Phenomenology of Spirit
Encyclopedia
Phänomenologie des Geistes (1807) is one of G.W.F. Hegel's most important philosophical works. It is translated as The Phenomenology of Spirit or The Phenomenology of Mind due to the dual meaning in the German
German language
German is a West Germanic language, related to and classified alongside English and Dutch. With an estimated 90 – 98 million native speakers, German is one of the world's major languages and is the most widely-spoken first language in the European Union....

 word Geist
Geist
Geist is a German word. Depending on context it can be translated as the English words mind, spirit, or ghost, covering the semantic field of these three English nouns...

. The book's working title, which also appeared in the first edition, was Science of the Experience of Consciousness. On its initial publication (see cover image on right), it was identified as Part One of a projected "System of Science", of which the Science of Logic
Science of Logic
Hegel's work The Science of Logic outlined his vision of logic, which is an ontology that incorporates the traditional Aristotelian syllogism as a sub-component rather than a basis...

was the second part. A smaller work, titled Philosophy of Spirit (also translated as "Philosophy of Mind"), appears in Hegel's Encyclopedia of the Philosophical Sciences, and recounts in briefer and somewhat altered form the major themes of the original Phenomenology.

It formed the basis of Hegel's later philosophy and marked a significant development in German idealism
German idealism
German idealism was a philosophical movement that emerged in Germany in the late 18th and early 19th centuries. It developed out of the work of Immanuel Kant in the 1780s and 1790s, and was closely linked both with romanticism and the revolutionary politics of the Enlightenment...

 after Kant
KANT
KANT is a computer algebra system for mathematicians interested in algebraic number theory, performing sophisticated computations in algebraic number fields, in global function fields, and in local fields. KASH is the associated command line interface...

. Focusing on topics in metaphysics
Metaphysics
Metaphysics is a branch of philosophy concerned with explaining the fundamental nature of being and the world, although the term is not easily defined. Traditionally, metaphysics attempts to answer two basic questions in the broadest possible terms:...

, epistemology, physics
Philosophy of physics
In philosophy, the philosophy of physics studies the fundamental philosophical questions underlying modern physics, the study of matter and energy and how they interact. The philosophy of physics begins by reflecting on the basic metaphysical and epistemological questions posed by physics:...

, ethics
Ethics
Ethics, also known as moral philosophy, is a branch of philosophy that addresses questions about morality—that is, concepts such as good and evil, right and wrong, virtue and vice, justice and crime, etc.Major branches of ethics include:...

, history
Philosophy of history
The term philosophy of history refers to the theoretical aspect of history, in two senses. It is customary to distinguish critical philosophy of history from speculative philosophy of history...

, religion
Philosophy of religion
Philosophy of religion is a branch of philosophy concerned with questions regarding religion, including the nature and existence of God, the examination of religious experience, analysis of religious language and texts, and the relationship of religion and science...

, perception
Philosophy of perception
The philosophy of perception is concerned with the nature of perceptual experience and the status of perceptual data, in particular how they relate to beliefs about, or knowledge of, the world. Any explicit account of perception requires a commitment to one of a variety of ontological or...

, consciousness
Consciousness
Consciousness is a term that refers to the relationship between the mind and the world with which it interacts. It has been defined as: subjectivity, awareness, the ability to experience or to feel, wakefulness, having a sense of selfhood, and the executive control system of the mind...

, and political philosophy
Political philosophy
Political philosophy is the study of such topics as liberty, justice, property, rights, law, and the enforcement of a legal code by authority: what they are, why they are needed, what, if anything, makes a government legitimate, what rights and freedoms it should protect and why, what form it...

, The Phenomenology is where Hegel develops his concepts of dialectic
Dialectic
Dialectic is a method of argument for resolving disagreement that has been central to Indic and European philosophy since antiquity. The word dialectic originated in Ancient Greece, and was made popular by Plato in the Socratic dialogues...

 (including the Master-slave dialectic
Master-slave dialectic
The Master-Slave dialectic is a famous passage of Hegel's Phenomenology of Spirit. It is widely considered a key element in Hegel's philosophical system, and has heavily influenced many subsequent philosophers...

), absolute idealism
Absolute idealism
Absolute idealism is an ontologically monistic philosophy attributed to G. W. F. Hegel. It is Hegel's account of how being is ultimately comprehensible as an all-inclusive whole. Hegel asserted that in order for the thinking subject to be able to know its object at all, there must be in some...

, ethical life, and Aufhebung. The book had a profound effect in Western philosophy
Western philosophy
Western philosophy is the philosophical thought and work of the Western or Occidental world, as distinct from Eastern or Oriental philosophies and the varieties of indigenous philosophies....

, and "has been praised and blamed for the development of existentialism
Existentialism
Existentialism is a term applied to a school of 19th- and 20th-century philosophers who, despite profound doctrinal differences, shared the belief that philosophical thinking begins with the human subject—not merely the thinking subject, but the acting, feeling, living human individual...

, communism
Communism
Communism is a social, political and economic ideology that aims at the establishment of a classless, moneyless, revolutionary and stateless socialist society structured upon common ownership of the means of production...

, fascism
Fascism
Fascism is a radical authoritarian nationalist political ideology. Fascists seek to rejuvenate their nation based on commitment to the national community as an organic entity, in which individuals are bound together in national identity by suprapersonal connections of ancestry, culture, and blood...

, death of God theology, and historicist nihilism
Nihilism
Nihilism is the philosophical doctrine suggesting the negation of one or more putatively meaningful aspects of life. Most commonly, nihilism is presented in the form of existential nihilism which argues that life is without objective meaning, purpose, or intrinsic value...

."

In The Phenomenology of Spirit, Hegel takes the readers through the evolution of consciousness. In the work, the mind experiences different stages of consciousness. It begins with the lower levels of consciousness and concludes with the higher levels of consciousness.

Structure

The book consists of a Preface (written after the rest was completed), an Introduction, and six major divisions (of greatly varying size): Consciousness, Self-Consciousness, Reason, Spirit, Religion, and Absolute Knowledge. Most of these have further hierarchical subdivisions, and some versions of the book's table of contents also group the last four together as a single section on a level with the first two.

Due to its obscure nature and the many works by Hegel that followed its publication, even the structure or core theme of the book itself remains contested. First, Hegel wrote the book under close time constraints with little chance for revision (individual chapters were sent to the publisher before others were written). Furthermore, according to some readers, Hegel may have changed his conception of the project over the course of the writing. Secondly, the book abounds with both highly technical argument in philosophical language, and concrete examples, either imaginary or historical, of developments by people through different states of consciousness. The relationship between these is disputed: whether Hegel meant to prove claims about the development of world history, or simply used it for illustration; whether or not the more conventionally philosophical passages are meant to address specific historical and philosophical positions; and so forth.

Jean Hyppolite
Jean Hyppolite
Jean Hyppolite was a French philosopher known for championing the work of Hegel, and other German philosophers, and educating some of France's most prominent post-war thinkers....

 famously interpreted the work as a bildungsroman
Bildungsroman
In literary criticism, bildungsroman or coming-of-age story is a literary genre which focuses on the psychological and moral growth of the protagonist from youth to adulthood , and in which character change is thus extremely important...

 that follows the progression of its protagonist, Spirit, through the history of consciousness, a characterization that remains prevalent among literary theorists. However, others contest this literary interpretation and instead read the work as a "self-conscious reflective account" that a society must give of itself in order to understand itself and therefore become reflective. Martin Heidegger
Martin Heidegger
Martin Heidegger was a German philosopher known for his existential and phenomenological explorations of the "question of Being."...

 saw it as the foundation of a larger "System of Science" that Hegel sought to develop, while Alexandre Kojève
Alexandre Kojève
Alexandre Kojève was a Russian-born French philosopher and statesman whose philosophical seminars had an immense influence on twentieth-century French philosophy, particularly via his integration of Hegelian concepts into continental philosophy...

 saw it as akin to a "Platonic Dialogue ... between the great Systems of history." It has even been called "a philosophical rollercoaster ... with no more rhyme or reason for any particular transition than that it struck Hegel that such a transition might be fun or illuminating."

The Preface

The Preface to the Phenomenology, all by itself, is considered one of Hegel's major works and a major text in the history of philosophy, because in it he sets out the core of his philosophical method and what distinguishes it from that of any previous philosophy, especially that of his German Idealist
German idealism
German idealism was a philosophical movement that emerged in Germany in the late 18th and early 19th centuries. It developed out of the work of Immanuel Kant in the 1780s and 1790s, and was closely linked both with romanticism and the revolutionary politics of the Enlightenment...

 predecessors (Kant
KANT
KANT is a computer algebra system for mathematicians interested in algebraic number theory, performing sophisticated computations in algebraic number fields, in global function fields, and in local fields. KASH is the associated command line interface...

, Fichte, and Schelling
Schelling
Notable people with the last name of Schelling include:* Ernest Schelling, American composer* Friedrich Wilhelm Joseph Schelling, German philosopher* Thomas Schelling, American economist and Nobel laureate...

).

Hegel's approach, referred to as the Hegelian method, consists of actually examining consciousness' experience of both itself and of its objects and eliciting the contradictions and dynamic movement that come to light in looking at this experience. Hegel uses the phrase "pure looking at" (reines Zusehen) to describe this method. If consciousness just pays attention to what is actually present in itself and its relation to its objects, it will see that what looks like stable and fixed forms dissolve into a dialectical movement. Thus philosophy, according to Hegel, cannot just set out arguments based on a flow of deductive reasoning. Rather, it must look at actual consciousness, as it really exists.

Hegel also argues strongly against the epistemological emphasis of modern philosophy from Descartes through Kant
KANT
KANT is a computer algebra system for mathematicians interested in algebraic number theory, performing sophisticated computations in algebraic number fields, in global function fields, and in local fields. KASH is the associated command line interface...

, which he describes as having to first establish the nature and criteria of knowledge prior to actually knowing anything, because this would imply an infinite regress
Infinite regress
An infinite regress in a series of propositions arises if the truth of proposition P1 requires the support of proposition P2, the truth of proposition P2 requires the support of proposition P3, .....

, a foundationalism
Foundationalism
Foundationalism is any theory in epistemology that holds that beliefs are justified based on what are called basic beliefs . This position is intended to resolve the infinite regress problem in epistemology...

 that Hegel maintains is self-contradictory and impossible. Rather, he maintains, we must examine actual knowing as it occurs in real knowledge processes. This is why Hegel uses the term "phenomenology". "Phenomenology" comes from the Greek
Greek language
Greek is an independent branch of the Indo-European family of languages. Native to the southern Balkans, it has the longest documented history of any Indo-European language, spanning 34 centuries of written records. Its writing system has been the Greek alphabet for the majority of its history;...

 word for "to appear", and the phenomenology of mind is thus the study of how consciousness or mind appears to itself. In Hegel's dynamic system, it is the study of the successive appearances of the mind to itself, because on examination each one dissolves into a later, more comprehensive and integrated form or structure of mind.

Introduction

Whereas the Preface was written after Hegel completed the Phenomenology, the Introduction was written beforehand. It covers much of the same ground, but from a somewhat different perspective.

In the Introduction, Hegel addresses the seeming paradox that we cannot evaluate our faculty of knowledge in terms of its ability to know the Absolute
Absolute (philosophy)
The Absolute is the concept of an unconditional reality which transcends limited, conditional, everyday existence. It is sometimes used as an alternate term for "God" or "the Divine", especially, but by no means exclusively, by those who feel that the term "God" lends itself too easily to...

 without first having a criterion for what the Absolute is, one that is superior to our knowledge of the Absolute. Yet, we could only have such a criterion if we already had the improved knowledge that we seek.

To resolve this paradox, Hegel adopts a method whereby the knowing that is characteristic of a particular stage of consciousness is evaluated using the criterion presupposed by consciousness itself. At each stage, consciousness knows something, and at the same time distinguishes the object of that knowledge as different from what it knows. Hegel and his readers will simply "look on" while consciousness compares its actual knowledge of the object—what the object is "for consciousness" -- with its criterion for what the object must be "in itself". One would expect that, when consciousness finds that its knowledge does not agree with its object, consciousness would adjust its knowledge to conform to its object. However, in a characteristic reversal, Hegel explains that under his method, the opposite occurs.

As just noted, consciousness' criterion for what the object should be is not supplied externally, rather it is supplied by consciousness itself. Therefore, like its knowledge, the "object" that consciousness distinguishes from its knowledge is really just the object "for consciousness" - it is the object as envisioned by that stage of consciousness. Thus, in attempting to resolve the discord between knowledge and object, consciousness inevitably alters the object as well. In fact, the new "object" for consciousness is developed from consciousness' inadequate knowledge of the previous "object." Thus, what consciousness really does is to modify its "object" to conform to its knowledge. Then the cycle begins anew as consciousness attempts to examine what it knows about this new "object".

The reason for this reversal is that, for Hegel, the separation between consciousness and its object is no more real than consciousness' inadequate knowledge of that object. The knowledge is inadequate only because of that separation. At the end of the process, when the object has been fully "spiritualized" by successive cycles of consciousness' experience, consciousness will fully know the object and at the same time fully recognize that the object is none other than itself.

At each stage of development, Hegel, adds, "we" (Hegel and his readers) see this development of the new object out of the knowledge of the previous one, but the consciousness that we are observing does not. As far as it is concerned, it experiences the dissolution of its knowledge in a mass of contradictions, and the emergence of a new object for knowledge, without understanding how that new object has been born.

Consciousness

Consciousness is divided into three chapters: "Sense-Certainty", "Perception", and "Force and the Understanding."

Self-Consciousness

Self-Consciousness contains a preliminary discussion of Life and Desire, followed by two subsections: "Independent and Dependent Self-Consciousness: Lordship and Bondage
Master-slave dialectic
The Master-Slave dialectic is a famous passage of Hegel's Phenomenology of Spirit. It is widely considered a key element in Hegel's philosophical system, and has heavily influenced many subsequent philosophers...

" and "Freedom of Self-Consciousness: Stoicism, Skepticism, and the Unhappy Consciousness." Notable is the presence of the discussion of the dialectic
Dialectic
Dialectic is a method of argument for resolving disagreement that has been central to Indic and European philosophy since antiquity. The word dialectic originated in Ancient Greece, and was made popular by Plato in the Socratic dialogues...

 of the lord and bondsman.

Reason

Reason is divided into three chapters: "Observing Reason," "Actualization of Self-Consciousness," and "Individuality Real In and For Itself."

Spirit

Spirit is divided into three chapters: "The Ethical Order," "Culture," and "Morality."

Religion

Religion is divided into three chapters: "Natural Religion," "Religion in the Form of Art," and "The Revealed Religion."

Criticism

Arthur Schopenhauer
Arthur Schopenhauer
Arthur Schopenhauer was a German philosopher known for his pessimism and philosophical clarity. At age 25, he published his doctoral dissertation, On the Fourfold Root of the Principle of Sufficient Reason, which examined the four separate manifestations of reason in the phenomenal...

 criticized Phenomenology of Spirit as being characteristic of the vacuous verbiage he attributed to Hegel.

Hegelian dialectic

The famous dialectical process of thesis-antithesis-synthesis has been controversially attributed to Hegel.
However, that does not mean that Hegel rejected a triadic process. Despite the popular misrepresentation of Hegel's triadic method which denies that Hegel used triads in his writings, Professor Howard Kainz
Howard Kainz
Howard P. Kainz is professor emeritus at Marquette University, Milwaukee. He was a recipient of a National Endowment for the Humanities fellowship for 1977-1978, and Fulbright fellowships in Germany for 1980-1981 and 1987-1988. Dr. Kainz is one of the few philosophers in North America who...

 (1996) affirms that there are "thousands of triads" in Hegel's writings.

However, instead of using the famous terminology that originated with Kant
KANT
KANT is a computer algebra system for mathematicians interested in algebraic number theory, performing sophisticated computations in algebraic number fields, in global function fields, and in local fields. KASH is the associated command line interface...

 and was elaborated by J. G. Fichte, Hegel used an entirely different and more accurate terminology for dialectical (or as Hegel called them, 'speculative') triads.

Hegel used two different sets of terms for his triads, namely, abstract-negative-concrete (especially in his Phenomenology of 1807), as well as, immediate-mediate-concrete (especially in his Science of Logic of 1812), depending on the scope of his argumentation.

When one looks for these terms in his writings, one finds so many occurrences that it may become clear that Hegel employed the Kantian using a different terminology.

Hegel explained his change of terminology. The triad terms, 'abstract-negative-concrete' contain an implicit explanation for the flaws in Kant's terms. The first term, 'thesis,' deserves its anti-thesis simply because it is too abstract. The third term, 'synthesis,' has completed the triad, making it concrete and no longer abstract, by absorbing the negative.

Sometimes Hegel used the terms, immediate-mediate-concrete, to describe his triads. The most abstract concepts are those that present themselves to our consciousness immediately. For example, the notion of Pure Being for Hegel was the most abstract concept of all. The negative of this infinite abstraction would require an entire Encyclopedia, building category by category, dialectically, until it culminated in the category of Absolute Mind or Spirit (since the German word, 'Geist', can mean either 'Mind' or 'Spirit').

English translations of The Phenomenology of Spirit

  • Phenomenology of Spirit, translated by A. V. Miller with analysis of the text and foreword by J. N. Findlay
    John Niemeyer Findlay
    John Niemeyer Findlay, known as J. N. Findlay, was a South African philosopher.-Education and Career:...

     (Oxford: Clarendon Press, 1977) ISBN 0-19-824597-1
  • Phenomenology of Mind, translated by J. B. Baillie (London:Harper & Row, 1967)
  • Hegel's Preface to the Phenomenology of Spirit, translated with introduction, running commentary and notes by Yirmiyahu Yovel (Princeton: Princeton University Press, 2004) ISBN 0-691-12052-8.
  • Texts and Commentary: Hegel's Preface to His System in a New Translation With Commentary on Facing Pages, and "Who Thinks Abstractly?", translated by Walter Kaufmann (South Bend: University of Notre Dame Press, 1977) ISBN 0-268-01069-2.
  • "Introduction", "The Phenomenology of Spirit", translated by Kenley R. Dove, in Martin Heidegger, "Hegel's Concept of Experience" (New York: Harper & Row, 1970)
  • "Sense-Certainty", Chapter I, "The Phenomenology of Spirit", translated by Kenley R. Dove, "The Philosophical Forum", Vol. 32, No 4
  • "Stoicism", Chapter IV, B, "The Phenomenology of Spirit", translated by Kenley R. Dove, "The Philosophical Forum", Vol. 37, No 3
  • "Absolute Knowing", Chapter VIII, "The Phenomenology of Spirit", translated by Kenley R. Dove, "The Philosophical Forum", Vol. 32, No 4
  • Hegel's Phenomenology of Spirit: Selections Translated and Annotated by Howard P. Kainz. The Pennsylvania State University Press. ISBN 0-271-01076-2
  • Phenomenology of Spirit selections translated by Andrea Tschemplik and James H. Stam, in Steven M. Cahn, ed., Classics of Western Philosophy (Hackett, 2007).

"Hegel's Phenomenology of Self-consciousness: text and commentary" [A translatiobn of Chapter IV of the Phenomenology, with accompanying essays and a translation of "Hegel's summary of self-consciousness from 'The Phenomenologgy of Spirit' in the Philosophical Propaedeutic"], by Leo Rauch and David Sherman. State University of New York Press, 1999.

Secondary literature

  • Heidegger, Martin
    Martin Heidegger
    Martin Heidegger was a German philosopher known for his existential and phenomenological explorations of the "question of Being."...

    , 1988. Hegel's Phenomenology of Spirit. Bloomington: Indiana University Press. ISBN 0-253-32766-0.
  • Hyppolite, Jean
    Jean Hyppolite
    Jean Hyppolite was a French philosopher known for championing the work of Hegel, and other German philosophers, and educating some of France's most prominent post-war thinkers....

    , 1979. Genesis and Structure of "Hegel's Phenomenology of Spirit. Evanston: Northwestern University Press. ISBN 0-8101-0594-2.
  • Kojève, Alexandre
    Alexandre Kojève
    Alexandre Kojève was a Russian-born French philosopher and statesman whose philosophical seminars had an immense influence on twentieth-century French philosophy, particularly via his integration of Hegelian concepts into continental philosophy...

    . Introduction to the Reading of Hegel: Lectures on the Phenomenology of Spirit. ISBN 0-8014-9203-3.
  • Russon, John
    John Russon
    John Russon is a Canadian philosopher, working primarily in the tradition of Continental Philosophy. In 2006, he was named Presidential Distinguished Professor at the University of Guelph.-Education:...

    , 2004. Reading Hegel's Phenomenology. Indiana University Press. ISBN 0-253-21692-3.
  • Taylor, Charles
    Charles Taylor (philosopher)
    Charles Margrave Taylor, is a Canadian philosopher from Montreal, Quebec best known for his contributions in political philosophy, the philosophy of social science, and in the history of philosophy. His contributions to these fields have earned him both the prestigious Kyoto Prize and the...

    , 1975. Hegel. Cambridge: Cambridge University Press. ISBN 0-521-29199-2.
  • Solomon, Robert C.
    Robert C. Solomon
    Robert C. Solomon was a professor of continental philosophy at the University of Texas at Austin in the USA.-Early life:...

    , 1983. In the Spirit of Hegel. New York: Oxford University Press. ISBN 0-195-03650-6.
  • Pippin, Robert B.
    Robert B. Pippin
    Robert B. Pippin is an American philosopher. He is the Evelyn Stefansson Nef Distinguished Service Professor in the John U. Nef Committee on Social Thought, the Department of Philosophy, and the College at the University of Chicago....

    , 1989. Hegel's Idealism: the Satisfactions of Self-Consciousness. Cambridge: Cambridge University Press, 1989. ISBN 0-521-37923-7.
  • Forster, Michael N., 1998. Hegel's Idea of a Phenomenology of Spirit. University of Chicago Press. ISBN 0-226-25742-8.
  • Harris, H. S. Hegel's Ladder, 2 vols.
  • Harris, H. S., 1995. Hegel: Phenomenology and System. Indianapolis: Hackett. ISBN 0-872-20281-X.
  • Kadvany, John, 2001, Imre Lakatos and the Guises of Reason. Duke University Press. ISBN 0-8223-2659-0.
  • Loewenberg, J., 1965. Hegel's Phenomenology. Dialogues on the Life of Mind. La Salle IL.
  • Pinkard, Terry, 1996. Hegel's Phenomenology: The Sociality of Reason. Cambridge: Cambridge University Press. ISBN 9780521568340.
  • Stern, Robert, 2002. Hegel and the Phenomenology of Spirit London: Routledge. ISBN 0-415-21788-1 An introduction for students.
  • Yovel, Yirmiyahu, Hegel's Preface to the Phenomenology of Spirit: Translation and Running Commentary, Princeton and Oxford : Princeton University Press,, 2005, ISBN 0-691-12052-8
  • Westphal, Kenneth R., 2003. Hegel's Epistemology: A Philosophical Introduction to the Phenomenology of Spirit. Indianapolis: Hackett. ISBN 0-87220-645-9.
  • Westphal, Merold, 1998. History and Truth in Hegel’s Phenomenology. Bloomington: Indiana University Press. ISBN 0-253-21221-9.

External links

Electronic versions of the English translation of Hegel's Phenomenology of Mind are available at:


Detailed audio commentary by an academic:
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