Otoplasty
Encyclopedia
Otoplasty denotes the surgical
Plastic surgery
Plastic surgery is a medical specialty concerned with the correction or restoration of form and function. Though cosmetic or aesthetic surgery is the best-known kind of plastic surgery, most plastic surgery is not cosmetic: plastic surgery includes many types of reconstructive surgery, hand...

 and non-surgical procedures for correcting the deformities and defects of the pinna (external ear
Ear
The ear is the organ that detects sound. It not only receives sound, but also aids in balance and body position. The ear is part of the auditory system....

); and for reconstructing a defective, or deformed, or absent external ear, consequent to congenital conditions (e.g. microtia
Microtia
Microtia, also called microtia-anotia, is a congenital deformity where the pinna is very small and underdeveloped or absent . It can be unilateral or bilateral . It occurs in 1 out of about 8,000–10,000 births. In unilateral microtia, the right ear is most commonly affected...

, anotia
Anotia
Anotia describes a rare, congenital deformity, a missing auricle, the external, visible part of the ear. This contrasts with microtia, in which a small part of the ear is present....

, etc.) and trauma
Trauma (medicine)
Trauma refers to "a body wound or shock produced by sudden physical injury, as from violence or accident." It can also be described as "a physical wound or injury, such as a fracture or blow." Major trauma can result in secondary complications such as circulatory shock, respiratory failure and death...

 (blunt
Blunt trauma
In medical terminology, blunt trauma, blunt injury, non-penetrating trauma or blunt force trauma refers to a type of physical trauma caused to a body part, either by impact, injury or physical attack; the latter usually being referred to as blunt force trauma...

, penetrating
Penetrating trauma
Penetrating trauma is an injury that occurs when an object pierces the skin and enters a tissue of the body, creating an open wound. In blunt, or non-penetrating trauma, there may be an impact, but the skin is not necessarily broken. The penetrating object may remain in the tissues, come back out...

, blast
Blast injury
A blast injury is a complex type of physical trauma resulting from direct or indirect exposure to an explosion. Blast injuries occur with the detonation of high-order explosives as well as the deflagration of low order explosives...

). The otoplastic surgeon corrects the defect or deformity by creating an external ear that is of natural proportions, contour, and appearance, usually achieved by the reshaping, the moving, and the augmenting of the cartilaginous
Cartilage
Cartilage is a flexible connective tissue found in many areas in the bodies of humans and other animals, including the joints between bones, the rib cage, the ear, the nose, the elbow, the knee, the ankle, the bronchial tubes and the intervertebral discs...

 support framework of the pinna. Moreover, because the occurrence of congenital ear deformities occasionally overlaps with other medical conditions (e.g. Treacher Collins Syndrome
Treacher Collins syndrome
Treacher Collins syndrome , also known as Treacher Collins–Franceschetti syndrome, or mandibulofacial dysostosis is a rare autosomal dominant congenital disorder characterized by craniofacial deformities, such as absent cheekbones. Treacher Collins syndrome is found in about 1 in 10,000 births, ....

, Hemifacial microsomia
Hemifacial microsomia
Hemifacial microsomia is a congenital disorder that affects the development of the lower half of the face, most commonly the ears, the mouth and the mandible. It can occur on one side of the face or both. If severe it can lead to difficulties in breathing, obstructing the trachea and requiring a...

, etc.), corrective otoplasty procedures also are performed by an oro-maxilofacial surgeon
Oral and maxillofacial surgery
Oral and maxillofacial surgery is surgery to correct a wide spectrum of diseases, injuries and defects in the head, neck, face, jaws and the hard and soft tissues of the oral and maxillofacial region. It is an internationally recognized surgical specialty...

 (mouth, jaw, and face specialist), an otolaryngologist (ear, nose
Human nose
The visible part of the human nose is the protruding part of the face that bears the nostrils. The shape of the nose is determined by the ethmoid bone and the nasal septum, which consists mostly of cartilage and which separates the nostrils...

, and throat specialist), and the usual plastic surgeon
Plastic surgery
Plastic surgery is a medical specialty concerned with the correction or restoration of form and function. Though cosmetic or aesthetic surgery is the best-known kind of plastic surgery, most plastic surgery is not cosmetic: plastic surgery includes many types of reconstructive surgery, hand...

.

History


Antiquity
Otoplasty (surgery of the ear) was developed in ancient India
History of India
The history of India begins with evidence of human activity of Homo sapiens as long as 75,000 years ago, or with earlier hominids including Homo erectus from about 500,000 years ago. The Indus Valley Civilization, which spread and flourished in the northwestern part of the Indian subcontinent from...

, in the 5th century BC, by the ayurvedic
Ayurveda
Ayurveda or ayurvedic medicine is a system of traditional medicine native to India and a form of alternative medicine. In Sanskrit, words , meaning "longevity", and , meaning "knowledge" or "science". The earliest literature on Indian medical practice appeared during the Vedic period in India,...

 physician Sushruta (ca. 800 BC), which he described in the medical compendium, the Sushruta samhita
Sushruta Samhita
The Sushruta Samhita is a Sanskrit text, attributed to one Sushruta, foundational to Ayurvedic medicine , with innovative chapters on surgery....

(Sushruta’s Compendium, ca. AD 500). In his time, the physician Sushruta and his medical students developed otoplastic and other plastic surgical
Plastic surgery
Plastic surgery is a medical specialty concerned with the correction or restoration of form and function. Though cosmetic or aesthetic surgery is the best-known kind of plastic surgery, most plastic surgery is not cosmetic: plastic surgery includes many types of reconstructive surgery, hand...

 techniques and procedures for correcting (repairing) and reconstructing ears, noses
Rhinoplasty
Rhinoplasty , also nose job, is a plastic surgery procedure for correcting and reconstructing the form, restoring the functions, and aesthetically enhancing the nose, by resolving nasal trauma , congenital defect, respiratory impediment, and a failed primary rhinoplasty...

, lips, and genitalia that were amputated as criminal, religious, and military punishment. The ancient Indian medical
Medicine
Medicine is the science and art of healing. It encompasses a variety of health care practices evolved to maintain and restore health by the prevention and treatment of illness....

 knowledge and plastic surgery
Plastic surgery
Plastic surgery is a medical specialty concerned with the correction or restoration of form and function. Though cosmetic or aesthetic surgery is the best-known kind of plastic surgery, most plastic surgery is not cosmetic: plastic surgery includes many types of reconstructive surgery, hand...

 techniques of the Sushruta samhita were practiced throughout Asia until the late eighteenth century; the October 1794 issue of the contemporary British Gentleman’s Magazine reported the practice of rhinoplasty
Rhinoplasty
Rhinoplasty , also nose job, is a plastic surgery procedure for correcting and reconstructing the form, restoring the functions, and aesthetically enhancing the nose, by resolving nasal trauma , congenital defect, respiratory impediment, and a failed primary rhinoplasty...

, as described in the Sushruta samhita. Moreover, two centuries later, contemporary otoplastic praxis, slightly modified, derives from the techniques and procedures developed and established in antiquity, by the Indian ayurvedic physician Sushruta.

Nineteenth Century
In Die operative Chirurgie (Operational Surgery, 1845), Johann Friedrich Dieffenbach
Johann Friedrich Dieffenbach
Johann Friedrich Dieffenbach was a German surgeon who specialized in skin transplantation and plastic surgery. His work in rhinoplastic and maxillofacial surgery established many modern techniques of reconstructive surgery. He endeavours comprehended subcutaneous operations such as tenotomy, the...

 (1794–1847) reported the first surgical approach for the correction of prominent ears — a combination otoplasty procedure that featured the simple excision of the problematic excess cartilage
Cartilage
Cartilage is a flexible connective tissue found in many areas in the bodies of humans and other animals, including the joints between bones, the rib cage, the ear, the nose, the elbow, the knee, the ankle, the bronchial tubes and the intervertebral discs...

 from the posterior sulcus (groove) of the ear, and the subsequent affixing, with sutures, of the corrected pinna to the mastoid
Mastoid process
The mastoid process is a conical prominence projecting from the undersurface of the mastoid portion of the temporal bone. It is located just behind the external acoustic meatus, and lateral to the styloid process...

 periosteum
Periosteum
Periosteum is a membrane that lines the outer surface of all bones, except at the joints of long bones. Endosteum lines the inner surface of all bones....

, the membrane that covers the mastoid process at the underside of the mastoid portion of the temporal bone
Temporal bone
The temporal bones are situated at the sides and base of the skull, and lateral to the temporal lobes of the cerebrum.The temporal bone supports that part of the face known as the temple.-Parts:The temporal bone consists of four parts:* Squama temporalis...

, at the back of the head.

Twentieth and Twenty-First Century
In 1920, Harold D. Gillies
Harold Gillies
Sir Harold Delf Gillies was a New Zealand-born, and later London based, otolaryngologist who is widely considered as the father of plastic surgery.-Personal life:Gillies was born in Dunedin, New Zealand...

 (1882–1960) first reproduced the pinna
Pinna
In animal anatomy, the pinna is the visible part of the ear that resides outside of the head ....

 by burying an external-ear support framework, made of autologous rib cartilage, under the skin of the mastoid region of the head, which reconstructed pinna he then separated from the skin of the mastoid area by means of a cervical flap. In 1937, Dr. Gillies also attempted a like pediatric ear reconstruction with a pinna support framework fabricated with maternal cartilage
Cartilage
Cartilage is a flexible connective tissue found in many areas in the bodies of humans and other animals, including the joints between bones, the rib cage, the ear, the nose, the elbow, the knee, the ankle, the bronchial tubes and the intervertebral discs...

. That otoplasty correction technique proved inadequate, because of the problems inherent to the biochemical breakdown and elimination (resorption) of the cartilage tissue by the patient’s body.

In 1964, Radford C. Tanzer (1921–2004) re-emphasized the use of autologous cartilage as the most advantageously reliable organic material for resolving microtia
Microtia
Microtia, also called microtia-anotia, is a congenital deformity where the pinna is very small and underdeveloped or absent . It can be unilateral or bilateral . It occurs in 1 out of about 8,000–10,000 births. In unilateral microtia, the right ear is most commonly affected...

, abnormally small ears, because of its great histologic
Histology
Histology is the study of the microscopic anatomy of cells and tissues of plants and animals. It is performed by examining cells and tissues commonly by sectioning and staining; followed by examination under a light microscope or electron microscope...

 viability, resistance to shrinkage, and resistance to softening, and lower incidence of resorption.

The most common otoplasty procedure is the correcting of prominent ears. In the course of medical history and of the technical development of plastic surgery procedures, such as the refinement of J.F. Dieffenbach’s ear surgery techniques, there are more than 170 ways for correcting prominent ears, and for correcting the defects and deformities
Congenital abnormality
A congenital anomaly is a condition which is present at the time of birth which varies from the standard presentation....

 of the pinna; thus, contemporary otoplasty corrections are categorized in three surgical-technique groups:

Group I — Techniques that leave intact the cartilage support-framework of the external ear, and reconfigure the distance and the angle of projection of the pinna from the head, solely by means of sutures, as in the permanent suture-insertion of the Mustardé technique for creating an antihelical fold; and as in the incisionless Fritsch otoplasty and as with Merck’s method.
  • An absent antihelical fold is created with the application of Mustardé sutures to the deformed pinna. The surgical needle is inserted through the cartilage at a right angle (90-degrees), in order to encompass a sizeable “bite” that will allow the plastic surgeon to position the cartilage by traversing the needle through the skin, and then (again) redirecting it through the same (initial) needle-hole from which it exited the skin of the pinna.

  • In the 1990s, Michael H. Fritsch, developed an incisionless otoplasty technique that resolved the occurrence of prominent ears with the application of skin-traversing (percutaneous) retention sutures, whereby the corrected pinna is affixed to the head at the distance and at the angle of projection appropriate to a normally configured ear.


Group II — Techniques that resect (cut and remove) the pertinent excess cartilage from the support-framework of the pinna, which then render it pliable to being re-molded, reconfigured, and affixed to the head at the distance and angle of projection that are characteristics of a normal ear; the relevant procedures are the Converse technique of cartilage incision, and the Chongchet–Stenstrom technique, which is an anterior-correction approach for resolving prominent ears.

Group III — Techniques that combine the excision of cartilage portions from from the support framework of the pinna, in order to reduce the degree of projection and the distance of the external ear from the head.

Surgical anatomy of the external ear

The pinna
The external ear (pinna) is a surgically challenging anatomy composed of a delicate and complex framework of shaped cartilage
Cartilage
Cartilage is a flexible connective tissue found in many areas in the bodies of humans and other animals, including the joints between bones, the rib cage, the ear, the nose, the elbow, the knee, the ankle, the bronchial tubes and the intervertebral discs...

 that is covered, on its visible surface, with thin, tightly adherent, hairless skin
Skin
-Dermis:The dermis is the layer of skin beneath the epidermis that consists of connective tissue and cushions the body from stress and strain. The dermis is tightly connected to the epidermis by a basement membrane. It also harbors many Mechanoreceptors that provide the sense of touch and heat...

. Although of small area, the surface anatomy of the external ear is complex, consisting of the pinna
Pinna
In animal anatomy, the pinna is the visible part of the ear that resides outside of the head ....

 (the auricle) and the external auditory meatus (auditory canal). The outer framewok of the pinna is composed of the rim of the helix, which arises from the front and from below (anteriorly and inferiorly), from a crus (shank) that extends horizontally above the auditory canal. The helix merges downwards (inferiorly) into the cauda helices (tail of the helix), and connects to the lobule (earlobe). The region located between the crura (shanks) of the antihelix is the triangular fossa (depression), while the scapha (elongated depression) lies between the helix and antihelix. The antihelix borders in the middle (medially) to the rim of the concha (shell) and the concha proper, which is composed of the conchal cymba above (superiorly) and the conchal cavum below (inferiorly), which are separated by the helical crus, and meet the antihelix at the antihelical rim. The tragus (auditory canal lobule) and the antitragus (counterpart lobule) are separated by the intertragal notch; the auditory canal lobule does not contain cartilage, and displays varied morphologic shapes and attachements to the adjacent cheek and scalp.

Blood supply and innervation
The superficial temporal and posterior auricular arteries
Posterior auricular artery
The posterior auricular artery is a small artery and arises from the external carotid artery, above the Digastric muscle and Stylohyoid muscle, opposite the apex of the styloid process....

 preserve the arterial blood
Arterial blood
Arterial blood is the oxygenated blood in the circulatory system found in the lungs, the left chambers of the heart, and in the arteries. It is bright red in color, while venous blood is dark red in color...

 supply of the external ear. The sensory innervation involves the front and back (anterior and posterior) branches of the greater auricular nerve
Greater auricular nerve
The great auricular nerve originates from the cervical plexus, composed of branches of spinal nerves C2 and C3. It provides sensory innervation for the skin over parotid gland and mastoid process, and both surfaces of the outer ear.-Terminology:...

, and is reinforced by the auricular temporal and lesser occipital nerves. The auricular branch of the vagus nerve
Vagus nerve
The vagus nerve , also called pneumogastric nerve or cranial nerve X, is the tenth of twelve paired cranial nerves...

s supplies a portion of the posterior wall of the external auditory canal.

Otoplastic praxis
The support framework of the reconstructed pinna must be more rigid than the natural cartilage
Cartilage
Cartilage is a flexible connective tissue found in many areas in the bodies of humans and other animals, including the joints between bones, the rib cage, the ear, the nose, the elbow, the knee, the ankle, the bronchial tubes and the intervertebral discs...

 framework of a normal ear, in order for it to remain of natural size, proportion, and contour. If the reconstructed pinna framework were as structurally delicate as the cartilage framework of a natural pinna, its anatomic verisimilitude as an ear would gradually be eroded by a combination of the pressure of the tight skin-envelope in the temporal region of the head, and of the pressure of the progressive contracture of the surgical scar(s).

Prominent ears
In the practice of otoplasty, the term prominent ears describes external ears (pinnae) that, regardless of their size, protrude from the sides of the head. The abnormal appearance exceeds the normal head-to-ear measures, wherein the external ear is less than 2.0 cm, and at an angle of less than 25 degrees, from the side of the head. Ear configurations, of distance and angle, that exceed the normal measures, appear prominent when the man or the woman is viewed from either the front or the back perspective. In the occurrence of prominent ears, the common causes of anatomic defect, deformity
Hypoplasia
Hypoplasia is underdevelopment or incomplete development of a tissue or organ. Although the term is not always used precisely, it properly refers to an inadequate or below-normal number of cells. Hypoplasia is similar to aplasia, but less severe. It is technically not the opposite of hyperplasia...

, and abnormality
Congenital abnormality
A congenital anomaly is a condition which is present at the time of birth which varies from the standard presentation....

 can occur individually or in combination; they are:

(i) Underdeveloped antihelical fold
This anatomic deformity occurs consequent to the inadequate folding of the antihelix, which causes the protrusion of the scapha and the helical rim. The defect is manifested by the prominence of the scapha (the elongated depression separating the helix and the antihelix) and the upper-third of the ear; and occasionally of the middle third of the ear.

(ii) Prominent concha
This deformity is caused either by an excessively deep concha, or by an excessively wide concha-mastoid angle (<25 degrees). These two anatomic abnormalities can occur in combination, and produce a prominent concha (the largest, deepest concavity of the pinna), which then causes the prominence of the middle third of the external ear.

(iii) Protruding earlobe
This defect of the earlobe causes the prominence of the lower third of the pinna. Although most prominent ears are anatomically normal, morphologic
Morphology (biology)
In biology, morphology is a branch of bioscience dealing with the study of the form and structure of organisms and their specific structural features....

 defects, defromities, and abnormalities do occur, such as the:
  • Constricted ear which features an abnormally small pinna, and protrudes from the head because of the inadequate development of the circumference of the helical rim, which, in turn, causes the pinna to collapse forwards, and form a cup ear.

  • Cryptotic ear which is hidden in the side of the head. The condition of a hidden ear is produced when the developed helix of the pinna is contained under the skin of the scalp in the temporal region. (see Cryptotia)

  • Macrotic ear, a prominent external ear that features an over-sized pinna, but is otherwise morphologically normal. (see Macrotia
    Macrotia
    Macrotia refers to an ear which is larger than would be expected.In some cases, surgery is performed to reduce the size....

    )

  • Question mark ear describes the ear that features a deformity of the supralobular region (upper area of the pinna), and has the appearance of a question mark (?).

  • Stahl’s ear deformity describes the presence of a third crus (shank) in the pinna, which produces a pointed elfin ear. The third crus is additional to the two crura (shanks) of the normal triangular fossa (depression), which traverses the scapha (elongated depression separating the helix and the antihelix).

The angles of the ear

Cephaloauricular and scaphoconchal angles
The degrees of angle between the head and the ear, and the degrees of angle between the scapha and the concha, determine the concept of prominent ears. The study, Comparing Cephaloauricular and Scaphaconchal Angles in Prominent Ear Patients and Control Subjects (2008) reported that the comparisons of the head-to-ear angles and the scapaha-to-concha angles of a 15-patient cohort with prominent ears, with the analogous angles of a 15-person control group, established that the average head-to-ear angle was 47.7 degrees for the study group, and 31.1 degrees for the control group; and that the average scapha-to-concha angle was 132.6 degrees for the study cohort, and 106.7 degrees for the control group.
I. Antihelix
The antihelix normally forms a symmetric Y-shaped structure in which the gently rolled (folded) crest of the root of the antihelix continues upwards as the superior crus, and the inferior crus branches forwards, from the root, as a folded ridge. The root of the inferior crus of the antihelix sharply defines the rim of the concha. Moreover, the inferior crus also forms the wall that separates the concha from the triangular fossa. The root and superior crus of the antihelix form the anterior wall of the scaphoid fossa, and the helix forms the posterior wall. The triangular fossa dips within the Y-arms of the superior and inferior crura. The corrugated contours of these auricular crests and valleys provide a pillar effect (support) that stabilizes the pinna. The vertical walls of the conchal cup translate to a semi-horizontal plane as the concha merges with the folded crest of the antihelix. The scapha–helix is nearly parallel to the plane of the temporal surface of the head. If the roll of the antihelix and its crest are effaced and flat, rather than rolled or folded, the steep pitch of the conchal wall continues into the un-formed antihelix and scapha and ends at the helix, with little interruption. Said planar orientation places the scapha–helix complex nearly perpendicular to the temporal plane of the head — because of which the ear appears prominent, thus, such an ear also lacks the stability provided by the pillar effect, and so allows the superior auricular pole to protrude. In the literature, effacement (deficiency) of the antihelical fold is the foremost subject of most discussions of the prominent ear, because it is an aurical deformity manifested as a spectrum of defects and deformities — ranging from an indistinguishable antihelix (with a confluent concavity, from antihelix to scapha and the helical rim projected outwards and forwards) to loss of definition solely of the superior antihelix (with prominence of the upper pole of the ear).

II. Concha
The concha of the ear is an irregular hemispheric bowl with a defined rim. The normal scapha–helix surrounds the posterior part of the bowl (much as the brim of an inverted hat surrounds the crown). The pitch at which the scapha–helix projects from the conchal cup is determined: (i) by the acuteness of the fold of the crest of the antihelix, (ii) by the height of the posterior wall of the conchal bowl, and (iii) by the completeness of the hemisphere formed by the concha. If the posterior wall of the concha is excessively high, and the concha is excessively spherical, then there is an excessive angle and distance between the plane of the scapha–helix and the plane of the temporal surface of the head. Such protrusion usually is evenly distributed around the posterior conchal wall, however, the cephalad part of the concha can protrude disproportionately, another cause for a protruding upper pole. Similarly, the caudal part of the concha can project disproportionately, and cause a protruding lower auricular pole, therefore, these deformational features require special attention in the operating room.

Moreover, regarding the shape and projection of the ear, the importance of the concha must be considered in relation to the three-tiered configuration of the auricular cartilage framework, because the more delicate antihelix and helical complex are mounted upon the sturdier concha; therefore, changes in conchal size and shape greatly influence the overlying tiers, hence it is rare to see prominence of the ear that does not have a conchal element. The concha affects the prominence of the ear three-fold ways: (i) the overall enlargement of the concha projects the ear away from the mastoid surface; (ii) an extension of the helical crus across the concha creates a firm cartilage bar that pushes the ear outwards; (iii) the effect of the angulation of the cartilage, at the junction between the cavum concha; and the sweep of cartilage up to the antitragal prominence, affects the position and prominence of the lobule (earlobe) and lower third of the ear.

Understanding the first deformational element is well recognized, and, despite limited attention to the second element, once seen, it is easily understood. Therefore, understanding the third element leads to understanding the surgical-technical approach to correcting the isolated lower-pole and lobule prominence. The latter feature of conchal shape, while not the sole cause of lobular prominence, appears to play a key role. As the cartilage angle, between the concha cavum and the antitragus, becomes more acute (i.e. as the antitragus tips closer towards the concha), this supporting structure outwardly projects the lobule and the lower-third of the ear. This feature has a greater influence upon the lobule position than does the commonly described helical tail.

III. Protruding antihelix and protruding concha combined
The combined effects of an effaced antihelix and a deep concha also contribute to severe auricular protrusion, that is, a very prominent ear.
IV. Protruding mastoid process

Auricular prominence
The occurrence of a prominent mastoid process
Mastoid process
The mastoid process is a conical prominence projecting from the undersurface of the mastoid portion of the temporal bone. It is located just behind the external acoustic meatus, and lateral to the styloid process...

 tends to push the concha forward, which extends the pinna (external ear) away from the side of the head. The external ear is mounted upon the bony base of the underlying temporal bone, therefore, anomalies and asymmetries of the skeletal shape can cause either pinna, or both pinnae, to become prominent. In relation to the protruding mastoid process, the most recognizable skeletal anomaly is the change in the position and in the projection of the pinna, as associated with non-synostotic plagiocephaly
Plagiocephaly
Plagiocephaly is a condition characterized by an asymmetrical distortion of the skull.-Causes:It is a common finding at birth and may be the result of a restrictive intrauterine environment. If there is premature union of skull bones, this is more properly called craniosynostosis...

 (the positional flattening of the side of the head, not caused by the inappropriate union of two bones). Hence, in the occurrence of a flattening of the skull (parallelogram deformation of the cranial vault), the side of the head afflicted with occipital plagiocephaly presents a prominent ear. In subtle cases, the prominent ear might be more readily evident in an elder patient, whose ears are asymmetrically positioned, reason for which the residual occipital flattening (occipital plagiocephay), and mild facial asymmetry, are unapparent at first view. This effect, of the shape of the patient’s head, upon the outward and extended position of the ear is notably indicated in the 19th-century illustrations that describe the Ely otoplasty technique (1881).

Hemifacial microsomia
The under-sized development of one side of a person’s face, demonstrates the influence of skeletal development upon the position of the external ear on the head, as caused by the deficient morphologic development of the temporal bone
Temporal bone
The temporal bones are situated at the sides and base of the skull, and lateral to the temporal lobes of the cerebrum.The temporal bone supports that part of the face known as the temple.-Parts:The temporal bone consists of four parts:* Squama temporalis...

, and by the medial positioning of the temporomandibular joint
Temporomandibular joint
The temporomandibular joint is the joint of the jaw and is frequently referred to as TMJ. There are two TMJs, one on either side, working in unison. The name is derived from the two bones which form the joint: the upper temporal bone which is part of the cranium , and the lower jaw bone called the...

, the synovial joint between the temporal bone
Temporal bone
The temporal bones are situated at the sides and base of the skull, and lateral to the temporal lobes of the cerebrum.The temporal bone supports that part of the face known as the temple.-Parts:The temporal bone consists of four parts:* Squama temporalis...

 and the mandible
Mandible
The mandible pronunciation or inferior maxillary bone forms the lower jaw and holds the lower teeth in place...

 (upper jaw). Moreover, in severe cases of hemifacial microsomia, without the occurrence of microtia
Microtia
Microtia, also called microtia-anotia, is a congenital deformity where the pinna is very small and underdeveloped or absent . It can be unilateral or bilateral . It occurs in 1 out of about 8,000–10,000 births. In unilateral microtia, the right ear is most commonly affected...

 (small ears), the normal external ear might appear to have been sheared off the head, because the upper-half of the pinna is projecting outwards, and, at the middle point, the lower-half of the pinna is canted inwards, towards the hypoplastic
Hypoplasia
Hypoplasia is underdevelopment or incomplete development of a tissue or organ. Although the term is not always used precisely, it properly refers to an inadequate or below-normal number of cells. Hypoplasia is similar to aplasia, but less severe. It is technically not the opposite of hyperplasia...

, under-developed side of the face of the patient. A similar type of asymmetric development of the head and face features a relatively broad head, a narrow face, and a narrow mandible
Mandible
The mandible pronunciation or inferior maxillary bone forms the lower jaw and holds the lower teeth in place...

; when observed from the front perspective, the head and face of the person present a triangular configuration. Such wide-to-narrow skeletal sloping, from the head to the face, might create the bone promontory upon which rests and from which projects the upper anatomy of the pinna, which otherwise is an external ear of normal proportions, size, and contour.

V. Protruding cauda helicis
The cauda helicis
Cauda helicis
In the lower part of the helix the cartilage is prolonged downward as a tail-like process, the cauda helicis; this is separated from the antihelix by a fissure, the fissura antitragohelicina....

 (tail of the helix) is bound to the fibrofatty tissues of the earlobe by a network of connective tissue
Connective tissue
"Connective tissue" is a fibrous tissue. It is one of the four traditional classes of tissues . Connective Tissue is found throughout the body.In fact the whole framework of the skeleton and the different specialized connective tissues from the crown of the head to the toes determine the form of...

. The tail of the helix (cauda helicis), which projects outwards from the concha, carries the earlobe with it, causing it to protrude, which physical condition contributes to prominence of the lower pole of the pinna, the external ear.

VI. Protruding earlobe
Given the morphological
Morphology (biology)
In biology, morphology is a branch of bioscience dealing with the study of the form and structure of organisms and their specific structural features....

 diversity of the earlobes found among men, women, and children, some earlobes are large, some earlobes are pendulous, and some earlobes are large and pendulous, but some are prominent because of the structure and form of the dense, interlacing connective tissue fibers that shape the earlobe anatomy independent of the tail of the helix (cauda helicis).

VII. Soft tissues
Functionally, the external ear is served by three (3) ear muscles, the auricularis posterior muscle (rear ear-muscle), the auricularis superior muscle (upper ear-muscle), and the auricularis anterior muscle (front ear-muscle), the most notable of which is the auricularis posterior muscle, which functions to pull the ear backwards, because it is superficially attached to the ponticulus
Ponticulus
The eminentia conchae is crossed by a vertical ridge, the ponticulus, which gives attachment to the Auricularis posterior muscle.-External links:...

 (bridge) of the conchal cartilage, and to the posterior auricular ligament (rear ligament of the ear). The posterior muscle of the ear is composed of 2–3 fascicles
Muscle fascicle
In anatomy, a fascicle is a bundle of skeletal muscle fibers surrounded by perimysium, a type of connective tissue.Specialized muscle fibers in the heart that transmit electrical impulses from the Atrioventricular Node to the Purkinje Fibers are fascicles, also referred to as bundle branches...

 (skeletal-muscle fibers contained in perimysium connective tissue), originates from the mastoid process
Mastoid process
The mastoid process is a conical prominence projecting from the undersurface of the mastoid portion of the temporal bone. It is located just behind the external acoustic meatus, and lateral to the styloid process...

 of the temporal bone
Temporal bone
The temporal bones are situated at the sides and base of the skull, and lateral to the temporal lobes of the cerebrum.The temporal bone supports that part of the face known as the temple.-Parts:The temporal bone consists of four parts:* Squama temporalis...

 and is inserted to the lower part of the cranial surface of the concha, where it is surrounded by fibroareolar tissue deep within the temporal fascia. The posterior auricular artery
Posterior auricular artery
The posterior auricular artery is a small artery and arises from the external carotid artery, above the Digastric muscle and Stylohyoid muscle, opposite the apex of the styloid process....

 irrigates the ear tissues with small, branch-artery blood vessels (rami). Likewise, the rear muscle of the ear is innervated with fine rami of the posterior auricular nerve
Posterior auricular nerve
The posterior auricular nerve arises from the facial nerve close to the stylomastoid foramen and runs upward in front of the mastoid process; here it is joined by a filament from the auricular branch of the vagus and communicates with the posterior branch of the great auricular as well as with the...

, which is a branch of the facial nerve
Facial nerve
The facial nerve is the seventh of twelve paired cranial nerves. It emerges from the brainstem between the pons and the medulla, and controls the muscles of facial expression, and functions in the conveyance of taste sensations from the anterior two-thirds of the tongue and oral cavity...

. Deep within these muscle and ligament structures lie the mastoid fascia and the tendinous origin of the sternomastoid muscle.

Surgical otoplasty

The corrective goal of otoplasty is to set back the ears so that they appear naturally proportionate and contoured, because they are harmoniously set back, without evidence or indication of surgical correction. Therefore, when the corrected ears are viewed, they should appear normal, from the:

(i) Front perspective. When the ear (pinna) is viewed from the front, the helical rim should be visible, but not set back so far (flattened) that it is hidden behind the antihelical fold.

(ii) Rear perspective. When the pinna is viewed from behind, the helical rim is straight, not bent, as if a “letter-C” (the middle-third to flat), or crooked, as if a hockey stick” (the earlobe is insufficiently flat). If the helical rim is straight, the setback is harmonious; that is, the upper-, middle-, and lower-thirds of the pinna will be proportionately setback in relation to each other.

(iii) Side perspective. The contours of the ear should be soft and natural, not sharp and artificial.

Timing otoplastic correction
The ear deformity to be corrected determines the advantageous timing of an otoplasty, for example, in children with extremely prominent ears, 4-years old is a reasonable age. In cases of Macrotia
Macrotia
Macrotia refers to an ear which is larger than would be expected.In some cases, surgery is performed to reduce the size....

 associated with prominent ears, the child’s age might be 2-years, nonetheless, it is advantageous to restrict the further growth of the deformed ear. Moreover, regardless of the patient’s age, the otoplasty procedure requires that the patient be under general anaesthesia
General anaesthesia
General anaesthesia is a state of unconsciousness and loss of protective reflexes resulting from the administration of one or more general anaesthetic agents...

.

Ear reconstruction
Generally, for reconstructing an entire ear, or a portion of the rim cartilage, the surgeon first harvests a costal cartilage
Rib cage
The rib cage is an arrangement of bones in the thorax of animals. It is formed by the vertebral column, ribs and sternum and encloses the heart and lungs....

 graft from the patient’s rib cage, which then is sculpted into an auricular framework that is emplaced under the temporal skin of the patient’s head, so that the skin envelope encompass the cartilage framework, the ear prosthesis. Once emplaced and anchored with sutures, the surgeon then creates a pinna (outer ear) of natural proportions, contour, and appearance. In the next months, in follow-up surgeries, the surgeon then creates an earlobe, and also separates the reconstructed pinna from the side of the head (ca. 15–18 mm), in order to create a tragus
Tragus
The tragus is a small pointed eminence of the external ear, situated in front of the concha, and projecting backward over the meatus. Its name comes from the Greek: tragos, goat, and is descriptive of its general covering on its under surface with a tuft of hair, resembling a goat's beard...

, the small, rounded projection located before the external entrance to the ear canal.

In the case of the patient encumbered with several congenital defects of the ear or who has insufficient autologous cartilage to harvest, it might be infeasible to effect the corrections with grafts of rib cartilage. In such a case, the reconstructive Antia–Buch helical advancement technique might apply; it moves tissues from behind the ear rim, and then around and forward to repair the defective front of the ear rim. To perform the Antia–Buch helical advancement, with ink, the surgeon first designs the incision inside the helical rim and around the crus (shank) of the helix. Then cuts the skin and the cartilage — but does not pierce the posterior skin of the ear. The helical rim then is advanced to allow the suturing (closure), and a dog-ear-shaped graft of skin is removed from the back of the ear. The closure of the sutures advances the crus of the helix into the helical rim.

Indications

The ear
Ear
The ear is the organ that detects sound. It not only receives sound, but also aids in balance and body position. The ear is part of the auditory system....

 defect or deformity to be corrected determines the otoplasty techniques and procedures to be applied, thus, a torn earlobe
Earlobe
The human earlobe is composed of tough areolar and adipose connective tissues, lacking the firmness and elasticity of the rest of the pinna. Since the earlobe does not contain cartilage it has a large blood supply and may help to warm the ears and maintain balance. However earlobes are not...

 can be repaired solely with sutures; a slight damage to the rim of the pinna
Pinna
In animal anatomy, the pinna is the visible part of the ear that resides outside of the head ....

 (outer ear) might be repaired with an autologous
Autotransplantation
Autotransplantation is the transplantation of organs, tissues or even proteins from one part of the body to another in the same individual. Tissue transplanted by such "autologous" procedure is referred to as an autograft or autotransplant. It is contrasted with xenotransplantation and...

 skin graft harvested from the scalp, yet conversely, a proper ear reconstruction might require several surgeries. In the correction of infantile ear defects and deformities, the otoplasty usually is performed when he or she is about six years old, because, at that age, the healthy ear is almost adult-sized, and thus can serve the plastic surgeon
Plastic surgery
Plastic surgery is a medical specialty concerned with the correction or restoration of form and function. Though cosmetic or aesthetic surgery is the best-known kind of plastic surgery, most plastic surgery is not cosmetic: plastic surgery includes many types of reconstructive surgery, hand...

 as a corrective template for the auricular reconstruction.


The otoplastic technique(s) applied to correct, reconstruct, or replace a deformed, defective, or a missing ear, is determined by the indications that the patient presents; some are:
  • Cagot ear — A congenital defect characterized by ears without an earlobe; the name of the defect derives from the Cagot peoples of northern Spain and western France, at the Pyrenees Mountains, among whom this ear defect is genetically common.

  • Cat’s ear — A defect characterized by the outer edges of the ears folded forward, away from the sides of the head, and towards the face; hence the person’s feline appearance. The plastic correction anchors, and thus flattens, the ear against the head.

  • Cauliflower ear — An ear deformed by repeated trauma (injury) to the tissues as occurs to boxers and wrestlers; the name of deformity derives from its resemblance to a cauliflower
    Cauliflower
    Cauliflower is one of several vegetables in the species Brassica oleracea, in the family Brassicaceae. It is an annual plant that reproduces by seed...

    . A hematoma
    Hematoma
    A hematoma, or haematoma, is a localized collection of blood outside the blood vessels, usually in liquid form within the tissue. This distinguishes it from an ecchymosis, which is the spread of blood under the skin in a thin layer, commonly called a bruise...

     might also result from an acute trauma, and, unless evacuated, the blood in the ear tends to become cartilaginous, resulting in a “cauliflower ear”, which, once fully developed, is very difficult to correct. The successful management of a hematoma might require either repeated aspirations or an incision to fully evacuate the accumulated blood. After evacuation of the blood, the management of an acute othematoma of the concha features through-and-through bolster sutures to compress the skin against the cartilage, which usually prevents recurrence.

  • Cleft earlobe — A defect characterized by an indentation (notch) to the fleshy portion of the earlobe. The usual correction is transplantation of an autologous tissue graft.

  • Constricted ear — In mild cases of constricted ear, the crus (shank) of the helix is advanced out of the concha, and into the helical rim in order to increase its circumference. In severe cases of constricted ear, some of the cartilage is discarded and a complete reconstruction of the pinna is performed, as in the procedure for correcting microtia.

  • Cryptotia — The hidden ear features the rim of the helix cartilage buried under the skin of the scalp in the temporal region. After making an incision, the upper portion of the ear is exposed by outward traction on the pinna, after making an incision around the visible helical rim. Then, the medial surface of the freed helical-rim cartilage is resurfaced either with a skin graft or with a skin flap. In most cases of Cryptotia, the upper-ear cartilage that is buried under the scalp is developmentally normal, but occasionally, it is abnormal and might also require correction.

  • Darwinian ear — A defect wherein the rim cartilage of the conchal bowl of the ear is flat, rather than folded inwards; it is an evolutionary remnant from when the human head muscles permitted the person to voluntarily prick up the ears in a given direction. The Darwinian ear eponym derives from Charles Darwin (1809–1882), the British biologist and evolutionary theoretician. (see Darwin's tubercle
    Darwin's tubercle
    Darwin's tubercle is a congenital ear condition which often presents as a thickening on the helix at the junction of the upper and middle thirds. The feature is present in approximately 10.4% of the population...

    )

  • Lop ear — A protruding ear characterized by the defects of a too-small helix (the cartilage-stiffened rim of the pinna) and a large, central depression around the auricular canal (ear opening); the combined effects of the deformations produce a “cup ear” appearance. The usual plastic correction is enlargement of the helix and closer anchoring to the head.

  • Macrotia — Ears that are proportionately over-sized to the person’s head; the surgeon reduces them by making an incision on the lateral surface of the pinna, just inside the helical rim. The scapha (elongated hollow) is reduced, and a segment of the helical rim is excised, and the incision is closed primarily to avoid redundancy.

  • Microtia — A congenital defect characterized by either the severe under-development or the absence of the pinna (outer ear). At one end of the spectrum is a pinna slightly smaller than normal, but of normal appearance, and at the other end of the spectrum is anotia, the absence of the pinna. The Nagata classification correlates the ear deformity with the surgical approach thus: (i) Lobule type — The patient has an ear remnant and malpositioned lobule, but no concha, acoustic meatus, or tragus. (ii) Concha type — The patients presents an ear remnant, malpositioned earlobe, concha (with or without acoustic meatus), tragus, and antitragus with an incisura intertragica. (iii) Small concha type — The patient presents an ear remnant, malpositioned lobule, and a small indentation instead of a concha. (iv) Anotia — The patient presents either no ear remnant, or a minute, ear remnant. (v) Atypical microtia — The patient presents deformities of the ear that are not comprehended in the four preceding Nagata classifications.

  • Question mark ear — A rare congenital defect characterized by a protuberant pinna (external ear) with a cleft (indentation) between the earlobe and the outer cartilage rim, between the fifth and sixth hillocks. This deformity also is known as Cosman ear, after Dr. Bard Cosman (1931–1983), the American plastic surgeon who identified it. The degree of anatomical deficiency is variable, and usually can be corrected with a cartilage graft and a V-Y advancement-flap of retroauricular skin, harvested from the back of the ear, because there often is excess skin in the upper-third of the ear being corrected. To reconstruct a Question mark ear featuring a severely deformed pinna, the otoplastic procedure for correcting microtia is applied.

  • Scroll ear — A congenital defect characterized by the outer edge of the ear curling forward, inwards (like a curled scroll), and towards the head.

  • Skin cancer and malignant melanoma — Cutaneous malignancies of the helical rim can be excised and closed with the Antia–Buch helical advancement technique. Cancerous
    Skin cancer
    Skin neoplasms are skin growths with differing causes and varying degrees of malignancy. The three most common malignant skin cancers are basal cell cancer, squamous cell cancer, and melanoma, each of which is named after the type of skin cell from which it arises...

     lesions in the concha or over the antihelix can usually be excised and skin grafted. If the cartilage is involved, it can be excised and the graft placed directly on the posterior skin. Malignant melanoma
    Melanoma
    Melanoma is a malignant tumor of melanocytes. Melanocytes are cells that produce the dark pigment, melanin, which is responsible for the color of skin. They predominantly occur in skin, but are also found in other parts of the body, including the bowel and the eye...

    s should be excised with the same margins as melanomas of the equivalent depth in other parts of the body. Melanoma in situ does not require a full-thickness excision, and is excised with a 5-mm margin, to preserve the perichondrium, and then covered with a skin graft. Invasive melanomas of the helical rim require wedge resection to achieve adequate margins; these defects might be large and require secondary reconstruction as in Figure 30.11.

  • Stahl’s ear deformity — A pointed-ear defect characterized by an abnormal folding of the skin and cartilage of the pinna, which produce an “elfin ear” characterized by an ear-rim with a pointed upper-edge, rather than a rounded upper-edge.

  • Wildermuth’s ear — A congenital defect characterized by a backwards-oriented helix (the pinna’s curved, cartilage border), which deforms the ear by protruding the ante-helix (inner ridge of the pinna). The eponym derives from Hermann A. Wildermuth (1852–1907), the German neurologist
    Neurology
    Neurology is a medical specialty dealing with disorders of the nervous system. Specifically, it deals with the diagnosis and treatment of all categories of disease involving the central, peripheral, and autonomic nervous systems, including their coverings, blood vessels, and all effector tissue,...

     who identified the defect.

Surgical procedures

Otoplastic surgery can be performed upon a patient under anesthesia
Anesthesia
Anesthesia, or anaesthesia , traditionally meant the condition of having sensation blocked or temporarily taken away...

 — local anesthesia
Local anesthesia
Local anesthesia is any technique to induce the absence of sensation in part of the body, generally for the aim of inducing local analgesia, that is, local insensitivity to pain, although other local senses may be affected as well. It allows patients to undergo surgical and dental procedures with...

, local anesthesia with sedation
Sedation
Sedation is the reduction of irritability or agitation by administration of sedative drugs, generally to facilitate a medical procedure or diagnostic procedure...

, or general anesthesia (usual for children). In order to correct a lop ear with a small helix (the cartilage-supported outer rim of the pinna), an incision to one side of a flat cartilage
Cartilage
Cartilage is a flexible connective tissue found in many areas in the bodies of humans and other animals, including the joints between bones, the rib cage, the ear, the nose, the elbow, the knee, the ankle, the bronchial tubes and the intervertebral discs...

 piece leaves unopposed elastic forces on the opposite side, which permits the evolution of the ear contour; thus, a small incision on one side of the lop-ear cartilage, along the new anti-helical fold, can be a technical element of the corrective ear surgery. Yet, when done without an incision, the procedure is deemed an incisionless otoplasty, wherein the surgeon places a needle through the skin, to model the cartilage and to emplace the retention sutures that will affix the antihelix
Antihelix
On the pinna, a curved prominence of cartilage, parallel with and in front of the helix, is called the antihelix, also known as the anthelix; this divides above into two crura, the crura antihelicis, between which is a triangular depression, the fossa triangularis....

 and conchal bowl
Pinna
In animal anatomy, the pinna is the visible part of the ear that resides outside of the head ....

 areas.

Surgical otoplasty techniques
Depending upon the auricular (pinna) defect, deformity, or reconstruction required, the surgeon applies these three otoplastic techniques, either individually or in combination to achieve an outcome that produces an ear of natural proportions, contour, and appearance:

I. Antihelical Fold Manipulation
(a) Suturing of the cartilage. The surgeon emplaces mattress sutures from the scapha and the triangular fossa, or both, to the concha (as described by Mustarde), and is tied with sufficient tension to increase the definition of the antihelical fold, thereby setting back the helical rim and the scapha.

(b) Stenstrom technique of anterior abrasion. The abrasion (roughening) of the anterior (front) surface of the antihelical fold cartilage causes the cartilage to bend away from the abraded side (per the Gibson principle), towards the side of intact perichondrium, the membrane of fibrous connective tissue.

(c) Full-thickness incisions. One full-thickness incision along the desired curvature of the antihelix permits folding it with slight force, thereby creating an antihelical fold (as in the Luckett procedure). Yet, because such a fold is sharp and unnatural in appearance, the technique was modified as the Converse–Wood-Smith technique, wherein two incisions are made, running parallel to the desired antihelical fold, and tubing sutures are emplaced to create a more defined fold of natural contour and appearance.

II. Conchal Alteration
(a) Suturing. The surgeon decreases the angle (-25 degrees) between the concha and the mastoid process of the head with sutures emplaced between the concha and the mastoid fascia (as described by Furnas).

(b) Conchal excision. From either an anterior or a posterior approach, the surgeon removes a full-thickness crescent of cartilage from the posterior wall of the concha (ascertaining to neither violate nor deform the antihelical fold), to thereby reduce the height of the concha. Moreover, to avoid producing a noticeable surgical scar in the concha, the surgeon meticulously closes the conchal defect with sutures. The design of the cartilage-crescent excision means to produce a closing incision will lay at the junction of the conchal floor and the posterior conchal wall — where it is least noticeable, and causes minimal distortion of the normal contours of the ear.

(c) Combination. The surgeon applies a corrective technique that combines the pertinent technical aspects of the Furnas suture technique and of the conchal excision techniques.

III. Correction of Earlobe Prominence
Repositioning the earlobe is the most difficult part of the otoplasty, because when a pinna (external ear) that has been repositioned in its upper two-thirds, and that yet retains a prominent lobule (earlobe) will appear disproportionate to and malpositioned upon the head — as it did in the original, uncorrected deformity. The otoplastic technique most effective for lobular repositioning is the Gosain technique (or a variant), wherein the surgeon cuts the skin on the medial surface of the earlobe, and, in suturing it closed, takes a bite of the conchal under-surface to pull the earlobe towards the head.

Another prominent-earlobe correction technique is suturing the helical-cartilage tail to the concha, yet, because the tail of the helix does not extend into the lobule, setting it back does not reliably correct the set back of the earlobe proper; other techniques involve skin excision and sutures, between the fibrofatty tissue of the lobule and the tissues of the neck.

IV. Alteration of the position of the auricular upper pole
Depending upon the pre-surgical degree of prominence of the upper-third of the pinna, the surgical creation of the antihelical fold might be inadequate to fully correct the position of the helical rim, near the root of the helix.

Types of otoplastic correction
  • Ear augmentation, addressing Microtia
    Microtia
    Microtia, also called microtia-anotia, is a congenital deformity where the pinna is very small and underdeveloped or absent . It can be unilateral or bilateral . It occurs in 1 out of about 8,000–10,000 births. In unilateral microtia, the right ear is most commonly affected...

     (underdeveloped pinna) and Anotia
    Anotia
    Anotia describes a rare, congenital deformity, a missing auricle, the external, visible part of the ear. This contrasts with microtia, in which a small part of the ear is present....

     (absent pinna) involves adding structural elements to replace the missing structures. The cartilage
    Cartilage
    Cartilage is a flexible connective tissue found in many areas in the bodies of humans and other animals, including the joints between bones, the rib cage, the ear, the nose, the elbow, the knee, the ankle, the bronchial tubes and the intervertebral discs...

     tissue grafts for such extensive reconstructions usually are harvested either from the ear
    Ear
    The ear is the organ that detects sound. It not only receives sound, but also aids in balance and body position. The ear is part of the auditory system....

     (auricular cartilage) or from the rib cage
    Rib cage
    The rib cage is an arrangement of bones in the thorax of animals. It is formed by the vertebral column, ribs and sternum and encloses the heart and lungs....

     (costal cartilage).

  • Ear pinback — An otopexy that “flattens” protuberant ears against the head (ca. 15–18 mm), wherein the surgeon makes an incision to the natural crease behind (retroauricular sulcus) the external ear, and cuts a small tunnel along the front of the poorly folded antihelix
    Antihelix
    On the pinna, a curved prominence of cartilage, parallel with and in front of the helix, is called the antihelix, also known as the anthelix; this divides above into two crura, the crura antihelicis, between which is a triangular depression, the fossa triangularis....

    . Once the cartilage is loosened, the concha (bowl) is moved closer to the head, after removing the excess skin and cartilage from the ear rim, and is sutured to reshape the antihelical fold, to balance the ear lobe (lobule) with the proportions of the pinna. The corrected ear then is emplaced and sutured closer to the head. Surgical ear pinback can be performed upon an anesthetized patient (local or general anesthesia), and usually is performed as an outpatient procedure that allows the patient to convalesce at home. The post-operative bruising and swelling usually subside within two weeks, and the narrow, surgical scars are hidden in the posterior skin folds of the ear; yet the outcome is not fully noticeable until the swelling and bruising have gone. Historically, otopexy dates from 1881, when Edward Talbott Ely first performed ear pinback plastic surgery at the Eye, Ear, and Throat Hospital, Manhattan, New York City.

  • Ear reduction, addressing Macrotia
    Macrotia
    Macrotia refers to an ear which is larger than would be expected.In some cases, surgery is performed to reduce the size....

    , might involve reducing one or more of the components of over-sized ears; the incisions usually are hidden in, or near, the front folds of the pinna
    Pinna
    In animal anatomy, the pinna is the visible part of the ear that resides outside of the head ....

    .


Post-surgical recovery
The internal sutures usually are permanent (non-absorbable), but the surgical wound or wounds can be sutured with either absorbable sutures or with non-absorbable sutures that the plastic surgeon
Plastic surgery
Plastic surgery is a medical specialty concerned with the correction or restoration of form and function. Though cosmetic or aesthetic surgery is the best-known kind of plastic surgery, most plastic surgery is not cosmetic: plastic surgery includes many types of reconstructive surgery, hand...

 removes when the surgical wound has healed. Depending upon the deformity to be corrected, the otoplasty can be performed either as an outpatient surgery
Outpatient surgery
Outpatient surgery, also known as ambulatory surgery, same-day surgery or day surgery, is surgery that does not require an overnight hospital stay. The term “outpatient” arises from the fact that surgery patients may go home and do not need an overnight hospital bed...

 or at hospital; while the operating room (OR) time varies between 1.5 to 5.0 hours.

For several days after the surgery, the otoplasty patient wears a voluminous, non-compressive dressing upon the corrected ear(s), during which convalescent period, he or she must avoid excessive bandage pressure upon the ear, lest it cause pain and increase swelling, which might lead to the abrasion (rubbing), or even to the necrosis
Necrosis
Necrosis is the premature death of cells in living tissue. Necrosis is caused by factors external to the cell or tissue, such as infection, toxins, or trauma. This is in contrast to apoptosis, which is a naturally occurring cause of cellular death...

 of the ear’s skin. After removing the dressing, the patient then wears a loose headband whilst sleeping, for a 3–6-week period; it should be snug, not tight, because its purpose is preventing the corrected ear(s) from being pulled forward, when the sleeping patient moves whilst asleep. Hence, a tight headband can abrade and erode the side surface of the ear, possibly creating an open wound.

Complications
  • Hematoma. This otoplasty complication is immediately addressed when the patient complains of excessive pain, or when the surgical wound bleeds. The dressing is immediately removed from the ear to ascertain the existence of a hematoma
    Hematoma
    A hematoma, or haematoma, is a localized collection of blood outside the blood vessels, usually in liquid form within the tissue. This distinguishes it from an ecchymosis, which is the spread of blood under the skin in a thin layer, commonly called a bruise...

    , which then is immediately evacuated. If the surgical wound is infected, antibiotic
    Antibiotic
    An antibacterial is a compound or substance that kills or slows down the growth of bacteria.The term is often used synonymously with the term antibiotic; today, however, with increased knowledge of the causative agents of various infectious diseases, antibiotic has come to denote a broader range of...

     therapy helps avoid the occurrence either of abscess or of perichondritis
    Perichondritis
    Perichondritis is inflammation of the perichondrium, a layer of connective tissue which surrounds cartilage. A common form, auricular perichondritis involves infection of the pinna due to infection of traumatic or surgical wound or the spread of inflammation into depth. It may lead to severe...

     (inflammation).

  • Infection. Cellulitis
    Cellulitis
    Cellulitis is a diffuse inflammation of connective tissue with severe inflammation of dermal and subcutaneous layers of the skin. Cellulitis can be caused by normal skin flora or by exogenous bacteria, and often occurs where the skin has previously been broken: cracks in the skin, cuts, blisters,...

     is rare after otoplasty, but it is treated aggressively, with antibiotic
    Antibiotic
    An antibacterial is a compound or substance that kills or slows down the growth of bacteria.The term is often used synonymously with the term antibiotic; today, however, with increased knowledge of the causative agents of various infectious diseases, antibiotic has come to denote a broader range of...

    s in order to avoid chondritis
    Chondritis
    Chondritis is inflammation of cartilage.It takes several forms, osteochondritis, costochondritis among them. Costochondritis is notable for feeling like a heart attack.-See also:ChondropathyPerichondritis, commonly involving the outer ear...

     — which might require debridement
    Debridement
    Debridement is the medical removal of a patient's dead, damaged, or infected tissue to improve the healing potential of the remaining healthy tissue...

    , and permanently disfigure the ear.

  • Suture complications. The most common otoplastic complication is suture extrusion in the retroauricular sulcus, (the groove behind the ear). Such extruded sutures are easy to remove, but the extrusion occurrence might be associated with granuloma
    Granuloma
    Granuloma is a medical term for a tiny collection of immune cells known as macrophages. Granulomas form when the immune system attempts to wall off substances that it perceives as foreign but is unable to eliminate. Such substances include infectious organisms such as bacteria and fungi as well as...

    s, which are painful and unattractive. This complication might be avoided by using absorbable sutures; to which effect, monofilament sutures are likelier to protrude, but have a lesser incidence rate of granulomas; whereas braided sutures are unlikely to protrude, but have a greater incidence rate of granulomas.

  • Over-correction and unnatural contour. The most common, but significant, complication of otoplasty is over-correction, which can be minimized by the surgeon’s detailed attention to the functional principles of the surgical technique employed. Hence, function over form shall minimize the creation of the unnatural contours characteristic of the “technically perfect ear”.

Indications

Incidence of ear deformity
Approximately 20–30 per cent of newborn children are born with deformities of the external ear (pinna) that can occur either in utero (congenitally) or in the birth canal (acquired). The possible defects and deformities include protuberant ears (“bat ears”); pointed ears (“elfin ears”); helical rim deformity, wherein the superior portion of the ear lacks curvature; cauliflower ear, which appears as if crushed; lop ear, wherein the upper portion of the pinna is folded onto itself; and others. Such deformities usually are self-correcting, but, if at 1-week of age, the child’s external ear deformity has not self-corrected, then either surgical correction (otoplasty ca. 5–6 years of age) or non-surgical correction (tissue molding) is required to achieve an ear
Ear
The ear is the organ that detects sound. It not only receives sound, but also aids in balance and body position. The ear is part of the auditory system....

 of normal proportions, contour, and appearance.

Tissue Molding

(i) Taping, (ii) physician-designed splints, (iii) EarWell, and (iv) Ear Buddies
In the early weeks of infancy, the cartilage
Cartilage
Cartilage is a flexible connective tissue found in many areas in the bodies of humans and other animals, including the joints between bones, the rib cage, the ear, the nose, the elbow, the knee, the ankle, the bronchial tubes and the intervertebral discs...

 of the infantile pinna
Pinna
In animal anatomy, the pinna is the visible part of the ear that resides outside of the head ....

 is unusually malleable, because of the remaining maternal estrogen
Estrogen
Estrogens , oestrogens , or œstrogens, are a group of compounds named for their importance in the estrous cycle of humans and other animals. They are the primary female sex hormones. Natural estrogens are steroid hormones, while some synthetic ones are non-steroidal...

s circulating in the organism of the child. During that biochemically privileged period, prominent ears, and related deformities, can be permanently corrected by molding the pinnae (ears) to the correct shape, either by the traditional method of taping, with tape and soft dental compound (e.g. gutta-percha latex
Gutta-percha
Gutta-percha is a genus of tropical trees native to Southeast Asia and northern Australasia, from Taiwan south to the Malay Peninsula and east to the Solomon Islands. The same term is used to refer to an inelastic natural latex produced from the sap of these trees, particularly from the species...

), or solely with tape; or with non-surgical tissue-molding appliances, such as custom-made, defect-specific splints designed by the physician; and the EarWell and the Ear Buddies devices, which are technical variants of the splint-and-tape method of mechanical ear-defect correction; each method requires fastening to the infant’s head with adhesive tape. Therapeutically, the splint-and-adhesive-tape treatment regimen is months-long, and continues until achieving the desired outcome, or until there is no further improvement in the contour of the pinna, likewise, with the custom and commercial tissue-molding devices.

I. Taping
The traditional, non-surgical correction of protuberant ears is taping them to the head of the child, in order to “flatten” them into the normal configuration. The physician effects this immediate correction to take advantage of the maternal estrogen-induced malleability of the infantile ear cartilages during the first 6 weeks of his or her life. The taping approach can involve either adhesive tape and a splinting material, or only adhesive tape; the specific deformity determines the correction method. This non-surgical correction period is limited, because the extant maternal estrogen
Estrogen
Estrogens , oestrogens , or œstrogens, are a group of compounds named for their importance in the estrous cycle of humans and other animals. They are the primary female sex hormones. Natural estrogens are steroid hormones, while some synthetic ones are non-steroidal...

s in the child’s organism diminish within 6–8 weeks; afterwards, the ear cartilages stiffen, thus, taping the ears is effective only for correcting “bat ears” (prominent ears), and not the serious deformities that require surgical re-molding of the pinna (external ear) to produce an ear of normal size, contour, and proportions. Furthermore, ear correction by splints and tape requires the regular replacement of the splints and the tape, and especial attention to the child’s head for any type of skin erosion, because of the cumulative effects of the mechanical pressures of the splints proper and the adhesive of the fastener tape.

II. Physician-designed splints
Congenital ear deformities are defined as either malformations (microtia
Microtia
Microtia, also called microtia-anotia, is a congenital deformity where the pinna is very small and underdeveloped or absent . It can be unilateral or bilateral . It occurs in 1 out of about 8,000–10,000 births. In unilateral microtia, the right ear is most commonly affected...

, cryptotia) or deformations, wherein the term “ear deformation” implies a normal chondrocutaneous component with an abnormal auricular
Pinna
In animal anatomy, the pinna is the visible part of the ear that resides outside of the head ....

 architecture. The conditions are categorized as constricted ears, Stahl’s ear deformity, and prominent ears, which derive from varied causes, such as the abnormal development and functioning of the intrinsic and extrinsic ear muscles, which might generate forces that deform the auricle (pinna); and external forces consequent to malpositioning of the head during the prenatal and neonatal periods of the child’s life. The study, Postpartum Splinting of Ear Deformities (2005), reported the efficacy of splinting the ears pf a child during the early neonatal period as a safe and effective non-surgical treatment for correcting congenital ear deformities.

The splint applied was a wire-core segment, in a 6-French silastic tube, that was affixed with adhesive skin-closure strips; the device was applied 3–4 weeks without anaesthesia; three (3) cases demonstrated the efficay of non-surgical correction by means of splinting for the re-shaping of deformed infantile ears:
  • Case 1: constricted ear — Despite no family history of this congenital defect, a full-term male child presented bilateral constricted ears characterized by a constricted rim with the appearance of a string-closed purse. The splint-correction treatment began at 3-days post-partum, for a 1-month treatment regimen. At 10-days, the upper pole of the auricle (ear) had expanded; at the 6-month follow-up examination, the ear correction remained expanded.

  • Case 2: Stahl’s ear — A full-term male child presented Stahl’s ear deformity characterized by a helical rim with a third crus (shank), a flat helix, and a malformed scaphoid fossa. The correction was initiated at 3-days post-partum, for a 3-week treatment regimen; at 10-days the correction was apparent with the disappearance of the third crus (shank), and the formation of a normal helical rim; the correction remained effective at 6-months post-procedure.

  • Case 3: prominent ears — A full-term female child presented bilateral prominent ears characterized by excessive height of the conchal wall, and an over-wide conchoscaphal angle (>90 degrees). The correction was initiated at 3-days postpartum, for a 4-week treatment regimen, wherein the splinting reduced the initially over-wide conchascaphal angle (>90 degrees) to a closer, more natural position (<90 degrees).


The ear deformities corrected with physician-designed and -fabricated splints were confected with materials such as
  1. Wire core segment in 6-French silastic tubing — The shaped splint was emplaced in the groove between the helix and the antihelix, and affixed with 3–5 strips of adhesive skin-closure tape.
  2. Self-adhering foam — Meant to prevent the splints from damaging the infantile skin; the foam is applied at the bottom of the auricular fold, and in the conchal fossa proper.
  3. Temporary stopping — A dental material (e.g. gutta-percha latex
    Gutta-percha
    Gutta-percha is a genus of tropical trees native to Southeast Asia and northern Australasia, from Taiwan south to the Malay Peninsula and east to the Solomon Islands. The same term is used to refer to an inelastic natural latex produced from the sap of these trees, particularly from the species...

    ) was applied to press upon and correct the abnormal folding of the anterolateral surface and of the posteromedial surface; it was affixed with strips of adhesive skin-closure tape.
  4. Dental waxes — Bite-impression and dental-impression compounds prepared with heat and water, and then molded to the desired auricular contour; it was affixed with strips of adhesive skin-closure tape.
  5. Thermoplastic materials — Malleable compounds that are hard and elastic at room temperature, but that soften at a temperature of less than 60°C (140°F), were applied to the ear to exert light pressure from the anterior side and the posterior side of the pinna, after which it hardens in minutes.
  6. Commercial ear-splint devices — proportionately scaled tapes and splints for ear-correction application to a newborn child, e.g. the EarWell and Ear Buddies devices.


III. EarWell infant ear correction system
The mechanical-molding correction of infantile ear deformity, made possible by the estrogen-induced malleability of the cartilages of the pinna
Pinna
In animal anatomy, the pinna is the visible part of the ear that resides outside of the head ....

 (ear), permits the application of the EarWell device to re-form the infant's deformed ear into an ear of normal proportions, contour, and appearance. Among the deformities that can be non-surgically corrected with the EarWell device are prominent ears (“bat ears”), Stahl’s ear deformity (“elfin ears”), lop ear with a small helix (outer cartilage rim), lidding of the upper portion of the auricle (helix), helical compression, conchal crus, cryptotia, characterized by an ear, the top of which is hidden in the skin of the scalp, and the less severe Tanzer II constricted ear malformations.

The EarWell infant ear correction system is a tissue-molding device in four parts: (i) the posterior shell (cradle), which is emplaced over and around the ear to be corrected; it adheres to the skin of the head; (ii) a retractor for shaping the rim of the pinna; (iii) a conchal former for molding the concha, the central hollow of the ear; and (iv) an anterior shell that fits atop, affixes the interior parts, and locks onto the cradle, to cover and protect the ear. After initiating treatment with the device, the physician monitors the progress of the correction at 2-weeks post-emplacement to effect adjustments to the device and to observe the defect-correction progress; the usual treatment regimen is 6–8 weeks.

When the treatment is initiated in the first week of the infant’s life, tissue-molding correction can yield a non-surgical otoplasty outcome comparable to that of surgical otoplasty. The study, Ear Molding in Newborn Infants with Auricular Deformities (2010), reported the efficacy of the EarWell device in correcting deformities of the antihelix, the triangular fossa, the helical rim, and an over-prominent conchal-mastoid angle, in 831 ear deformities, in 488 newborn infants who featured: (i) prominent ear, (cup ear): 373 ears (45%); (ii) lop ear: 224 ears (27%); mixed-type ear deformities: 83 ears (10%) all with associated conchal crus; Stahl’s ear: 66 ears (8.0%); helical rim deformity: 58 ears (7.0%); conchal crus: 25 ears (3.0%); and cryptotia: 2 ears (0.2%). Bilateral deformities (both ears) occurred in 340 patients (70%); unilateral deformities occurred in 148 patients (30%); and 58 infant ears (34 patients) were corrected with the EarWell system, with a 90 per cent rate of successful correction. Application of the tissue-molding device at 1-week after the child’s birth proved most efficacious in achieving a successful correction, because, when the correction was initiated at 3-weeks from birth, the lessened malleability of the cartilage and tissues of the ear reduced the successful deformity correction rate to 50 per cent.

IV. Ear Buddies
The Ear Buddies splints are fitted to the gully of the ear and affixed with narrow strips of adhesive tape, thereby forming a tissue-molding device that corrects (re-forms) the deformity. The splint’s pressure upon the ear cartilage
Cartilage
Cartilage is a flexible connective tissue found in many areas in the bodies of humans and other animals, including the joints between bones, the rib cage, the ear, the nose, the elbow, the knee, the ankle, the bronchial tubes and the intervertebral discs...

 counters the ear’s tendency to protrude, whilst maintaining the proper contours of the entire ear
Pinna
In animal anatomy, the pinna is the visible part of the ear that resides outside of the head ....

. The splints are curved and pliable, and can be molded specifically to the proportions of the patient’s ear, as required by the particular defect or deformity to be managed. The device is effective only when applied as such, when both elements (splint and fastener tape) are jointly applied to the deformed ear, therefore, only taping the ears to the head, without the splints, is therapeutically ineffective, and might risk either flattening or notching the helical rim.

The corrective splint is emplaced by inserting it to the rim of the gully of the deformed ear, then rolling over the ear-edge onto the splint, and fastening it with adhesive tape. Afterwards, the splinted ear is affixed to the side of the head with adhesive tape. In the case of ears without a gully, helix (rim), or antihelix (common prominent-ear characteristics), the splint is emplaced slightly away from the ear-edge, which then is rolled onto the splint in order to be shaped into a proper helix (ear rim), and also to facilitate the re-formation of the antihelix. In the case of Stahl’s ear deformity (characterized either by a bulging or a kinked gully), the splint is firmly emplaced upon the defect or deformity, fastened in place, and affixed to the side of the head.

Therefore, to achieve a successful, non-surgical ear-correction outcome, the infant wears the Ear Buddies for 24 hours daily during the recommended splintage period; which is determined thus, if he or she is splinted at:
  • birth, 2 weeks of splintage.
  • 1 month of age, 1 month of splintage.
  • 2 months of age, 2 months of splintage.
  • 3 months of age, 2.5 months of splintage.
  • 4–6 months, at least 3 months of splintage.
  • more than 6 months, 4 months of splintage.


The successful functioning of the Ear Buddies device (splint and fastener tape) requires that the skin of the infant’s ears be dry and cleaned of dead skin and natural oils, so that the adhesive of the fastener tape not fail to respectively affix the splint to the ear, and the splinted ear to the side of the head. Furthermore, in the course of the splinting-correction treatment regimen, it is especially important to monitor that the fastener tape not adhere too tightly, lest it not allow the skin to breathe, which might lead to skin erosion that then would interfere with the successful re-molding of the infantile pinna (external ear) into an ear of normal size, contour, and proportions.

See also

  • Ear shaping
    Ear shaping
    Ear shaping is the process of altering the shape of the human ear as a body modification practice, often resulting in a non-human appearance. The medical procedure via which ears are reshaped to give a normal appearance is known as otoplasty...

  • Plastic Surgery
    Plastic surgery
    Plastic surgery is a medical specialty concerned with the correction or restoration of form and function. Though cosmetic or aesthetic surgery is the best-known kind of plastic surgery, most plastic surgery is not cosmetic: plastic surgery includes many types of reconstructive surgery, hand...

  • Maxillofacial Surgery
  • Otolaryngology
    Otolaryngology
    Otolaryngology or ENT is the branch of medicine and surgery that specializes in the diagnosis and treatment of ear, nose, throat, and head and neck disorders....


External links

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