Battle of the Gates of Trajan
Encyclopedia
The Battle of the Gates of Trajan was a battle between Byzantine
Byzantine Empire
The Byzantine Empire was the Eastern Roman Empire during the periods of Late Antiquity and the Middle Ages, centred on the capital of Constantinople. Known simply as the Roman Empire or Romania to its inhabitants and neighbours, the Empire was the direct continuation of the Ancient Roman State...

 and Bulgaria
Bulgaria
Bulgaria , officially the Republic of Bulgaria , is a parliamentary democracy within a unitary constitutional republic in Southeast Europe. The country borders Romania to the north, Serbia and Macedonia to the west, Greece and Turkey to the south, as well as the Black Sea to the east...

n forces in the year 986. It took place in the pass of the same name, modern Trayanovi Vrata
Gate of Trajan
The Gate of Trajan or Trajan's Gate is a historic mountain pass near Ihtiman, Bulgaria. It was named so after Roman Emperor Trajan, on whose order a fortress by the name of Stipon was constructed on the hill over the pass, as a symbolic border between the provinces of Thrace and Macedonia.The pass...

, in Sofia Province
Sofia Province
Sofia Province is a province of Bulgaria. The province does not include Sofia in its territories, but Sofia however remains its administrative center...

, Bulgaria
Bulgaria
Bulgaria , officially the Republic of Bulgaria , is a parliamentary democracy within a unitary constitutional republic in Southeast Europe. The country borders Romania to the north, Serbia and Macedonia to the west, Greece and Turkey to the south, as well as the Black Sea to the east...

. It was the largest defeat of the Byzantines under Emperor Basil II
Basil II
Basil II , known in his time as Basil the Porphyrogenitus and Basil the Young to distinguish him from his ancestor Basil I the Macedonian, was a Byzantine emperor from the Macedonian dynasty who reigned from 10 January 976 to 15 December 1025.The first part of his long reign was dominated...

. After the unsuccessful siege of Sofia he retreated to Thrace, but was surrounded by the Bulgarian army under the command of Samuil
Samuil of Bulgaria
Samuel was the Emperor of the First Bulgarian Empire from 997 to 6 October 1014. From 980 to 997, he was a general under Roman I of Bulgaria, the second surviving son of Emperor Peter I of Bulgaria, and co-ruled with him, as Roman bestowed upon him the command of the army and the effective royal...

 in the Sredna Gora
Sredna Gora
Sredna Gora is a mountain range in central Bulgaria, situated south of and parallel to Balkan mountain range and extending from the river Iskar to the west and the elbow of Tundzha north of Yambol to the east. Sredna Gora is 285 km long, reaching 50 km at its greatest width...

 mountains. The Byzantine army was annihilated and Basil himself barely escaped.

Fifteen years after the fall of the Bulgarian capital Preslav
Preslav
Preslav was the capital of the First Bulgarian Empire from 893 to 972 and one of the most important cities of medieval Southeastern Europe. The ruins of the city are situated in modern northeastern Bulgaria, some 20 kilometres southwest of the regional capital of Shumen, and are currently a...

, the victory at the Gates of Trajan extended the Bulgarian successes achieved since 976. In constant war with the Byzantine Empire
Byzantine Empire
The Byzantine Empire was the Eastern Roman Empire during the periods of Late Antiquity and the Middle Ages, centred on the capital of Constantinople. Known simply as the Roman Empire or Romania to its inhabitants and neighbours, the Empire was the direct continuation of the Ancient Roman State...

, the First Bulgarian Empire
First Bulgarian Empire
The First Bulgarian Empire was a medieval Bulgarian state founded in the north-eastern Balkans in c. 680 by the Bulgars, uniting with seven South Slavic tribes...

 survived for several more decades; its capital was moved from Preslav in the northeast to Ohrid
Ohrid
Ohrid is a city on the eastern shore of Lake Ohrid in the Republic of Macedonia. It has about 42,000 inhabitants, making it the seventh largest city in the country. The city is the seat of Ohrid Municipality. Ohrid is notable for having once had 365 churches, one for each day of the year and has...

 in the southwest. The memory of the great victory over Basil II was preserved thirty years later in the Bitola inscription
Bitola inscription
The Bitola inscription is a medieval stone inscription written in Old Church Slavonic. It was found in 1956 during the demolition of an old Ottoman mosque in the town of Bitola, Republic of Macedonia and it is now kept at the Institute and Museum of Bitola epigraphic monument as "a marble slab with...

 of Ivan Vladislav
Ivan Vladislav of Bulgaria
Ivan Vladislav ruled as emperor of Bulgaria from August or September 1015 to February 1018. The year of his birth is unknown, but he was born at least a decade before 987, but probably not much earlier than that....

 (1015–1018), the son of Aron
Aron of Bulgaria
Aron was a Bulgarian noble, brother of Emperor Samuil of Bulgaria and third son of Comita Nikola, Duke of Sofia. After the fall of the eastern parts of the country under Byzantine occupation in 971, he and his three brothers David, Moses and Samuil continued the resistance to the west...

.

Historical sources

In addition to the Bitola inscription
Bitola inscription
The Bitola inscription is a medieval stone inscription written in Old Church Slavonic. It was found in 1956 during the demolition of an old Ottoman mosque in the town of Bitola, Republic of Macedonia and it is now kept at the Institute and Museum of Bitola epigraphic monument as "a marble slab with...

 where the victory of Samuil, commander of the Bulgarian army, is mentioned in summary form, several Medieval historians have written accounts for the battle. Among them were Leo the Deacon
Leo the Deacon
Leo the Deacon was a Byzantine Roman historian and chronicler.He was born around 950 at Kaloe in Asia Minor, and was educated in Constantinople, where he became a deacon in the imperial palace. While in Constantinople he wrote a history covering the reigns of Romanus II, Nicepheros II, John...

who was an eyewitness and a direct participant in the campaign; John Skylitzes
John Skylitzes
John Skylitzes, latinized as Ioannes Scylitzes was a Greek historian of the late 11th century. He was born in the beginning of 1040's and died after 1101.- Life :Very little is known about his life...

and two other historians George Kedrin and John Zonaras who repeat the work of Skylitzes. Not only Byzantine historians wrote accounts for the battle, it was also recorded by the Arab
Arab
Arab people, also known as Arabs , are a panethnicity primarily living in the Arab world, which is located in Western Asia and North Africa. They are identified as such on one or more of genealogical, linguistic, or cultural grounds, with tribal affiliations, and intra-tribal relationships playing...

 chronicler Yahaya of Antioch
Antioch
Antioch on the Orontes was an ancient city on the eastern side of the Orontes River. It is near the modern city of Antakya, Turkey.Founded near the end of the 4th century BC by Seleucus I Nicator, one of Alexander the Great's generals, Antioch eventually rivaled Alexandria as the chief city of the...

and the Armenians
Armenians
Armenian people or Armenians are a nation and ethnic group native to the Armenian Highland.The largest concentration is in Armenia having a nearly-homogeneous population with 97.9% or 3,145,354 being ethnic Armenian....

, Stephen of Taron
Stepanos Asoghik
Stepanos Asoghik , also known as Stepanos Taronetsi , was an Armenian historian of the 11th century. His dates are unknown but he came from Taron and earned the nickname Asoghik . He wrote a Universal History in three books...

(also known as Asolic) and Matthew of Edessa
Matthew of Edessa
Matthew of Edessa was an Armenian historian in the 12th century from the city of Edessa . Matthew was the superior abbot of Karmir Vank' , near the town of Kessoun, east of Marash , the former seat of Baldwin of Boulogne...

. More details can be found in the commended sermon of Saint Photius of Thessaly
Thessaly
Thessaly is a traditional geographical region and an administrative region of Greece, comprising most of the ancient region of the same name. Before the Greek Dark Ages, Thessaly was known as Aeolia, and appears thus in Homer's Odyssey....

.

Origins of the conflict

In 971, the Byzantine emperor John Tzimiskes forced the captured Bulgarian emperor Boris II
Boris II of Bulgaria
Boris II was emperor of Bulgaria from 969 to 977 .-Reign:Boris II was the eldest surviving son of Emperor Peter I of Bulgaria and Maria Lakapena, a granddaughter of Emperor Romanos I Lakapenos of Byzantium...

 to abdicate and move to Constantinople following the fall of the Bulgarian capital Preslav
Preslav
Preslav was the capital of the First Bulgarian Empire from 893 to 972 and one of the most important cities of medieval Southeastern Europe. The ruins of the city are situated in modern northeastern Bulgaria, some 20 kilometres southwest of the regional capital of Shumen, and are currently a...

. The Byzantines had occupied only the eastern parts of Bulgaria; to the west, the four sons of the count of Sredets
Sofia
Sofia is the capital and largest city of Bulgaria and the 12th largest city in the European Union with a population of 1.27 million people. It is located in western Bulgaria, at the foot of Mount Vitosha and approximately at the centre of the Balkan Peninsula.Prehistoric settlements were excavated...

 Nikola
Comita Nikola
Nikola the Comes was a father of counts David and Samuel. His son Samuel ruled as emperor of the First Bulgarian Empire from 997 to 1014.-Family tree:-Literature:...

 David
David of Bulgaria
David was a Bulgarian noble, brother of Emperor Samuil and eldest son of Comita Nikola. After the disastrous invasion of Rus' armies and the fall of North-eastern Bulgaria under Byzantine occupation in 971, he and his three younger brothers took the lead of the defence of the country. They...

, Moses
Moses of Bulgaria
Moses was a Bulgarian noble, brother of Emperor Samuil of Bulgaria and second son of Comita Nikola, Duke of Sofia. After the fall of the eastern parts of the Empire under Byzantine occupation in 971, he and his brothers David, Aron and Samuil continued the fight to the west. They ruled together...

, Samuil and Aron
Aron of Bulgaria
Aron was a Bulgarian noble, brother of Emperor Samuil of Bulgaria and third son of Comita Nikola, Duke of Sofia. After the fall of the eastern parts of the country under Byzantine occupation in 971, he and his three brothers David, Moses and Samuil continued the resistance to the west...

 continued to resist against the Byzantines. They ruled the free territories in a tetrarchy
Tetrarchy
The term Tetrarchy describes any system of government where power is divided among four individuals, but usually refers to the tetrarchy instituted by Roman Emperor Diocletian in 293, marking the end of the Crisis of the Third Century and the recovery of the Roman Empire...

 residing in four separate cities in order to fight the Byzantines with higher efficiency.

The war against Bulgaria was the first major undertaking carried out by Basil II after his ascension to the throne in 976, although the Bulgarian attacks had begun in that year. One of the reasons for the ten years of inaction was the policy of one of the strongest nobles in Byzantium, Basil, who de facto
De facto
De facto is a Latin expression that means "concerning fact." In law, it often means "in practice but not necessarily ordained by law" or "in practice or actuality, but not officially established." It is commonly used in contrast to de jure when referring to matters of law, governance, or...

ruled the Byzantine Empire in the first years of his namesake. During that time, the main objective of the government in Constantinople
Constantinople
Constantinople was the capital of the Roman, Eastern Roman, Byzantine, Latin, and Ottoman Empires. Throughout most of the Middle Ages, Constantinople was Europe's largest and wealthiest city.-Names:...

 was to crush the rebellion of the military commander Bardas Skleros
Bardas Skleros
Bardas Skleros or Sclerus was a Byzantine general who led a wide-scale Asian rebellion against Emperor Basil II in 976–979.-Background:...

 in Asia Minor
Anatolia
Anatolia is a geographic and historical term denoting the westernmost protrusion of Asia, comprising the majority of the Republic of Turkey...

 between 976 and 979.

The local Byzantine governors were left alone to cope with the Bulgarian threat but they were unable to stop the Bulgarians. The positions of the brothers Samuil and Aron (the two eldest brothers David and Moses died soon after the beginning of the great offensive in 976) were strengthened not only by the rebellion of Skleros but also the neglect of the former Byzantine Emperor John Tzimisces towards the southwestern Bulgarian lands. After the fall of Preslav
Preslav
Preslav was the capital of the First Bulgarian Empire from 893 to 972 and one of the most important cities of medieval Southeastern Europe. The ruins of the city are situated in modern northeastern Bulgaria, some 20 kilometres southwest of the regional capital of Shumen, and are currently a...

 and the north-eastern areas of the Bulgarian Empire his main priority became the war against the Arabs in Syria
Syria
Syria , officially the Syrian Arab Republic , is a country in Western Asia, bordering Lebanon and the Mediterranean Sea to the West, Turkey to the north, Iraq to the east, Jordan to the south, and Israel to the southwest....

, which gave the Bulgarians time to prepare for a long struggle from the center of the remaining parts of the Empire around the Ohrid and Prespa Lakes.

For one decade in offensive after 976 the Bulgarians achieved major successes. Samuil managed to liberate north-eastern Bulgaria. Between 982 and 986 the Bulgarians occupied the main city of Thessaly
Thessaly
Thessaly is a traditional geographical region and an administrative region of Greece, comprising most of the ancient region of the same name. Before the Greek Dark Ages, Thessaly was known as Aeolia, and appears thus in Homer's Odyssey....

 (in modern Greece
Greece
Greece , officially the Hellenic Republic , and historically Hellas or the Republic of Greece in English, is a country in southeastern Europe....

), Larissa
Larissa
Larissa is the capital and biggest city of the Thessaly region of Greece and capital of the Larissa regional unit. It is a principal agricultural centre and a national transportation hub, linked by road and rail with the port of Volos, the city of Thessaloniki and Athens...

. The constant Bulgarian attacks forced Basil II to take serious actions.

Siege of Sredets

In 986, Basil II led a campaign with 30,000 soldiers. The commanders of the eastern armies did not take part in the campaign because they were fighting with the Arabs. The Byzantines marched from Odrin via Plovdiv
Plovdiv
Plovdiv is the second-largest city in Bulgaria after Sofia with a population of 338,153 inhabitants according to Census 2011. Plovdiv's history spans some 6,000 years, with traces of a Neolithic settlement dating to roughly 4000 BC; it is one of the oldest cities in Europe...

 to reach Sredets
Sredets
Sredets is a town in southeastern Bulgaria, part of Burgas Province, located in the proximity of Lake Mandrensko and the northern slopes of Strandzha. During the Ottoman rule it was known as Karabunar and later as Grudovo ....

 (Sofia
Sofia
Sofia is the capital and largest city of Bulgaria and the 12th largest city in the European Union with a population of 1.27 million people. It is located in western Bulgaria, at the foot of Mount Vitosha and approximately at the centre of the Balkan Peninsula.Prehistoric settlements were excavated...

). According to Leo Diaconus
Leo the Deacon
Leo the Deacon was a Byzantine Roman historian and chronicler.He was born around 950 at Kaloe in Asia Minor, and was educated in Constantinople, where he became a deacon in the imperial palace. While in Constantinople he wrote a history covering the reigns of Romanus II, Nicepheros II, John...

 the objective of their Emperor was to subdue the Bulgarians with one strike. After the capture of Serdica which was a strategic fortress between the northeastern and southwestern Bulgarian lands Basil II intended to continue his campaign towards Samuil's main strongholds in Macedonia.

On his way to Serdica (the Byzantine name of Sredetz, today Sofia, the capitol city of modern day Bulgaria), Basil II left a strong company under Leon Melissenos to guard the rear of the Byzantine army. When he finally reached the walls of the city, Basil II built a fortified camp and besieged the fortress. The siege
Siege
A siege is a military blockade of a city or fortress with the intent of conquering by attrition or assault. The term derives from sedere, Latin for "to sit". Generally speaking, siege warfare is a form of constant, low intensity conflict characterized by one party holding a strong, static...

 lasted for 20 days of fruitless assaults, until shortage of food occurred in the Byzantine army. Their attempts to find provisions in the surrounding country were stopped by the Bulgarians who burned crops and even took the cattle of the Byzantines. In the end, the city garrison broke out of the walls, killing many enemy soldiers and burning all of the siege equipment, which the inexperienced Byzantine generals had placed too close to the city walls.

The battle

As a result of the successful Bulgarian actions the Byzantines were no longer capable of taking the city with a direct assault. They also could not exhaust the defenders with hunger because, after their supplies were cut, the Byzantines themselves had to deal with that problem. In addition, an army led by Samuil marched into the mountains at the Byzantines' rear. In the meantime, instead of securing the way for retreat, Leon Melissenos pulled back to Plovdiv. That action was an additional reason for Basil II to lift the siege. The commander of the Western armies, Kontostephanos, persuaded him that Melissenos had set off to Constantinople to take his throne.

The Byzantine army retreated from the Sofia Valley
Sofia Valley
The Sofia Valley is a valley in central western Bulgaria, bordering Stara Planina to the northeast, the Viskyar, Lyulin, Vitosha and Lozen mountains to the southwest, the Vakarel Mountain to the southeast and the low Slivnitsa Heights to the northwest....

 towards Ihtiman
Ihtiman
Ihtiman is a town in western Bulgaria, part of Sofia Province. It is located in the Ihtimanska Sredna Gora mountains and lies in a valley 48 km from Sofia and 95 km from Plovdiv, close to Trakiya motorway....

 where it stopped for the night. The rumours that the Bulgarians had barred the nearby mountain routes stirred commotion among the soldiers and on the following day the retreat continued in growing disorder. When the Bulgarians under Samuil and probably Roman saw that, they rushed to the enemy camp and the retreat turned to flight. The Byzantine advance guard managed to squeeze through slopes which were not yet taken by the Bulgarian attackers. The rest of the army was surrounded by the Bulgarians. Only the elite Armenian
Armenians
Armenian people or Armenians are a nation and ethnic group native to the Armenian Highland.The largest concentration is in Armenia having a nearly-homogeneous population with 97.9% or 3,145,354 being ethnic Armenian....

 unit from the infantry managed to break out with heavy casualties and to lead their Emperor to safety through secondary routes. Enormous numbers of Byzantine soldiers perished in the battle; the rest were captured along with the Imperial insignia
Insignia
Insignia or insigne pl -nia or -nias : a symbol or token of personal power, status or office, or of an official body of government or jurisdiction...

.

Aftermath

The disaster of the campaign in Bulgaria in 986 was a blow to the consolidation of the monocracy
Monarchy
A monarchy is a form of government in which the office of head of state is usually held until death or abdication and is often hereditary and includes a royal house. In some cases, the monarch is elected...

 of Basil II. Soon after the Battle of the Gates of Trajan, the nobility in Asia Minor
Asia Minor
Asia Minor is a geographical location at the westernmost protrusion of Asia, also called Anatolia, and corresponds to the western two thirds of the Asian part of Turkey...

, led by the general Bardas Phokas
Bardas Phokas
Bardas Phokas may refer to:*Bardas Phokas the Elder , Byzantine general and father of emperor Nikephoros II Phokas*Bardas Phokas the Younger , Byzantine general and rebel, son of Leo Phokas the Younger, the brother of Nikephoros II Phokas...

, rebelled against Basil II for three years.

According to the historian Petar Mutafchiev, after the battle Samuil was in control of the Balkans
Balkans
The Balkans is a geopolitical and cultural region of southeastern Europe...

. According to some historians, the northeastern parts of the Bulgarian Empire were liberated in the years after the battle. However, according to other sources, they were liberated ten years prior to the battle, in 976. The Bulgarians firmly took the initiative and launched continuous attacks towards Thessaloniki
Thessaloniki
Thessaloniki , historically also known as Thessalonica, Salonika or Salonica, is the second-largest city in Greece and the capital of the region of Central Macedonia as well as the capital of the Decentralized Administration of Macedonia and Thrace...

, Edessa
Edessa, Greece
Edessa , is a city in northern Greece and the capital of the Pella regional unit, in the Central Macedonia region of Greece. It was also the capital of the defunct province of the same name.-Name:...

, and the Adriatic coast. The Serbs were also defeated and their state incorporated into Bulgaria. The Byzantines overcame the Bulgarian military ascendancy in the Battle of Spercheios
Battle of Spercheios
The Battle of Spercheios took place in 997 AD, on the shores of the river of the same name in present-day central Greece. It was fought between a Bulgarian army led by Tsar Samuil, that in the previous year had penetrated far south into Greece, and a Byzantine army under the command of Nikephoros...

in 996. Again according to Petar Mutafchiev, the Battle of the Gates of Trajan only postponed the fall of Bulgaria, which occurred in 1018.

Further reading

  • Stoimenov, D., Temporary Byzantine military administration in the Bulgarian lands 971-987/989 (Vremenna vizantiyska voenna administratsiya v balgarskite zemi 971-987/989, Временна византийска военна администрация в българските земи 971-987/989), in Yearbook of the Sofia University Magazine. Scientific Center of Slavic-Byzantine Research (GSU HCSVP), ch. 82 (2), 1988, pp. 39–65

External links

Хроника на Йоан Скилица, in: Гръцки извори за българската история, том VI, pp. 276–277, djvu format, retrieved on 19 January 2008. Васил Златарски, История на българската държава през средните векове, Том I. История на Първото българско царство. Част II. От славянизацията на държавата до падането на Първото царство (852—1018), (изд. „Наука и изкуство“, София 1971), с. 603-642, retrieved from the site Книги за Македония on 19 November 2007. Петър Мутафчиев, Книга за българите, Издателство на БАН, София 1987, retrieved on 4 November 2008 Войната през 986 г. - сражението при прохода Траянови врата, във: Военна история на България 681 – 1945 г., изд. Военна академия "Георги Стойков Раковски", retrieved on 19 November 2007. Holmes, Catherine, Basil II (A.D. 976-1025), published in De Imperatoribus Romanis, An Online Encyclopedia of Roman Emperors, retrieved on 16 November 2007. Лев Диакон, История, Книга 10, ч. 8, from the site Образование Киевской Руси, retrieved on 19 November 2007. Яхъя Антиохийский, Летопись (Розен, В. Р., Император Василий Болгаробойца: Извлечения из летописи Яхъи Антиохийского, с. 21), retrieved from el. publ. "Yakova Krotova Library" on 19 Januaryи 2008. Стефан Таронски (Асохик) - Всеобщая история Степаноса Таронскаго, Асохика по прозванию, Москва 1864, с. 175-177, в: Библиотека сайта "Античность и Средневековье", retrieved on 19 January 2008
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