protagonist who is both weak and pitiful compared to the rest of humanity and the protagonist's environment; Franz Kafka
    Franz Kafka
    Franz Kafka was a culturally influential German-language author of short stories and novels. Contemporary critics and academics, including Vladimir Nabokov, regard Kafka as one of the best writers of the 20th century...

    's works provide many examples of such. At other times, the protagonist is not necessarily weaker than the average person yet suffers severe persecution at the hands of a deranged society. Nathaniel Hawthorne
    Nathaniel Hawthorne
    Nathaniel Hawthorne was an American novelist and short story writer.Nathaniel Hawthorne was born in 1804 in the city of Salem, Massachusetts to Nathaniel Hathorne and the former Elizabeth Clarke Manning. His ancestors include John Hathorne, a judge during the Salem Witch Trials...

    's Hester Prynne, Hardy's Tess, and the sentencing of Jesus Christ exemplify this treatment.


Comedy is concerned with integration of society.
  • Mythic comedy deals with acceptance into the society of gods, often through a number of trials as with Hercules
    Hercules
    Hercules is the Roman name for Greek demigod Heracles, son of Zeus , and the mortal Alcmene...

     or through salvation
    Salvation
    Within religion salvation is the phenomenon of being saved from the undesirable condition of bondage or suffering experienced by the psyche or soul that has arisen as a result of unskillful or immoral actions generically referred to as sins. Salvation may also be called "deliverance" or...

     or assumption as in the Bible
    Bible
    The Bible refers to any one of the collections of the primary religious texts of Judaism and Christianity. There is no common version of the Bible, as the individual books , their contents and their order vary among denominations...

    .
  • In romantic comic modes, the setting is pastoral or idyllic, and there is an integration of the hero with an idealized simplified form of nature.
  • High mimetic comedy involves a strong central protagonist who constructs his or her own society by brute force, fending off all opposition until the protagonist ends up with all honor and riches due him or her—the plays of Aristophanes
    Aristophanes
    Aristophanes , son of Philippus, of the deme Cydathenaus, was a comic playwright of ancient Athens. Eleven of his forty plays survive virtually complete...

     or something like Shakespeare's Prospero
    Prospero
    Prospero is the protagonist in The Tempest, a play by William Shakespeare.- The Tempest :Prospero is the rightful Duke of Milan, who was put to sea on "a rotten carcass of a butt [boat]" to die by his usurping brother, Antonio, twelve years before the play begins. Prospero and Miranda survived,...

     are examples.
  • Low mimetic comedy often shows the social elevation of the hero or heroine and often ends in marriage.
  • Ironic comedy is perhaps more difficult, and Frye devotes a good deal more space to this than the other comedic modes. At one extreme, ironic comedy borders on savagery, the inflicting of pain on a helpless victim. Some examples of this include tales of lynch mobs, murder mysteries
    Crime fiction
    Crime fiction is the literary genre that fictionalizes crimes, their detection, criminals and their motives. It is usually distinguished from mainstream fiction and other genres such as science fiction or historical fiction, but boundaries can be, and indeed are, blurred...

    , or human sacrifice. Yet ironic comedy may also offer biting satire of a society replete with snobbery. It may even depict a protagonist rejected by society (thus failing the typical comic reintegration) yet who appears wiser than the rejecting society. Aristophanes, Ben Jonson
    Ben Jonson
    Benjamin Jonson was an English Renaissance dramatist, poet and actor. A contemporary of William Shakespeare, he is best known for his satirical plays, particularly Volpone, The Alchemist, and Bartholomew Fair, which are considered his best, and his lyric poems...

    , Molière
    Molière
    Jean-Baptiste Poquelin, known by his stage name Molière, was a French playwright and actor who is considered to be one of the greatest masters of comedy in Western literature...

    , Henry Fielding
    Henry Fielding
    Henry Fielding was an English novelist and dramatist known for his rich earthy humour and satirical prowess, and as the author of the novel Tom Jones....

    , Sir Arthur Conan Doyle, and Graham Greene
    Graham Greene
    Henry Graham Greene, OM, CH was an English author, playwright and literary critic. His works explore the ambivalent moral and political issues of the modern world...

     offer examples of the wide range of ironic comic possibility.


Finally, Frye explores the nature of thematic literature in each mode. Here, the intellectual content is more important than the plot, so these modes are organized by what is considered more authoritative or educational at the time. Also, these modes tend to organize by societal structure.
  • In the mythical mode Scripture, literature claiming divine inspiration, is prevalent.
  • In the romantic, the gods have retreated to the sky and it is up to chroniclers in a nomadic society to remember the lists of names of the patriarchs, the proverbs, traditions, charms, deeds, etc.
  • In the high mimetic mode society is structured around a capital city, and "national" epics such as The Faerie Queene
    The Faerie Queene
    The Faerie Queene is an incomplete English epic poem by Edmund Spenser. The first half was published in 1590, and a second installment was published in 1596. The Faerie Queene is notable for its form: it was the first work written in Spenserian stanza and is one of the longest poems in the English...

    and The Lusiad are typical.
  • In the low mimetic, thematic exposition tends toward individualism and romanticism. The individual author's own thoughts and ideas are now the center of authority, as instanced by William Wordsworth
    William Wordsworth
    William Wordsworth was a major English Romantic poet who, with Samuel Taylor Coleridge, helped to launch the Romantic Age in English literature with the 1798 joint publication Lyrical Ballads....

    's Prelude
    The Prelude
    The Prelude; or, Growth of a Poet's Mind is an autobiographical, "philosophical" poem in blank verse by the English poet William Wordsworth. Wordsworth wrote the first version of the poem when he was 28, and worked over the rest of it for his long life without publishing it...

    .
  • Finally, in the ironic mode, the poet figures as a mere observer rather than an authoritative commentator, producing writing that tends to emphasize discontinuity and anti-epiphany. T. S. Eliot
    T. S. Eliot
    Thomas Stearns "T. S." Eliot OM was a playwright, literary critic, and arguably the most important English-language poet of the 20th century. Although he was born an American he moved to the United Kingdom in 1914 and was naturalised as a British subject in 1927 at age 39.The poem that made his...

    's The Waste Land
    The Waste Land
    The Waste Land[A] is a 434-line[B] modernist poem by T. S. Eliot published in 1922. It has been called "one of the most important poems of the 20th century." Despite the poem's obscurity—its shifts between satire and prophecy, its abrupt and unannounced changes of speaker, location and time, its...

    and James Joyce
    James Joyce
    James Augustine Aloysius Joyce was an Irish novelist and poet, considered to be one of the most influential writers in the modernist avant-garde of the early 20th century...

    's Finnegans Wake
    Finnegans Wake
    Finnegans Wake is a novel by Irish author James Joyce, significant for its experimental style and resulting reputation as one of the most difficult works of fiction in the English language. Written in Paris over a period of seventeen years, and published in 1939, two years before the author's...

    exemplify this thematic mode.

Second essay - Ethical Criticism: Theory of Symbols

Now that Frye has established his theory of modes, he proposes five levels, or phases, of symbolism, each phase independently possessing its own mythos, ethos, and dianoia as laid out in the first essay. These phases are based on the four levels of medieval allegory (the first two phases constituting the first level). Also, Frye relates the five phases with the ages of man laid out in the first essay. Frye defines a literary symbol as: "[A]ny unit of any literary structure that can be isolated for critical attention."

symbolic phases:
  • literal/descriptive (motifs and signs)
  • formal (image)
  • mythical (archetype)
  • anagogic (monad)


The descriptive phase exhibits the centrifugal, or outward, property of a symbol. For example, when a word such as 'cat' evokes a definition, image, experience or any property connected with the word 'cat' external to the literary context of the particular usage, we have the word taken in the descriptive sense. Frye labels any such symbol a sign. He does not define the sign beyond this sense of pointing to the external, nor does he refer to any particular semiotic theory. In opposition to the sign stands the motif which is a symbol taken in the literal phase. This phase demonstrates the inward, or centripetal, direction of meaning, best described as the contextual meaning of the symbol. To Frye, literal means nearly the opposite of its usage in common speech; to say that something "literally" means something generally involves referring to a definition external to the text. Instead, literal refers to the symbol's meaning in its specific literary situation while descriptive refers to personal connotation and conventional definition. Finally, Frye draws an analogy between rhythm and harmony with the literal and descriptive phases respectively. The literal phase tends to be horizontal, dependent on what comes before and after the symbol while the descriptive phase tends to be laid out in space, having external meanings that vary in nearness to the contextual meaning.

Frye next introduces the formal phase, embodied by the image, in order to define the layer of meaning that results from the interplay of the harmony and rhythm of the signs and motifs. The most frequently repeated imagery sets the tone of the work (as with the color red in Macbeth
Macbeth
The Tragedy of Macbeth is a play by William Shakespeare about a regicide and its aftermath. It is Shakespeare's shortest tragedy and is believed to have been written sometime between 1603 and 1607...

), with less repeated imagery working in contrast with this tonal background. This section of the essay gives a faithful representation of literary formalism (also known as New Criticism
New Criticism
New Criticism was a movement in literary theory that dominated American literary criticism in the middle decades of the 20th century. It emphasized close reading, particularly of poetry, to discover how a work of literature functioned as a self-contained, self-referential aesthetic...

). Frye's representation of formalism here is unique, however, in its setting as part of the larger system of literary criticism Frye outlines in the entire work. The notion of form (and perhaps Frye's literal phase) relies heavily on the assumption of inherent meaning within the text, however, a point contested by deconstructionist critics.

The mythical phase is the treatment of a symbol as an archetype. This concept relates most closely with intertextuality
Intertextuality
Intertextuality is the shaping of texts' meanings by other texts. It can include an author’s borrowing and transformation of a prior text or to a reader’s referencing of one text in reading another. The term “intertextuality” has, itself, been borrowed and transformed many times since it was coined...

 and considers the symbol in a work as interconnected with similar symbolism throughout the entire body of literature. While Frye deals with myths and archetypes from a broader perspective in the third essay, in this section he focuses on the critical method of tracing a symbol's heritage through literary works both prior and subsequent to the work in question. Frye argues that convention is a vital part of literature and that copyright is deleterious to the process of literary creation. Frye points to the use of convention in Shakespeare and Milton as examples to strengthen his argument that even verbatim copying of text and plot does not entail a death of creativity. Further, Frye argues that romantic, anti-conventional writers such as Walt Whitman
Walt Whitman
Walter "Walt" Whitman was an American poet, essayist and journalist. A humanist, he was a part of the transition between transcendentalism and realism, incorporating both views in his works. Whitman is among the most influential poets in the American canon, often called the father of free verse...

 tend to follow convention anyway. In criticism, the study of the archetypal phase of a symbol is akin to the "nature" perspective in the psychological debate over nature versus nurture
Nature versus nurture
The nature versus nurture debate concerns the relative importance of an individual's innate qualities versus personal experiences The nature versus nurture debate concerns the relative importance of an individual's innate qualities ("nature," i.e. nativism, or innatism) versus personal experiences...

. Rather than viewing the symbol as a unique achievement of the author or some inherent quality of the text, the archetypeal phase situates the symbol in its society of literary kindred as a product of its conventional forebears.

Finally, Frye proposes an anagogic phase wherein a symbol is treated as a monad. The anagogic level of medieval allegory treated a text as expressing the highest spiritual meaning. For example, Dante's Beatrice in the Divine Comedy would represent the bride of Christ. Frye makes the argument that not only is there a lateral connection of archetypes through intertextuality, but that there is a transcendent almost spiritual unity within the body of literature. Frye describes the anagogic in literature as "the imitation of infinite social action and infinite human thought, the mind of a man who is all men, the universal creative word which is all words."

Third essay - Archetypal Criticism: Theory of Myths

The third essay is the culmination of Frye's theory in that it unites the elements of characterization and each of the five symbolic phases presented in the first two essays into an organic whole. This whole is organized around a metaphor of human desire and frustration as manifested in the Great Chain of Being
Great chain of being
The great chain of being , is a Christian concept detailing a strict, religious hierarchical structure of all matter and life, believed to have been decreed by the Christian God.-Divisions:...

 (divine, human, animal, vegetable, mineral) by analogy to the four season
Season
A season is a division of the year, marked by changes in weather, ecology, and hours of daylight.Seasons result from the yearly revolution of the Earth around the Sun and the tilt of the Earth's axis relative to the plane of revolution...

s.

At one pole we have apocalyptic imagery which typifies the revelation of heaven
Heaven
Heaven, the Heavens or Seven Heavens, is a common religious cosmological or metaphysical term for the physical or transcendent place from which heavenly beings originate, are enthroned or inhabit...

 and ultimate fulfillment
Wiktionary
Wiktionary is a multilingual, web-based project to create a free content dictionary, available in 158 languages...

 of human desire. In this state, the literary structure points toward unification of all things in a single anagogical symbol. The ultimate of the divine is the deity, of the human is Christ
Christ
Christ is the English term for the Greek meaning "the anointed one". It is a translation of the Hebrew , usually transliterated into English as Messiah or Mashiach...

 (or any other being that embodies the oneness of humanity in its spiritual culmination), of the animal is the lamb
Domestic sheep
Sheep are quadrupedal, ruminant mammals typically kept as livestock. Like all ruminants, sheep are members of the order Artiodactyla, the even-toed ungulates. Although the name "sheep" applies to many species in the genus Ovis, in everyday usage it almost always refers to Ovis aries...

, of the vegetable is the Tree of Life
Tree of life
The concept of a tree of life, a many-branched tree illustrating the idea that all life on earth is related, has been used in science , religion, philosophy, mythology, and other areas...

 or vine
Vine
A vine in the narrowest sense is the grapevine , but more generally it can refer to any plant with a growth habit of trailing or scandent, that is to say climbing, stems or runners...

, and of the mineral is the heavenly Jerusalem
New Jerusalem
In the book of Ezekiel, the Prophecy of New Jerusalem is Ezekiel's prophetic vision of a city to be established to the south of the Temple Mount that will be inhabited by the twelve tribes of Israel in the...

 or city of God.

At the opposite pole lies demon
Demon
call - 1347 531 7769 for more infoIn Ancient Near Eastern religions as well as in the Abrahamic traditions, including ancient and medieval Christian demonology, a demon is considered an "unclean spirit" which may cause demonic possession, to be addressed with an act of exorcism...

ic imagery which typifies the unfulfillment, perversion, or opposition of human desire. In this state, things tend toward anarchy
Anarchy
Anarchy , has more than one colloquial definition. In the United States, the term "anarchy" typically is meant to refer to a society which lacks publicly recognized government or violently enforced political authority...

 or tyranny. The divine is an angry, inscrutable God demanding sacrifice, the human is the tyrannical anti-christ, the animal is a predator such as a lion
Lion
The lion is one of the four big cats in the genus Panthera, and a member of the family Felidae. With some males exceeding 250 kg in weight, it is the second-largest living cat after the tiger...

, the vegetable is the evil wood as found at the beginning of Dante's Inferno or Hawthorne's "Young Goodman Brown
Young Goodman Brown
"Young Goodman Brown" is a short story by American writer Nathaniel Hawthorne. The story takes place in 17th century Puritan New England, a common setting for Hawthorne's works, and addresses the Calvinist/Puritan belief that humanity exists in a state of depravity, exempting those who are born in...

", and the city is the dystopia
Dystopia
A dystopia is the idea of a society in a repressive and controlled state, often under the guise of being utopian, as characterized in books like Brave New World and Nineteen Eighty-Four...

 embodied by Orwell
George Orwell
Eric Arthur Blair , better known by his pen name George Orwell, was an English author and journalist...

's 1984 or Kafka's The Castle.

Finally we have the analogical imagery, or more simply, depictions of states that are similar to paradise or hell
Hell
In many religious traditions, a hell is a place of suffering and punishment in the afterlife. Religions with a linear divine history often depict hells as endless. Religions with a cyclic history often depict a hell as an intermediary period between incarnations...

, but not identical. There is a great deal of variety in the imagery of these structures, but tame animals and wise rulers are common in structures analogical to the apocalyptic (analogy of innocence), while predatory aristocrats and masses living in squalor characterize analogy to the demonic (analogy of experience).

Frye then identifies the mythical mode with the apocalyptic, the ironic with the demonic, and the romantic and low mimetic
Mimesis
Mimesis , from μιμεῖσθαι , "to imitate," from μῖμος , "imitator, actor") is a critical and philosophical term that carries a wide range of meanings, which include imitation, representation, mimicry, imitatio, receptivity, nonsensuous similarity, the act of resembling, the act of expression, and the...

 with their respective analogies. The high mimetic
Mimesis
Mimesis , from μιμεῖσθαι , "to imitate," from μῖμος , "imitator, actor") is a critical and philosophical term that carries a wide range of meanings, which include imitation, representation, mimicry, imitatio, receptivity, nonsensuous similarity, the act of resembling, the act of expression, and the...

, then, occupies the center of all four. This ordering allows Frye to place the modes in a circular structure and point to the cyclical nature of myth and archetypes. In this setting, literature represents the natural cycle of birth, growth, maturity, decline, death, resurrection
Resurrection
Resurrection refers to the literal coming back to life of the biologically dead. It is used both with respect to particular individuals or the belief in a General Resurrection of the dead at the end of the world. The General Resurrection is featured prominently in Jewish, Christian, and Muslim...

, rebirth, and the repetition of the cycle. The remainder of the chapter deals with the cycle of the four seasons as embodied by four mythoi: comedy
Comedy
Comedy , as a popular meaning, is any humorous discourse or work generally intended to amuse by creating laughter, especially in television, film, and stand-up comedy. This must be carefully distinguished from its academic definition, namely the comic theatre, whose Western origins are found in...

, romance
Romance (genre)
As a literary genre of high culture, romance or chivalric romance is a style of heroic prose and verse narrative that was popular in the aristocratic circles of High Medieval and Early Modern Europe. They were fantastic stories about marvel-filled adventures, often of a knight errant portrayed as...

, tragedy
Tragedy
Tragedy is a form of art based on human suffering that offers its audience pleasure. While most cultures have developed forms that provoke this paradoxical response, tragedy refers to a specific tradition of drama that has played a unique and important role historically in the self-definition of...

, and irony
Irony
Irony is a rhetorical device, literary technique, or situation in which there is a sharp incongruity or discordance that goes beyond the simple and evident intention of words or actions...

 or satire
Satire
Satire is primarily a literary genre or form, although in practice it can also be found in the graphic and performing arts. In satire, vices, follies, abuses, and shortcomings are held up to ridicule, ideally with the intent of shaming individuals, and society itself, into improvement...

.

Fourth essay - Rhetorical Criticism: Theory of Genres

In the first three essays, Frye deals mainly with the first three elements of Aristotle's elements of poetry (i.e. mythos, ethos, dianoia). In the fourth essay, he explores the last three elements:
  • melos - the element dealing with the tonal, musical aspect of literature
  • lexis - the written word, lying somewhere between musical and visual aspects. It may be referred to as diction (ear) or imagery (eye) depending on the critical focus.
  • opsis - the element dealing with visual aspects of literature


Whereas mythos is the verbal imitation of action and dianoia the verbal imitation of thought (ethos being composed of the two), melos and opsis (with lexis composed of the two) correspond, though seen from a different (rhetorical) perspective. Frye identifies the connection as such: "The world of social action and event . . . has a particularly strong association with the ear. . . . The world of individual thought and idea has a correspondingly close connection with the eye . . ." (Frye, 243).

Rhetoric means two things: ornamental (opsis) speech and persuasive (melos) speech. Rhetorical criticism, then, is the exploration of literature in the light of melos, opsis, and their interplay as manifested in lexis.

The radical of presentation—the relation (or idealized relation) between author and audience—is a further consideration. Difference in genre relies not on topical considerations (science fiction, romance, mystery), nor in length (e.g. epics are long, lyrics are short), but in the radical of presentation. As such, Frye proposes a total of four distinct genres:
  • epos - Author speaks directly to audience (e.g. story telling, formal speech).
  • fiction - Author and audience are hidden from each other (e.g. most novels).
  • drama - Author is hidden from the audience; audience experiences content directly.
  • lyric - Audience is "hidden" from author; that is, the speaker is "overheard" by hearers.


These four genres form the organizing principle of the essay, first examining the distinctive kind of rhythm of each, then looking at specific forms of each more closely. As Frye describes each genre, he explains the function of melos and opsis in each. To understand Frye's melos, it is important to note his counter-intuitive usage of the term "musical". He contends that the common usage of the term is inaccurate for purposes of criticism, drawn from analogy with harmony, a stable relationship. Music, however, does not consist of a plastic, static, continuously stable relationship, but rather a series of dissonances resolving at the end into a stable relationship. Poetry containing little dissonance, then, has more in common with the plastic arts than with music.

The original presentation of the epic was ta epe (that which is spoken), and when an author, speaker, or storyteller addresses a visible audience directly, we have epos. The rhythm of epos is that of recurrence (i.e. accent, meter, sound patterns). These are the rhythms most commonly associated with poetry.

"Fiction" is a vague term which Frye uses to avoid introducing too many new terms. Part of the difficulty comes from fact that this is the only of the four genres which has no precedent in antiquity. He acknowledges having used the term previously in a different sense. In this essay, the term refers to literature in which the author addresses the audience through a book, or more simply stated, prose. The rhythm of prose is that of continuity of meaning.

Drama lies halfway between epos and fiction, or more accurately, its diction must fit the setting and the character. Some characters may be melos-oriented, speaking in meter or with various rhetorical effects in song and banter. Others may be opsis-oriented, speaking more in prose and conveying ideological content. Most characters alternate according to the dramatic situation. Such a marriage of the appropriate language with the character and setting (ethos) defines a rhythm of decorum, the distinctive rhythm of drama.

Classical lyrical poetry often presents a shepherd speaking of his love; he is overheard by his audience. However, the distinctiveness of lyric comes more from its peculiar rhythm than from this radical of representation. Frye describes this rhythm as associative rather than logical and is the stuff of dreams and the subconscious. It is closely related to the chant, and though it is found in all literature, it is more apparent in certain kinds of literature than others. At this point Frye suggests a connection between the four historical modes and the four genres. In this sense, the lyrical is typical of the ironic age—just as the ironic protagonist has turned away from society, the lyrical poet makes utterances without regard to the audience. The lyrical rhythm is very clearly seen in Joyce's Finnegans Wake
Finnegans Wake
Finnegans Wake is a novel by Irish author James Joyce, significant for its experimental style and resulting reputation as one of the most difficult works of fiction in the English language. Written in Paris over a period of seventeen years, and published in 1939, two years before the author's...

, a work based almost entirely on associative babbles and dream utterance.

Miscellaneous

  • The Latin dedication at the beginning, "Helenae Uxori" is to Northrop's wife, Helen.
  • Frye's Green World Theory developed
  • Bergson's Laughter may provide a complementary view on comedy.
  • The book evolved out of an introduction to Spenser
    Edmund Spenser
    Edmund Spenser was an English poet best known for The Faerie Queene, an epic poem and fantastical allegory celebrating the Tudor dynasty and Elizabeth I. He is recognised as one of the premier craftsmen of Modern English verse in its infancy, and one of the greatest poets in the English...

    's The Faerie Queene
    The Faerie Queene
    The Faerie Queene is an incomplete English epic poem by Edmund Spenser. The first half was published in 1590, and a second installment was published in 1596. The Faerie Queene is notable for its form: it was the first work written in Spenserian stanza and is one of the longest poems in the English...

    : "the introduction to Spenser became an introduction to the theory of allegory
    Allegory
    Allegory is a demonstrative form of representation explaining meaning other than the words that are spoken. Allegory communicates its message by means of symbolic figures, actions or symbolic representation...

    " Frye allowed (p. vii).
  • Archetypal literary criticism
    Archetypal literary criticism
    Archetypal literary criticism is a type of critical theory that interprets a text by focusing on recurring myths and archetypes in the narrative, symbols, images, and character types in a literary work...


External links

  • Full text, available in Daisy format for the disabled (requires Library of Congress key), at Archive.org
The source of this article is wikipedia, the free encyclopedia.  The text of this article is licensed under the GFDL.
 
x
OK