Domain theory

Encyclopedia

**Domain theory**is a branch of mathematics

Mathematics

Mathematics is the study of quantity, space, structure, and change. Mathematicians seek out patterns and formulate new conjectures. Mathematicians resolve the truth or falsity of conjectures by mathematical proofs, which are arguments sufficient to convince other mathematicians of their validity...

that studies special kinds of partially ordered set

Partially ordered set

In mathematics, especially order theory, a partially ordered set formalizes and generalizes the intuitive concept of an ordering, sequencing, or arrangement of the elements of a set. A poset consists of a set together with a binary relation that indicates that, for certain pairs of elements in the...

s (posets) commonly called

**domains**. Consequently, domain theory can be considered as a branch of order theory

Order theory

Order theory is a branch of mathematics which investigates our intuitive notion of order using binary relations. It provides a formal framework for describing statements such as "this is less than that" or "this precedes that". This article introduces the field and gives some basic definitions...

. The field has major applications in computer science

Computer science

Computer science or computing science is the study of the theoretical foundations of information and computation and of practical techniques for their implementation and application in computer systems...

, where it is used to specify denotational semantics

Denotational semantics

In computer science, denotational semantics is an approach to formalizing the meanings of programming languages by constructing mathematical objects which describe the meanings of expressions from the languages...

, especially for functional programming languages

Functional programming

In computer science, functional programming is a programming paradigm that treats computation as the evaluation of mathematical functions and avoids state and mutable data. It emphasizes the application of functions, in contrast to the imperative programming style, which emphasizes changes in state...

. Domain theory formalizes the intuitive ideas of approximation and convergence in a very general way and has close relations to topology

Topology

Topology is a major area of mathematics concerned with properties that are preserved under continuous deformations of objects, such as deformations that involve stretching, but no tearing or gluing...

. An alternative important approach to denotational semantics in computer science is that of metric space

Metric space

In mathematics, a metric space is a set where a notion of distance between elements of the set is defined.The metric space which most closely corresponds to our intuitive understanding of space is the 3-dimensional Euclidean space...

s.

## Motivation and intuition

The primary motivation for the study of domains, which was initiated by Dana ScottDana Scott

Dana Stewart Scott is the emeritus Hillman University Professor of Computer Science, Philosophy, and Mathematical Logic at Carnegie Mellon University; he is now retired and lives in Berkeley, California...

in the late 1960s, was the search for a denotational semantics

Denotational semantics

In computer science, denotational semantics is an approach to formalizing the meanings of programming languages by constructing mathematical objects which describe the meanings of expressions from the languages...

of the lambda calculus

Lambda calculus

In mathematical logic and computer science, lambda calculus, also written as λ-calculus, is a formal system for function definition, function application and recursion. The portion of lambda calculus relevant to computation is now called the untyped lambda calculus...

. In this formalism, one considers "functions" specified by certain terms in the language. In a purely syntactic

Syntax

In linguistics, syntax is the study of the principles and rules for constructing phrases and sentences in natural languages....

way, one can go from simple functions to functions that take other functions as their input arguments. Using again just the syntactic transformations available in this formalism, one can obtain so called fixed point combinator

Fixed point combinator

In computer science, a fixed-point combinator is a higher-order function that computes a fixed point of other functions. A fixed point of a function f is a value x such that x = f. For example, 0 and 1 are fixed points of the function f = x2, because 0 = 02 and 1 = 12...

s (the best-known of which is the Y combinator

Y Combinator

Y Combinator is an American seed-stage startup funding firm, started in March 2005. Y Combinator provides seed money, advice, and connections at two 3-month programs per year...

); these, by definition, have the property that

*f*(

**Y**(

*f*)) =

**Y**(

*f*) for all functions

*f*.

To formulate such a denotational semantics, one might first try to construct a

*model*for the lambda calculus, in which a genuine (total) function is associated with each lambda term. Such a model would formalize a link between the lambda calculus as a purely syntactic system and the lambda calculus as a notational system for manipulating concrete mathematical functions. The Combinator calculus is such a model. However, the elements of the Combinator calculus are functions from functions to functions; in order for the elements of a model of the lambda calculus to be of arbitrary domain and range, they could not be true functions, only partial functions.

Scott got around this difficulty by formalizing a notion of "partial" or "incomplete" information to represent computations that have not yet returned a result. This was modeled by considering, for each domain of computation (e.g. the natural numbers), an additional element that represents an

*undefined*output, i.e. the "result" of a computation that never ends. In addition, the domain of computation is equipped with an

*ordering relation*, in which the "undefined result" is the least element.

The important step to find a model for the lambda calculus is to consider only those functions (on such a partially ordered set) which are guaranteed to have least fixed points. The set of these functions, together with an appropriate ordering, is again a "domain" in the sense of the theory. But the restriction to a subset of all available functions has another great benefit: it is possible to obtain domains that contain their own function space

Function space

In mathematics, a function space is a set of functions of a given kind from a set X to a set Y. It is called a space because in many applications it is a topological space, a vector space, or both.-Examples:...

s, i.e. one gets functions that can be applied to themselves.

Beside these desirable properties, domain theory also allows for an appealing intuitive interpretation. As mentioned above, the domains of computation are always partially ordered. This ordering represents a hierarchy of information or knowledge. The higher an element is within the order, the more specific it is and the more information it contains. Lower elements represent incomplete knowledge or intermediate results.

Computation then is modeled by applying monotone function

Function (mathematics)

In mathematics, a function associates one quantity, the argument of the function, also known as the input, with another quantity, the value of the function, also known as the output. A function assigns exactly one output to each input. The argument and the value may be real numbers, but they can...

s repeatedly on elements of the domain in order to refine a result. Reaching a fixed point

Fixed point (mathematics)

In mathematics, a fixed point of a function is a point that is mapped to itself by the function. A set of fixed points is sometimes called a fixed set...

is equivalent to finishing a calculation. Domains provide a superior setting for these ideas since fixed points of monotone functions can be guaranteed to exist and, under additional restrictions, can be approximated from below.

## A guide to the formal definitions

In this section, the central concepts and definitions of domain theory will be introduced. The above intuition of domains being*information orderings*will be emphasized to motivate the mathematical formalization of the theory. The precise formal definitions are to be found in the dedicated articles for each concept. A list of general order-theoretic definitions which include domain theoretic notions as well can be found in the order theory glossary. The most important concepts of domain theory will nonetheless be introduced below.

### Directed sets as converging specifications

As mentioned before, domain theory deals with partially ordered setPartially ordered set

In mathematics, especially order theory, a partially ordered set formalizes and generalizes the intuitive concept of an ordering, sequencing, or arrangement of the elements of a set. A poset consists of a set together with a binary relation that indicates that, for certain pairs of elements in the...

s to model a domain of computation. The goal is to interpret the elements of such an order as

*pieces of information*or

*(partial) results of a computation*, where elements that are higher in the order extend the information of the elements below them in a consistent way. From this simple intuition it is already clear that domains often do not have a greatest element

Greatest element

In mathematics, especially in order theory, the greatest element of a subset S of a partially ordered set is an element of S which is greater than or equal to any other element of S. The term least element is defined dually...

, since this would mean that there is an element that contains the information of

*all*other elements - a rather uninteresting situation.

A concept that plays an important role in the theory is the one of a

**directed subset**

of a domain, i.e. of a non-empty subset of the order in which each two elements have some upper bound

Directed set

In mathematics, a directed set is a nonempty set A together with a reflexive and transitive binary relation ≤ , with the additional property that every pair of elements has an upper bound: In other words, for any a and b in A there must exist a c in A with a ≤ c and b ≤...

Upper bound

In mathematics, especially in order theory, an upper bound of a subset S of some partially ordered set is an element of P which is greater than or equal to every element of S. The term lower bound is defined dually as an element of P which is lesser than or equal to every element of S...

that is an element of this subset. In view of our intuition about domains, this means that every two pieces of information within the directed subset are

*consistently*extended by some other element in the subset. Hence we can view directed sets as

*consistent specifications*, i.e. as sets of partial results in which no two elements are contradictory. This interpretation can be compared with the notion of a convergent sequence in analysis

Mathematical analysis

Mathematical analysis, which mathematicians refer to simply as analysis, has its beginnings in the rigorous formulation of infinitesimal calculus. It is a branch of pure mathematics that includes the theories of differentiation, integration and measure, limits, infinite series, and analytic functions...

, where each element is more specific than the preceding one. Indeed, in the theory of metric space

Metric space

In mathematics, a metric space is a set where a notion of distance between elements of the set is defined.The metric space which most closely corresponds to our intuitive understanding of space is the 3-dimensional Euclidean space...

s, sequences play a role that is in many aspects analogous to the role of directed sets in domain theory.

Now, as in the case of sequences, we are interested in the

*limit*of a directed set. According to what was said above, this would be an element that is the most general piece of information which extends the information of all elements of the directed set, i.e. the unique element that contains

*exactly*the information that was present in the directed set - and nothing more. In the formalization of order theory, this is just the

**least upper bound**of the directed set. As in the case of limits of sequences, least upper bounds of directed sets do not always exist.

Naturally, one has a special interest in those domains of computations in which all consistent specifications

*converge*, i.e. in orders in which all directed sets have a least upper bound. This property defines the class of

**directed complete partial orders**, or

**dcpo**for short. Indeed, most considerations of domain theory do only consider orders that are at least directed complete.

From the underlying idea of partially specified results as representing incomplete knowledge, one derives another desirable property: the existence of a

**least element**. Such an element models that state of no information - the place where most computations start. It also can be regarded as the output of a computation that does not return any result at all.

### Computations and domains

Now that we have some basic formal descriptions of what a domain of computation should be, we can turn to the computations themselves. Clearly, these have to be functions, taking inputs from some computational domain and returning outputs in some (possibly different) domain. However, one would also expect that the output of a function will contain more information when the information content of the input is increased. Formally, this means that we want a function to be**monotonic**.

When dealing with

**dcpos**

, one might also want computations to be compatible with the formation of limits of a directed set. Formally, this means that, for some function

Complete partial order

In mathematics, directed complete partial orders and ω-complete partial orders are special classes of partially ordered sets, characterized by particular completeness properties...

*f*, the image

*f*(

*D*) of a directed set

*D*(i.e. the set of the images of each element of

*D*) is again directed and has as a least upper bound the image of the least upper bound of

*D*. One could also say that

*f*

*preserves*

directed suprema. Also note that, by considering directed sets of two elements, such a function also has to be monotonic. These properties give rise to the notion of a

Limit-preserving function (order theory)

In the mathematical area of order theory, one often speaks about functions that preserve certain limits, i.e. certain suprema or infima. Roughly speaking, these functions map the supremum/infimum of a set to the supremum/infimum of the image of the set...

directed suprema

**Scott-continuous**function. Since this often is not ambiguous one also may speak of

*continuous functions*.

### Approximation and finiteness

Domain theory is a purely*qualitative*approach to modeling the structure of information states. One can say that something contains more information, but the amount of additional information is not specified. Yet, there are some situations in which one wants to speak about elements that are in a sense much simpler (or much more incomplete) than a given state of information. For example, in the natural subset-inclusion ordering on some powerset, any infinite element (i.e. set) is much more "informative" than any of its

*finite*subsets.

If one wants to model such a relationship, one may first want to consider the induced strict order < of a domain with order ≤. However, while this is a useful notion in the case of total orders, it does not tell us much in the case of partially ordered sets. Considering again inclusion-orders of sets, a set is already strictly smaller than another, possibly infinite, set if it contains just one less element. One would, however, hardly agree that this captures the notion of being "much simpler".

### Way-below relation

A more elaborate approach leads to the definition of the so-called**order of approximation**, which is more suggestively also called the

**way-below relation**. An element

*x*is

*way below*an element

*y*, if, for every directed set

*D*with supremum such that

*y*≤ sup*D*,

there is some element

*d*in

*D*such that

*x*≤*d*.

Then one also says that

*x*

*approximates*

*y*and writes

*x*≪*y*.

This does imply that

*x*≤*y*,

since the singleton set {

*y*} is directed. For an example, in an ordering of sets, an infinite set is way above any of its finite subsets. On the other hand, consider the directed set (in fact: the chain) of finite sets

- {0}, {0, 1}, {0, 1, 2}, ...

Since the supremum of this chain is the set of all natural numbers

**N**, this shows that no infinite set is way below

**N**.

However, being way below some element is a

*relative*notion and does not reveal much about an element alone. For example, one would like to characterize finite sets in an order-theoretic way, but even infinite sets can be way below some other set. The special property of these

**finite**elements

*x*is that they are way below themselves, i.e.

*x*≪*x*.

An element with this property is also called

**compact**

. Yet, such elements do not have to be "finite" nor "compact" in any other mathematical usage of the terms. The notation is nonetheless motivated by certain parallels to the respective notions in set theory

Compact element

In the mathematical area of order theory, the compact or finite elements of a partially ordered set are those elements that cannot be subsumed by a supremum of any non-empty directed set that does not already contain members above the compact element....

Set theory

Set theory is the branch of mathematics that studies sets, which are collections of objects. Although any type of object can be collected into a set, set theory is applied most often to objects that are relevant to mathematics...

and topology

Topology

Topology is a major area of mathematics concerned with properties that are preserved under continuous deformations of objects, such as deformations that involve stretching, but no tearing or gluing...

. The compact elements of a domain have the important special property that they cannot be obtained as a limit of a directed set in which they did not already occur.

Many other important results about the way-below relation support the claim that this definition is appropriate to capture many important aspects of a domain.

### Bases of domains

The previous thoughts raise another question: is it possible to guarantee that all elements of a domain can be obtained as a limit of much simpler elements? This is quite relevant in practice, since we cannot compute infinite objects but we may still hope to approximate them arbitrarily closely.More generally, we would like to restrict to a certain subset of elements as being sufficient for getting all other elements as least upper bounds. Hence, one defines a

**base**of a poset

*P*as being a subset

*B*of

*P*, such that, for each

*x*in

*P*, the set of elements in

*B*that are way below

*x*contains a directed set with supremum

*x*. The poset

*P*is a

*continuous poset*if it has some base. Especially,

*P*itself is a base in this situation. In many applications, one restricts to continuous (d)cpos as a main object of study.

Finally, an even stronger restriction on a partially ordered set is given by requiring the existence of a base of

*compact*elements. Such a poset is called

**algebraic**. From the viewpoint of denotational semantics, algebraic posets are particularly well-behaved, since they allow for the approximation of all elements even when restricting to finite ones. As remarked before, not every finite element is "finite" in a classical sense and it may well be that the finite elements constitute an uncountable set.

In some cases, however, the base for a poset is countable. In this case, one speaks of an

**ω-continuous**poset. Accordingly, if the countable base consists entirely of finite elements, we obtain an order that is

**ω-algebraic**.

### Special types of domains

A simple special case of a domain is known as an**elementary**or

**flat domain**. This consists of a set of incomparable elements, such as the integers, along with a single "bottom" element considered smaller than all other elements.

One can obtain a number of other interesting special classes of ordered structures that could be suitable as "domains". We already mentioned continuous posets and algebraic posets. More special versions of both are continuous and algebraic cpos

Complete partial order

In mathematics, directed complete partial orders and ω-complete partial orders are special classes of partially ordered sets, characterized by particular completeness properties...

. Adding even further completeness properties

Completeness (order theory)

In the mathematical area of order theory, completeness properties assert the existence of certain infima or suprema of a given partially ordered set . A special use of the term refers to complete partial orders or complete lattices...

one obtains continuous lattices and algebraic lattices, which are just complete lattice

Complete lattice

In mathematics, a complete lattice is a partially ordered set in which all subsets have both a supremum and an infimum . Complete lattices appear in many applications in mathematics and computer science...

s with the respective properties. For the algebraic case, one finds broader classes of posets which are still worth studying: historically, the Scott domain

Scott domain

In the mathematical fields of order and domain theory, a Scott domain is an algebraic, bounded complete cpo. It has been named in honour of Dana S. Scott, who was the first to study these structures at the advent of domain theory...

s were the first structures to be studied in domain theory. Still wider classes of domains are constituted by SFP-domains, L-domains, and bifinite domains.

All of these classes of orders can be cast into various categories

Category theory

Category theory is an area of study in mathematics that examines in an abstract way the properties of particular mathematical concepts, by formalising them as collections of objects and arrows , where these collections satisfy certain basic conditions...

of dcpos, using functions which are monotone, Scott-continuous, or even more specialized as morphisms. Finally, note that the term

*domain*itself is not exact and thus is only used as an abbreviation when a formal definition has been given before or when the details are irrelevant.

## Important results

A poset*D*is a dcpo if and only if each chain in

*D*has a supremum. However, directed sets are strictly more powerful than chains.

If

*f*is a continuous function on a poset

*D*then it has a least fixed point, given as the least upper bound of all finite iterations of

*f*on the least element 0:

*V*

_{n in N}

*f*

^{n}(0). This is the Kleene fixed-point theorem.

## Generalizations

- Synthetic domain theory
- Topological domain theory
- A continuity space is a generalization of metric spaces and posets, that can be used to unify the notions of metric spaces and domains.