Perry Expedition
Encyclopedia
The Perry Expedition was a U.S. naval and diplomatic expedition
Expedition
An expedition typically refers to a long journey or voyage undertaken for a specific purpose, often exploratory, scientific, geographic, military or political in nature...

 to Japan
Japan
Japan is an island nation in East Asia. Located in the Pacific Ocean, it lies to the east of the Sea of Japan, China, North Korea, South Korea and Russia, stretching from the Sea of Okhotsk in the north to the East China Sea and Taiwan in the south...

, involving 2 separate trips to and from Japan by ships of the United States Navy
United States Navy
The United States Navy is the naval warfare service branch of the United States Armed Forces and one of the seven uniformed services of the United States. The U.S. Navy is the largest in the world; its battle fleet tonnage is greater than that of the next 13 largest navies combined. The U.S...

, which took place during 1853-54. The expedition was commanded by Commodore
Commodore
-Aircraft:*Consolidated Aircraft Commodore, a flying boat used for passenger travel in the 1930s-Animals:* Several species of brush-footed butterflies in the subfamily Limenitidinae, in particular A...

 Matthew Calbraith Perry. It resulted in the opening of Japan to American and international trade
International trade
International trade is the exchange of capital, goods, and services across international borders or territories. In most countries, such trade represents a significant share of gross domestic product...

, and the establishment of diplomatic relations between Japan and the western
Western world
The Western world, also known as the West and the Occident , is a term referring to the countries of Western Europe , the countries of the Americas, as well all countries of Northern and Central Europe, Australia and New Zealand...

 "Great Powers".

Matthew Calbraith Perry (1794-1858) was a senior-ranking officer in the navy of the United States of American, who was assigned the command of a U.S.N. expedition to the "far east" in 1853. The goals of this expedition included exploration, surveying, and the establishment of diplomatic relations and negotiation of trade agreements with various nations of the region; opening contact with the government of Japan was considered a top priority of the expedition, and was one of the key reasons for its inception.

The Tokugawa shogunate
Tokugawa shogunate
The Tokugawa shogunate, also known as the and the , was a feudal regime of Japan established by Tokugawa Ieyasu and ruled by the shoguns of the Tokugawa family. This period is known as the Edo period and gets its name from the capital city, Edo, which is now called Tokyo, after the name was...

 had virtually isolated Japan from Western countries, and severely restricted contact with even near-neighbours such as China, since the early-mid 1600s; a policy known as Sakoku
Sakoku
was the foreign relations policy of Japan under which no foreigner could enter nor could any Japanese leave the country on penalty of death. The policy was enacted by the Tokugawa shogunate under Tokugawa Iemitsu through a number of edicts and policies from 1633–39 and remained in effect until...

. It had resisted, sometimes by force, attempts by Americans and Europeans to establish business and diplomatic ties.

On July 8, 1853, Perry sailed into an officially hostile, but militarily unprepared, Japan with four warships
Black Ships
The Black Ships was the name given to Western vessels arriving in Japan in the 16th and 19th centuries.In 1543 Portuguese initiated the first contacts, establishing a trade route linking Goa to Nagasaki...

. He lead a U.S. mission which sought to begin diplomatic and trade relation, and to ensure the safety of Americans shipwrecked in Japan. Perry intimidated the Japanese by threatening to bombard their cities. He presented Japanese officials with a letter from U.S. President Millard Fillmore
Millard Fillmore
Millard Fillmore was the 13th President of the United States and the last member of the Whig Party to hold the office of president...

 to the Emperor of Japan
Emperor of Japan
The Emperor of Japan is, according to the 1947 Constitution of Japan, "the symbol of the state and of the unity of the people." He is a ceremonial figurehead under a form of constitutional monarchy and is head of the Japanese Imperial Family with functions as head of state. He is also the highest...

, proposing peace and friendship; at the time, the complex political relationship between the Emperor and the Shogunate was not well understood by western governments. Perry left Japan with promises of friendship on both sides.

Perry returned the next year, and on March 31, 1854, Japan entered into a treaty of peace, friendship, and trade with the United States. This was Japan's first official relationship with any Western nation other than Holland, since the first decades of the Edo period; it marked the beginning of the modern era in Japan. Over time, the Japanese would use ideas and knowledge from western countries to transform their nation into a great industrial and military power.

Perry published a 3-volume account of the expedition, Narrative of the Expedition of an American Squadron to the China Seas and Japan
Narrative of the Expedition of an American Squadron to the China Seas and Japan
The "Narrative of the Expedition of an American Squadron to the China Seas and Japan: performed in the years 1852, 1853, and 1854, under the command of Commodore M.C. Perry, United States Navy, by order of the Government of the United States" is a printed history, in 3 volumes, of the Perry...

, in 1856.

The Opening of Japan, 1852-1854

In advance of his voyage to the Far East, Commodore Perry read widely amongst available books about Tokugawa Japan. His research also included consultation with the renowned Japanologist Philipp Franz von Siebold
Philipp Franz von Siebold
Philipp Franz Balthasar von Siebold was a German physician and traveller. He was the first European to teach Western medicine in Japan...

. Siebold spent 8 years working, teaching, and studying at the isolated Dutch island-trading post of Dejima
Dejima
was a small fan-shaped artificial island built in the bay of Nagasaki in 1634. This island, which was formed by digging a canal through a small peninsula, remained as the single place of direct trade and exchange between Japan and the outside world during the Edo period. Dejima was built to...

 in Nagasaki
Nagasaki
is the capital and the largest city of Nagasaki Prefecture on the island of Kyushu in Japan. Nagasaki was founded by the Portuguese in the second half of the 16th century on the site of a small fishing village, formerly part of Nishisonogi District...

 harbour, Japan, before returning to Leiden in the Netherlands.

Precedents

Perry's expedition to Japan was preceded by several naval expeditions by American ships:
  • From 1797 to 1809, several American ships traded in Nagasaki under the Dutch
    Netherlands
    The Netherlands is a constituent country of the Kingdom of the Netherlands, located mainly in North-West Europe and with several islands in the Caribbean. Mainland Netherlands borders the North Sea to the north and west, Belgium to the south, and Germany to the east, and shares maritime borders...

     flag, upon the request of the Dutch, who were not able to send their own ships because of their conflict against Britain
    United Kingdom of Great Britain and Ireland
    The United Kingdom of Great Britain and Ireland was the formal name of the United Kingdom during the period when what is now the Republic of Ireland formed a part of it....

     during the Napoleonic Wars
    Napoleonic Wars
    The Napoleonic Wars were a series of wars declared against Napoleon's French Empire by opposing coalitions that ran from 1803 to 1815. As a continuation of the wars sparked by the French Revolution of 1789, they revolutionised European armies and played out on an unprecedented scale, mainly due to...

    . Japan limited foreign trade to the Dutch and Chinese at that time, under the policy of sakoku
    Sakoku
    was the foreign relations policy of Japan under which no foreigner could enter nor could any Japanese leave the country on penalty of death. The policy was enacted by the Tokugawa shogunate under Tokugawa Iemitsu through a number of edicts and policies from 1633–39 and remained in effect until...

    .
  • In 1837, an American businessman in Canton
    Guangzhou
    Guangzhou , known historically as Canton or Kwangchow, is the capital and largest city of the Guangdong province in the People's Republic of China. Located in southern China on the Pearl River, about north-northwest of Hong Kong, Guangzhou is a key national transportation hub and trading port...

     named Charles W. King
    Charles W. King
    Charles W. King was an American merchant in Canton, China, who is famous for having tried to open trade with Japan on the pretext of repatriating seven Japanese castaways, among them Otokichi, to their homeland in 1837 in the Morrison Incident....

     saw an opportunity to open trade by trying to return to Japan three Japanese sailors (among them, Otokichi
    Otokichi
    was a Japanese castaway originally from the area of Onoura near Mihama, on the west coast of the Chita Peninsula in Aichi Prefecture.- Biography :...

    ) who had been shipwrecked a few years before on the coast of Washington. He went to Uraga Channel
    Uraga Channel
    The is a waterway connecting Tokyo Bay to the Sagami Gulf. It is an important channel for ships headed from Tokyo, Yokohama, and Chiba to the Pacific Ocean and beyond.-Geography:...

     with Morrison, an unarmed American merchant ship. The ship was attacked several times, and sailed back without completing its mission.
  • In 1846, Commander James Biddle
    James Biddle
    James Biddle , of the Biddle family, brother of financier Nicholas Biddle and nephew of Captain Nicholas Biddle, was an American commodore. His flagship was USS Columbus.-Education and early career:...

    , sent by the United States Government to open trade, anchored in Tokyo Bay
    Tokyo Bay
    is a bay in the southern Kantō region of Japan. Its old name was .-Geography:Tokyo Bay is surrounded by the Bōsō Peninsula to the east and the Miura Peninsula to the west. In a narrow sense, Tokyo Bay is the area north of the straight line formed by the on the Miura Peninsula on one end and on...

     with two ships, including one warship armed with 72 cannons, but his requests for a trade agreement remained unsuccessful.
  • In 1849, Captain James Glynn
    James Glynn
    James Glynn was a U.S. Navy officer who in 1848 distinguished himself by being the first American to negotiate successfully with the Japanese during the "Closed Country" period....

     sailed to Nagasaki, leading at last to the first successful negotiation by an American with "Closed Country
    Sakoku
    was the foreign relations policy of Japan under which no foreigner could enter nor could any Japanese leave the country on penalty of death. The policy was enacted by the Tokugawa shogunate under Tokugawa Iemitsu through a number of edicts and policies from 1633–39 and remained in effect until...

    " Japan. James Glynn recommended to the United States Congress
    United States Congress
    The United States Congress is the bicameral legislature of the federal government of the United States, consisting of the Senate and the House of Representatives. The Congress meets in the United States Capitol in Washington, D.C....

     that negotiations to open Japan be backed up by a demonstration of force, thus paving the way for Perry's expedition.

First visit, 1852-1853

In 1852, Perry embarked from Norfolk, Virginia
Norfolk, Virginia
Norfolk is an independent city in the Commonwealth of Virginia in the United States. With a population of 242,803 as of the 2010 Census, it is Virginia's second-largest city behind neighboring Virginia Beach....

 for Japan
Japan
Japan is an island nation in East Asia. Located in the Pacific Ocean, it lies to the east of the Sea of Japan, China, North Korea, South Korea and Russia, stretching from the Sea of Okhotsk in the north to the East China Sea and Taiwan in the south...

, in command of the East India Squadron
East India Squadron
The East India Squadron, or East Indies Squadron, was a squadron of American ships which existed in the nineteenth century, it focused on protecting American interests in the Far East while the Pacific Squadron concentrated on the western coasts of the Americas and in the South Pacific Ocean...

 in search of a Japanese trade treaty. Aboard a black-hulled steam frigate, he ported
Mississippi
USS Mississippi (1841)
USS Mississippi, a paddle frigate, was the first ship of the United States Navy to bear that name. She was named for the Mississippi River. Her sister ship was . Her keel was laid down by the Philadelphia Navy Yard in 1839; built under the personal supervision of Commodore Matthew Perry. She was...

,
Plymouth
USS Plymouth (1844)
USS Plymouth was a sloop-of-war constructed and commissioned just prior to the Mexican-American War. She was heavily gunned, and traveled to Japan as part of Commodore Matthew C. Perry’s effort to force Japan to open her ports to international trade...

,
Saratoga
USS Saratoga (1842)
USS Saratoga, a sloop-of-war, was the third ship of the United States Navy to be named for the Battle of Saratoga of the American Revolutionary War. Her keel was laid down in the summer of 1841 by the Portsmouth Navy Yard...

,
and
Susquehanna
USS Susquehanna (1847)
USS Susquehanna, a sidewheel steam frigate, was the first ship of the United States Navy to be named for a river which rises in Lake Otsego in central New York and flows across Pennsylvania and the northeast corner of Maryland to empty into the Chesapeake Bay.Her keel was laid down by the New York...


at Uraga Harbor near Edo
Edo
, also romanized as Yedo or Yeddo, is the former name of the Japanese capital Tokyo, and was the seat of power for the Tokugawa shogunate which ruled Japan from 1603 to 1868...

 (modern Tokyo
Tokyo
, ; officially , is one of the 47 prefectures of Japan. Tokyo is the capital of Japan, the center of the Greater Tokyo Area, and the largest metropolitan area of Japan. It is the seat of the Japanese government and the Imperial Palace, and the home of the Japanese Imperial Family...

) on July 8, 1853. His actions at this crucial juncture were informed by a careful study of Japan's previous contacts with Western ships and what could be known about the Japanese hierarchical culture. He was met by representatives of the Tokugawa Shogunate
Tokugawa shogunate
The Tokugawa shogunate, also known as the and the , was a feudal regime of Japan established by Tokugawa Ieyasu and ruled by the shoguns of the Tokugawa family. This period is known as the Edo period and gets its name from the capital city, Edo, which is now called Tokyo, after the name was...

 who told him to proceed to Nagasaki, where there was limited trade with the Netherlands
Netherlands
The Netherlands is a constituent country of the Kingdom of the Netherlands, located mainly in North-West Europe and with several islands in the Caribbean. Mainland Netherlands borders the North Sea to the north and west, Belgium to the south, and Germany to the east, and shares maritime borders...

 and which was the only Japanese port open to foreigners at that time (see Sakoku
Sakoku
was the foreign relations policy of Japan under which no foreigner could enter nor could any Japanese leave the country on penalty of death. The policy was enacted by the Tokugawa shogunate under Tokugawa Iemitsu through a number of edicts and policies from 1633–39 and remained in effect until...

).

Threat of force and negotiation

As he arrived, Perry ordered his ships to steam past Japanese lines towards the capital of Edo
Edo
, also romanized as Yedo or Yeddo, is the former name of the Japanese capital Tokyo, and was the seat of power for the Tokugawa shogunate which ruled Japan from 1603 to 1868...

, and position their guns towards the town of Uraga
Uraga
is a subdivision of the city of Yokosuka, Kanagawa Prefecture, Japan. It is located on the south eastern side of the Miura Peninsula, at the northern end of the Uraga Channel, at the entrance of Tokyo Bay.-History:...

. Perry refused to abide to demands to leave. He then demanded permission to present a letter from President Millard Fillmore
Millard Fillmore
Millard Fillmore was the 13th President of the United States and the last member of the Whig Party to hold the office of president...

, and threatened to use force if the Japanese boats around the American squadron did not disperse.

Perry attempted to intimidate the Japanese by presenting them a white flag
White flag
White flags have had different meanings throughout history and depending on the locale.-Flag of temporary truce in order to parley :...

 and a letter which told them that in case they chose to combat, the Americans would necessarily vanquish them. Perry's ships were equipped with new Paixhans shell guns
Paixhans gun
The Paixhans gun was the first naval gun designed to fire explosive shells. It was developed by the French general Henri-Joseph Paixhans in 1822-1823.-Background:...

, capable of wreaking great destruction with every shell. The term "Black Ships
Black Ships
The Black Ships was the name given to Western vessels arriving in Japan in the 16th and 19th centuries.In 1543 Portuguese initiated the first contacts, establishing a trade route linking Goa to Nagasaki...

", in Japan, would later come to symbolize a threat imposed by Western technology.

After the Japanese agreed to receive the letter from the American President, Perry landed at Kurihama (in modern-dayYokosuka
Yokosuka, Kanagawa
is a city located in Kanagawa, Japan. As of 2010, the city had an estimated population of 419,067 and a population density of 4,160 people per km². It covered an area of 100.62 km²...

) on July 14, 1853presented the letter to delegates present, and left for the Chinese coast, promising to return for a reply.
Fortifications were built in Tokyo Bay
Tokyo Bay
is a bay in the southern Kantō region of Japan. Its old name was .-Geography:Tokyo Bay is surrounded by the Bōsō Peninsula to the east and the Miura Peninsula to the west. In a narrow sense, Tokyo Bay is the area north of the straight line formed by the on the Miura Peninsula on one end and on...

 at Odaiba
Odaiba
is a large artificial island in Tokyo Bay, Japan, across the Rainbow Bridge from central Tokyo. It was initially built for defensive purposes in the 1850s, dramatically expanded during the late 20th century as a seaport district, and has developed since the 1990s as a major commercial, residential...

 in order to protect Edo from possible American naval incursion.

Second visit, 1854

Perry returned in February 1854 with twice as many ships, finding that the delegates had prepared a treaty embodying virtually all the demands in Fillmore's letter. Perry signed the Convention of Kanagawa
Convention of Kanagawa
On March 31, 1854, the or was concluded between Commodore Matthew C. Perry of the U.S. Navy and the Tokugawa shogunate.-Treaty of Peace and Amity :...

 on March 31, 1854 and departed, mistakenly believing the agreement had been made with imperial
Emperor of Japan
The Emperor of Japan is, according to the 1947 Constitution of Japan, "the symbol of the state and of the unity of the people." He is a ceremonial figurehead under a form of constitutional monarchy and is head of the Japanese Imperial Family with functions as head of state. He is also the highest...

 representatives. The agreement was made with the Shogun, the de facto ruler of Japan.

On his way to Japan, Perry anchored off Keelung
Keelung
Keelung City is a major port city situated in the northeastern part of Taiwan. It borders New Taipei and forms the Taipei–Keelung metropolitan area, along with the Taipei and New Taipei. Nicknamed the Rainy Port for its frequent rain and maritime role, the city is Taiwan's second largest seaport...

 in Formosa
Formosa
Formosa or Ilha Formosa is a Portuguese historical name for Taiwan , literally meaning, "Beautiful Island". The term may also refer to:-Places:* Formosa Strait, another name for the Taiwan Strait...

 (modern day Taiwan
Taiwan
Taiwan , also known, especially in the past, as Formosa , is the largest island of the same-named island group of East Asia in the western Pacific Ocean and located off the southeastern coast of mainland China. The island forms over 99% of the current territory of the Republic of China following...

), for ten days. Perry and crew members landed on Formosa and investigated the potential of mining the coal
Coal
Coal is a combustible black or brownish-black sedimentary rock usually occurring in rock strata in layers or veins called coal beds or coal seams. The harder forms, such as anthracite coal, can be regarded as metamorphic rock because of later exposure to elevated temperature and pressure...

 deposits in that area. He emphasized in his reports that Formosa provided a convenient mid-way trade location. Formosa was also very defensible. It could serve as a base for exploration as Cuba
Cuba
The Republic of Cuba is an island nation in the Caribbean. The nation of Cuba consists of the main island of Cuba, the Isla de la Juventud, and several archipelagos. Havana is the largest city in Cuba and the country's capital. Santiago de Cuba is the second largest city...

 had done for the Spanish in the Americas. Occupying Formosa could help the US to counter European monopolization
Monopoly
A monopoly exists when a specific person or enterprise is the only supplier of a particular commodity...

 of the major trade routes. President Franklin Pierce
Franklin Pierce
Franklin Pierce was the 14th President of the United States and is the only President from New Hampshire. Pierce was a Democrat and a "doughface" who served in the U.S. House of Representatives and the Senate. Pierce took part in the Mexican-American War and became a brigadier general in the Army...

 declined the suggestion, remarking such a remote possession would be an unnecessary drain of resources and that he would be unlikely to receive the consent of Congress.

Return to the United States, 1855

When Perry returned to the United States in 1855, Congress
United States Congress
The United States Congress is the bicameral legislature of the federal government of the United States, consisting of the Senate and the House of Representatives. The Congress meets in the United States Capitol in Washington, D.C....

 voted to grant him a reward of $20,000 in appreciation of his work in Japan. Perry used part of this money to prepare and publish a report on the expedition in three volumes, titled Narrative of the Expedition of an American Squadron to the China Seas and Japan
Narrative of the Expedition of an American Squadron to the China Seas and Japan
The "Narrative of the Expedition of an American Squadron to the China Seas and Japan: performed in the years 1852, 1853, and 1854, under the command of Commodore M.C. Perry, United States Navy, by order of the Government of the United States" is a printed history, in 3 volumes, of the Perry...

. He was also advanced to the grade of rear-admiral on the retired list (when his health began to fail) as a reward for his services in the Far East. Perry was known to have suffered severe arthritis that left him in frequent pain, that on occasion precluded him from his duties.

Perry spent his last years preparing for publication his account of the Japan expedition, announcing its completion on December 28, 1857. Two days later he was detached from his last post, an assignment to the Naval Efficiency Board. He died awaiting further orders on March 4, 1858 in New York City
New York City
New York is the most populous city in the United States and the center of the New York Metropolitan Area, one of the most populous metropolitan areas in the world. New York exerts a significant impact upon global commerce, finance, media, art, fashion, research, technology, education, and...

, of rheumatism
Rheumatism
Rheumatism or rheumatic disorder is a non-specific term for medical problems affecting the joints and connective tissue. The study of, and therapeutic interventions in, such disorders is called rheumatology.-Terminology:...

 that had spread to the heart, compounded by complications of gout
Gout
Gout is a medical condition usually characterized by recurrent attacks of acute inflammatory arthritis—a red, tender, hot, swollen joint. The metatarsal-phalangeal joint at the base of the big toe is the most commonly affected . However, it may also present as tophi, kidney stones, or urate...

.

See also

  • Gunboat diplomacy
    Gunboat diplomacy
    In international politics, gunboat diplomacy refers to the pursuit of foreign policy objectives with the aid of conspicuous displays of military power — implying or constituting a direct threat of warfare, should terms not be agreeable to the superior force....

  • History of Japan
    History of Japan
    The history of Japan encompasses the history of the islands of Japan and the Japanese people, spanning the ancient history of the region to the modern history of Japan as a nation state. Following the last ice age, around 12,000 BC, the rich ecosystem of the Japanese Archipelago fostered human...

  • Meiji Restoration
    Meiji Restoration
    The , also known as the Meiji Ishin, Revolution, Reform or Renewal, was a chain of events that restored imperial rule to Japan in 1868...

  • Yokohama Archives of History
    Yokohama Archives of History
    The in Naka ward, central Yokohama near Yamashita Park is a repository for many precious archive materials on Japan and the foreign connection with Japan since the arrival of Commodore Matthew Perry in 1853...


External links

  • Dupree, A. Hunter
    A. Hunter Dupree
    Anderson Hunter Dupree is a distinguished American historian and one of the pioneer historians of the history of science and technology in the United States.-Early Education and Education:...

    , 'Science vs. the Military: Dr. James Morrow and the Perry Expedition', The Pacific Historical Review, vol. 22, no. 1, (1953), pp. 29–37.

  • Hawks, Francis
    Francis L. Hawks
    Dr. Francis Lister Hawks was an American priest of the Episcopal Church, and a politician in North Carolina....

    . (1856). Narrative of the Expedition of an American Squadron to the China Seas and Japan Performed in the Years 1852, 1853 and 1854 under the Command of Commodore M.C. Perry, United States Navy, Washington: A.O.P. Nicholson by order of Congress, 1856; originally published in Senate Executive Documents, No. 34 of 33rd Congress, 2nd Session. [reprinted by London: Trafalgar Square, 2005. ISBN 1-8458-8026-9 (paper)]

  • Samuel Eliot Morison
    Samuel Eliot Morison
    Samuel Eliot Morison, Rear Admiral, United States Naval Reserve was an American historian noted for his works of maritime history that were both authoritative and highly readable. He received his Ph.D. from Harvard University in 1912, and taught history at the university for 40 years...

    , Old Bruin (1967).

  • John Schroeder, Matthew Calbraith Perry (2001).

  • Sewall, John S. (1905). The Logbook of the Captain's Clerk: Adventures in the China Seas, Bangor, Maine: Chas H. Glass & Co. [reprint by Chicago: R.R. Donnelly & Sons, 1995] ISBN 0-5482-0912-X.

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