Nicholas Dozenberg
Encyclopedia
Nicholas "Nick" Dozenberg (1882 - 1954) was an American political functionary with the Communist Party USA
Communist Party USA
The Communist Party USA is a Marxist political party in the United States, established in 1919. It has a long, complex history that is closely related to the histories of similar communist parties worldwide and the U.S. labor movement....

 in the 1920s. Late in 1927 Dozenberg was recruited into the underground Soviet military intelligence
GRU
GRU or Glavnoye Razvedyvatel'noye Upravleniye is the foreign military intelligence directorate of the General Staff of the Armed Forces of the Russian Federation...

 network, for which he worked for more than a decade under the pseudonym
Pseudonym
A pseudonym is a name that a person assumes for a particular purpose and that differs from his or her original orthonym...

 "Nicholas Ludwig Dallant." Apprehended by the Federal Bureau of Investigation
Federal Bureau of Investigation
The Federal Bureau of Investigation is an agency of the United States Department of Justice that serves as both a federal criminal investigative body and an internal intelligence agency . The FBI has investigative jurisdiction over violations of more than 200 categories of federal crime...

 in December 1939, Dozenberg cooperated with the investigation fully, giving oral or written testimony before the House Committee on Un-American Activities (HUAC) on three separate occasions. Never charged for espionage
Espionage
Espionage or spying involves an individual obtaining information that is considered secret or confidential without the permission of the holder of the information. Espionage is inherently clandestine, lest the legitimate holder of the information change plans or take other countermeasures once it...

, Dozenberg pleaded guilty to a charge of passport fraud
Passport fraud
Possible violations of the following statutes are investigated by the United States Diplomatic Security Service:*18 USC 1541 Issuance Without Authority*18 USC 1542 False Statement in Application and Use of Passport...

 in 1940 and received a comparatively light jail term of one year and one day. He lived a quiet and private life following his release from prison in 1941.

Early years

Nicholas Dozenberg was born November 15, 1882 in Riga
Riga
Riga is the capital and largest city of Latvia. With 702,891 inhabitants Riga is the largest city of the Baltic states, one of the largest cities in Northern Europe and home to more than one third of Latvia's population. The city is an important seaport and a major industrial, commercial,...

, Russian Empire
Russian Empire
The Russian Empire was a state that existed from 1721 until the Russian Revolution of 1917. It was the successor to the Tsardom of Russia and the predecessor of the Soviet Union...

, today the capital of Latvia
Latvia
Latvia , officially the Republic of Latvia , is a country in the Baltic region of Northern Europe. It is bordered to the north by Estonia , to the south by Lithuania , to the east by the Russian Federation , to the southeast by Belarus and shares maritime borders to the west with Sweden...

, the son of a farmer. He attended school in the town of Jalsen.

Dozenberg emigrated to the United States in 1904, settling in the Boston
Boston
Boston is the capital of and largest city in Massachusetts, and is one of the oldest cities in the United States. The largest city in New England, Boston is regarded as the unofficial "Capital of New England" for its economic and cultural impact on the entire New England region. The city proper had...

 suburb of Roxbury, Massachusetts
Roxbury, Massachusetts
Roxbury is a dissolved municipality and current neighborhood of Boston, Massachusetts, United States. It was one of the first towns founded in the Massachusetts Bay Colony in 1630, and became a city in 1846 until annexed to Boston on January 5, 1868...

, center of a large Latvian
Latvians
Latvians or Letts are the indigenous Baltic people of Latvia.-History:Latvians occasionally refer to themselves by the ancient name of Latvji, which may have originated from the word Latve which is a name of the river that presumably flowed through what is now eastern Latvia...

 community. He worked there in a plant making artificial marble
Marble
Marble is a metamorphic rock composed of recrystallized carbonate minerals, most commonly calcite or dolomite.Geologists use the term "marble" to refer to metamorphosed limestone; however stonemasons use the term more broadly to encompass unmetamorphosed limestone.Marble is commonly used for...

, in an iron foundry
Iron Foundry
Factory: machine-music , Op. 19, commonly referred to as the Iron Foundry, is the most well-known work by Soviet composer Alexander Mosolov and a prime example of Soviet futurist music. It was composed between 1926 and 1927 as the first movement of the ballet suite...

, and then from 1906 until 1919 as a railroad locomotive machinist
Machinist
A machinist is a person who uses machine tools to make or modify parts, primarily metal parts, a process known as machining. This is accomplished by using machine tools to cut away excess material much as a woodcarver cuts away excess wood to produce his work. In addition to metal, the parts may...

. He was a member of the International Association of Machinists from 1908 and the treasurer of IAM Lodge 391 in 1917 and its president in 1918.

Dozenburg was naturalized as an American citizen in the United States District Court
United States district court
The United States district courts are the general trial courts of the United States federal court system. Both civil and criminal cases are filed in the district court, which is a court of law, equity, and admiralty. There is a United States bankruptcy court associated with each United States...

 at Boston in February 1911.

Dozenberg was twice married. He married his first wife, Ancit (commonly known as "Katherine" and to some as "Anita"), in 1906. She died while they were away together in China
China
Chinese civilization may refer to:* China for more general discussion of the country.* Chinese culture* Greater China, the transnational community of ethnic Chinese.* History of China* Sinosphere, the area historically affected by Chinese culture...

 in 1936. Later in 1936 he married Frances Davis Delawder, who gave birth to the couple's only child, a daughter, on January 1, 1938. Claiming no knowledge of her husband's activities, Francis Dozenberg had their marriage annulled in 1940, following Nick's arrest.

Political career

About 1908, Dozenberg became a member of the Latvian Workmen's Association, an organization which later affiliated with the Socialist Party of America
Socialist Party of America
The Socialist Party of America was a multi-tendency democratic-socialist political party in the United States, formed in 1901 by a merger between the three-year-old Social Democratic Party of America and disaffected elements of the Socialist Labor Party which had split from the main organization...

 as a group to become its Latvian Socialist Federation.

Together with the majority of the Latvian Federation, Dozenberg joined the Communist Party of America (CPA) at the time of its formation in the summer of 1919. At the time of the actual split, he was living in Canada
Canada
Canada is a North American country consisting of ten provinces and three territories. Located in the northern part of the continent, it extends from the Atlantic Ocean in the east to the Pacific Ocean in the west, and northward into the Arctic Ocean...

 and working temporarily for his sister and her husband as a clerk
Clerk
Clerk, the vocational title, commonly refers to a white-collar worker who conducts general office or, in some instances, sales tasks. It is also occasionally used to refer to third-year medical students completing a medical clerkship. The responsibilities of clerical workers commonly include record...

 in a general store
General store
A general store, general merchandise store, or village shop is a rural or small town store that carries a general line of merchandise. It carries a broad selection of merchandise, sometimes in a small space, where people from the town and surrounding rural areas come to purchase all their general...

.

In 1921, Dozenberg moved to Chicago to become business manager of The Voice of Labor, a legal weekly publication of the underground CPA edited by Jack Carney. He remained in that position until the paper's termination by the party in 1923.

Upon the termination ot The Voice of Labor, Dozenberg became the "Literature Director" of the Workers Party of America
Workers Party of America
The Workers Party of America was the name of the legal party organization used by the Communist Party USA from the last days of 1921 until the middle of 1929. As a legal political party the Workers Party accepted affiliation from independent socialist groups such as the African Blood Brotherhood,...

, the legal embodiment of the then-underground CPA. Dozenberg remained at the head of the party's Literature Department until 1926, when Communist Party headquarters were moved from Chicago
Chicago
Chicago is the largest city in the US state of Illinois. With nearly 2.7 million residents, it is the most populous city in the Midwestern United States and the third most populous in the US, after New York City and Los Angeles...

 to New York City
New York City
New York is the most populous city in the United States and the center of the New York Metropolitan Area, one of the most populous metropolitan areas in the world. New York exerts a significant impact upon global commerce, finance, media, art, fashion, research, technology, education, and...

.

Dozenberg was active in Workers Party affairs and was a delegate from the Chicago district to the organization's December 1922 convention in New York City. Dozenberg was a loyalist of the faction headed by WPA Executive Secretary C.E. Ruthenberg
Charles Ruthenberg
Charles Emil Ruthenberg was an American Marxist politician and a founder and long-time head of the Communist Party USA .-Biography:Charles Emil Ruthenberg was born July 9, 1882 in Cleveland, Ohio...

, Hungarian John Pepper
John Pepper
John Pepper, also known as József Pogány, born József Schwartz was a Hungarian-Jewish Communist politician, active in the radical movements of both Hungary and the United States. He later served as a functionary in the Communist International in Moscow, before being cashiered in 1929...

, and top Ruthenberg lieutenant Jay Lovestone
Jay Lovestone
Jay Lovestone was at various times a member of the Socialist Party of America, a leader of the Communist Party USA, leader of a small oppositionist party, an anti-Communist and Central Intelligence Agency helper, and foreign policy advisor to the leadership of the AFL-CIO and various unions...

 throughout the 1920s and was a beneficiary of their political patronage.

In February 1925, Dozenberg stood for election as the candidate of the Workers Party for Chicago City Council
Chicago City Council
The Chicago City Council is the legislative branch of the government of the City of Chicago in Illinois. It consists of 50 aldermen elected from 50 wards to serve four-year terms...

 in the 28th Ward.

Dozenberg was listed on the masthead of The Worker, the party's surviving weekly as its business manager in 1924, but in 1940 Congressional testimony he had no recollection of having held this position. He was similarly listed as business manager of The Liberator
The Liberator (magazine)
The Liberator was a monthly socialist magazine established by Max Eastman and his sister Crystal Eastman in 1918 to continue the work of The Masses, which was shut down by the wartime mailing regulations of the U.S. government. Intensely political, the magazine included copious quantities of art,...

,
the Workers Party's literary and artistic-related monthly magazine from New York, in the same period but likewise retained no recollection of having held that post. He did, however, free acknowledge having been head of the Literature Department of the Workers (Communist) Party from 1924 until the move of party headquarters back to New York City in 1927. His listings on the masthead of these publications may have been pro forma.

At the time of the move of headquarters back to New York City, Dozenberg handled the liquidation of the Party’s assets in Chicago and arranged the transfer of the party's publications office.

With the relocation of party headquarters to New York, Dozenberg assumed a new party job, heading the Workers' Publishing Society, located on 125th Street in New York City.

Espionage activity

Towards the end of in 1927, the head of Soviet military intelligence
GRU
GRU or Glavnoye Razvedyvatel'noye Upravleniye is the foreign military intelligence directorate of the General Staff of the Armed Forces of the Russian Federation...

 in the United States, Alfred Tilton
Alfred Tilton
Alfred Tilton was a Latvian who was head of Soviet Military Intelligence in the United States in the late 1920s. He is best remembered for having recruited Latvian-American communist Nicholas Dozenberg to work for the GRU late in 1927....

, recruited Dozenberg into the Soviet military intelligence apparatus at a salary of $35 per week. Dozenberg stopped paying dues and dropped out of the Communist Party at this time so as to lower his profile with the American secret service.

Tilton first made contact with Dozenberg when he was still in Chicago in 1927, liquidating the print shop. Tilton wrote Dozenberg a letter in Latvian signed simply "Alfred," asking Dozenberg to meet him in New York as soon as he relocated there. Tilton met with Dozenberg in a restaurant in New York City about a month later and asked Dozenberg to enter his service, without specifying the exact service in question.

Dozenberg dropped out of the Communist Party on instructions and began meeting frequently with Tilton, obtaining a first passport under the pseudonym of "Nicholas Dallant" in March 1928 and a second one underhis own name in November of that same year. At the end of the year he was called to Moscow to be assessed by Jan Berzin, the head of Soviet Military Intelligence.

Dozenberg tesified to Congress that in the early 1930s he was dispatched on a mission to Bucharest
Bucharest
Bucharest is the capital municipality, cultural, industrial, and financial centre of Romania. It is the largest city in Romania, located in the southeast of the country, at , and lies on the banks of the Dâmbovița River....

, Romania
Romania
Romania is a country located at the crossroads of Central and Southeastern Europe, on the Lower Danube, within and outside the Carpathian arch, bordering on the Black Sea...

, to establish a motion picture company which was to be a front for Soviet military intelligence. Not only would the firm provide a plausible business cover for agents coming and going, but a company purportedly making movies would have a relatively easy time surreptitiously filming ports and military fortifications, it was believed. Dozenberg also established a business cover for Soviet military intelligence operations in France.

In 1931, after traveling between Germany, the Soviet Union, and Romania in the previous year, Dozenberg returned to the United States and established the American Rumanian Film Corporation in New York. This, too, served as a business front for Soviet military intelligence.

in 1932, in conjunction with his efforts to establish the American Rumanian Film Corporation, Dozenberg became involved in a scheme to pass counterfeit
Counterfeit
To counterfeit means to illegally imitate something. Counterfeit products are often produced with the intent to take advantage of the superior value of the imitated product...

 American currency produced in Moscow, with the proceeds to be used to finance his and other Soviet intelligence activities. Dr. William Burtan, an adherent of Jay Lovestone's Communist Party of the USA (Opposition) group, was also involved in this operation. Burtan was arrested, leading to the failure of the scheme.

Early in 1933, Dozenberg was called to Moscow, where he reportedly spent most of that year. Towards the end of 1933, Dozenberg was dispatched to China on a new mission establishing yet another business cover for GRU operations, this time with a view to gaining information about Japan
Japan
Japan is an island nation in East Asia. Located in the Pacific Ocean, it lies to the east of the Sea of Japan, China, North Korea, South Korea and Russia, stretching from the Sea of Okhotsk in the north to the East China Sea and Taiwan in the south...

. He spent the next four years in the country, running the Amasia Sales Company in Tientsin
Tianjin
' is a metropolis in northern China and one of the five national central cities of the People's Republic of China. It is governed as a direct-controlled municipality, one of four such designations, and is, thus, under direct administration of the central government...

 on behalf of Soviet military intelligence.

Dozenberg returned to Moscow in 1937 to report on his activities in China. There he was instructed to establish a similar business cover for the GRU in the Philippine Islands
Philippines
The Philippines , officially known as the Republic of the Philippines , is a country in Southeast Asia in the western Pacific Ocean. To its north across the Luzon Strait lies Taiwan. West across the South China Sea sits Vietnam...

. Dozenberg arrived in New York City on July 15 and began to make arrangements to represent a motion-picture equipment corporation in the Philippines. Dozenberg quickly ran out of funds in Manila
Manila
Manila is the capital of the Philippines. It is one of the sixteen cities forming Metro Manila.Manila is located on the eastern shores of Manila Bay and is bordered by Navotas and Caloocan to the north, Quezon City to the northeast, San Juan and Mandaluyong to the east, Makati on the southeast,...

, however, returning to the United States in July 1938. Dozenberg again returned to Moscow, where he remained for two and a half months before being dispatched on another mission in the United States.

Dozenberg recruited others into the service of the GRU, including Philip Aronberg, who by the middle 1930s had himself become a GRU agent handler. Others whom Dozenberg recruited included Albert Feierabend and Robert Zelms (alias Elmston), Latvian communists from Boston.

Dozenberg was "outted
Outing
Outing is the act of disclosing a gay, lesbian, bisexual or transgender person's true sexual orientation or gender identity without that person's consent. Outing gives rise to issues of privacy, choice, hypocrisy, and harm in addition to sparking debate on what constitutes common good in efforts...

" by Benjamin Gitlow
Benjamin Gitlow
Benjamin "Ben" Gitlow was a prominent American socialist politician of the early twentieth century and a founding member of the Communist Party USA. From the end of the 1930s, Gitlow turned to conservatism and wrote two sensational exposés of American Communism, books which were very influential...

 on September 9, 1939. He fled Washington, DC and was located three months later in Bend, Oregon
Bend, Oregon
Bend is a city in and the county seat of Deschutes County, Oregon, United States, and the principal city of the Bend, Oregon Metropolitan Statistical Area. Bend is Central Oregon's largest city, and, despite its modest size, is the de facto metropolis of the region, owing to the low population...

, where he was working in a grocery store
Grocery store
A grocery store is a store that retails food. A grocer, the owner of a grocery store, stocks different kinds of foods from assorted places and cultures, and sells these "groceries" to customers. Large grocery stores that stock products other than food, such as clothing or household items, are...

. On December 9, 1939, Dozenberg was arrested and charged with passport violations.

Congressional testimony

In January 1940, Dozenberg pleaded guilty to passport fraud
Passport fraud
Possible violations of the following statutes are investigated by the United States Diplomatic Security Service:*18 USC 1541 Issuance Without Authority*18 USC 1542 False Statement in Application and Use of Passport...

 and was sentenced to prison. While in jail, he was called before the House Committee on Un-American Activities (HUAC) to give testimony on secret Soviet intelligence operations in America. Dozenberg gave public testimony on May 20, 1940 and testimony with the committee moving behind closed doors and continuing in executive session
Executive session
An executive session is a portion of the United States Senate's daily session in which it considers nominations and treaties, or other items introduced by the President of the United States. These items are termed executive business; therefore, the session is an executive session. It can either be...

 on the next day, with the closed-door testimony was made later published in book form by the U.S. Government Printing Office the following year.

In his 1940 testimony before HUAC, Dozenberg detailed the story of his life and his recruitment into the GRU by Alfred Tilton.

In light of his forthright cooperation with Congress and the Federal Bureau of Investigation
Federal Bureau of Investigation
The Federal Bureau of Investigation is an agency of the United States Department of Justice that serves as both a federal criminal investigative body and an internal intelligence agency . The FBI has investigative jurisdiction over violations of more than 200 categories of federal crime...

, Dozenberg was never charged for his espionage activities. He served a sentence of one year plus one day on his passport fraud conviction.

Later years

Following his release from prison in 1941, Dozenberg moved to Florida and adopted the name "Dallant." He lived his remaining years out of the public eye, breaking his silence only in the fall of 1949 when he issued a signed affidavit
Affidavit
An affidavit is a written sworn statement of fact voluntarily made by an affiant or deponent under an oath or affirmation administered by a person authorized to do so by law. Such statement is witnessed as to the authenticity of the affiant's signature by a taker of oaths, such as a notary public...

 recounting his life to the House Committee on Un-American Activities (HUAC) in response to a reopening of the investigation of his activities by Congress in that year.

Congressional testimony

  • House Committee on Un-American Activities, Investigation of Un-American Propaganda Activities in the United States: Volume 13. Washington: US Government Printing Office, 1940; pp. 8137-8161. —Public testimony of May 20, 1940.
  • House Committee on Un-American Activities, Investigation of Un-American Propaganda Activities in the United States: Executive Hearings, Volume 2. Washington: US Government Printing Office, 1941; pp. 563-653. —Executive Session testimony of May 21, 1940.
  • House Committee on Un-American Activities, Hearings Regarding Communist Espionage, 81st Congress, Nov. 8, 1949. Washington: US Government Printing Office, 1951; pp. 3540-3542. —Written statement of October 4, 1949.

Additional reading

  • Nicholas Dozenberg, "Letter to Alexander Trachtenberg, June 19, 1924." Corvallis, OR: 1000 Flowers Publishers, 2010. Letter written as head of Workers Party of America's Literature Department.
  • John Earl Haynes and Harvey Klehr, Venona: Decoding Soviet Espionage in America. New Haven, CT: Yale University Press, 1999.
  • John Earl Haynes, Harvey Klehr, and Alexander Vassiliev, Spies: The Rise and Fall of the KGB in America. New Haven, CT: Yale University Press, 2009.

See also

  • GRU
    GRU
    GRU or Glavnoye Razvedyvatel'noye Upravleniye is the foreign military intelligence directorate of the General Staff of the Armed Forces of the Russian Federation...

     —The Soviet military intelligence agency, Glavnoe Razvedyvatel'noe Upravleniе, "Main Intelligence Directorate."

External links

  • Nicholas Dozenberg website, Dozenberg.com —Small memorial site maintained by the Dozenberg family.
  • Svetlana Chervonnaya
    Svetlana Chervonnaya
    Svetlana Alexandrovna Chervonnaya is a historian living in Russia specializing in the political history of the Cold War period and Soviet espionage activities in the United States of America. Along with Ellen Schrecker, Chervonnaya is known as one of the leading scholarly voices arguing against...

    , "Nicholas Dozenberg (1882-1954)," DocumentsTalk.com, Moscow.
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