Battle of Xingshi
Encyclopedia
The Battle of Xingshi was a failed invasion on the state of Shu Han
Shu Han
Shu Han was one of the three states competing for control of China during the Three Kingdoms period, after the fall of the Han Dynasty. The state was based on areas around Sichuan, which was then known as Shu...

 by its rival Cao Wei
Cao Wei
Cao Wei was one of the states that competed for control of China during the Three Kingdoms period. With the capital at Luoyang, the state was established by Cao Pi in 220, based upon the foundations that his father Cao Cao laid...

 in 244 during the Three Kingdoms
Three Kingdoms
The Three Kingdoms period was a period in Chinese history, part of an era of disunity called the "Six Dynasties" following immediately the loss of de facto power of the Han Dynasty rulers. In a strict academic sense it refers to the period between the foundation of the state of Wei in 220 and the...

 period of Chinese history
History of China
Chinese civilization originated in various regional centers along both the Yellow River and the Yangtze River valleys in the Neolithic era, but the Yellow River is said to be the Cradle of Chinese Civilization. With thousands of years of continuous history, China is one of the world's oldest...

. The battle took place at Mount Xingshi, which is situated north of present-day Yang County
Yang County
Yang County is a county of Hanzhong, Shaanxi, China....

, Shaanxi
Shaanxi
' is a province in the central part of Mainland China, and it includes portions of the Loess Plateau on the middle reaches of the Yellow River in addition to the Qinling Mountains across the southern part of this province...

, and is now part of the Changqing National Nature Reserve
Changqing National Nature Reserve
Changqing Nature Reserve is located near Huayang Village in the Qin Mountains of Shaanxi province of China.* Location: 300 km south of Xi'an* Area: nearly 300 km²* Highest point: 3071 meters* Year established: 1995* Telephone: 86-916-822-6504...

.

Background

In the power struggle between Wei regents Cao Shuang
Cao Shuang
Cao Shuang , style name Zhaobo , was a military general, politician and regent of the state of Cao Wei during the Three Kingdoms period of Chinese history. He was the son of Cao Zhen...

 and Sima Yi
Sima Yi
Sima Yi was a general and politician of the state of Cao Wei during the Three Kingdoms era of Chinese history. He is perhaps best known for defending Wei from Zhuge Liang's Northern Expeditions...

, the latter enjoyed greater fame due to his success in defending Wei from Shu chancellor Zhuge Liang
Zhuge Liang
Zhuge Liang was a chancellor of the state of Shu Han during the Three Kingdoms period of Chinese history. He is often recognised as the greatest and most accomplished strategist of his era....

's Northern Expeditions. Cao Shuang was desperate for a great military victory to boost his name and match Sima Yi, so his protégés Deng Yang (鄧颺) and Li Sheng (李勝) suggested to him to launch a campaign against Shu.

Despite facing strong opposition in the Wei court, Cao Shuang believed that the campaign was viable, especially when the Shu commander, Jiang Wan
Jiang Wan
Jiang Wan , style name Gongyan , was an official of Shu Han during the Three Kingdoms era of Chinese history. After Zhuge Liang's death, he succeeded Zhuge as the regent for the Shu emperor, Liu Shan.-Early career:...

, withdrew his main force from Hanzhong
Hanzhong
Hanzhong is a municipality in southwest Shaanxi Province, China, occupying a historically significant valley in the mountains between the Xi'an area, home to many Chinese capitals, and the fertile but isolated Sichuan Basin...

 to Fu County (涪縣) in October 243. Cao Shuang and his protégés concluded that with numerical superiority, their army could easily conquer Hanzhong before Shu reinforcements arrive. Even if they failed to completely eliminate Shu, the fall of Hanzhong was sufficient to increase Cao Shuang's fame and influence in the Wei court.

Geography

The three traditional passages from Hanzhong
Hanzhong
Hanzhong is a municipality in southwest Shaanxi Province, China, occupying a historically significant valley in the mountains between the Xi'an area, home to many Chinese capitals, and the fertile but isolated Sichuan Basin...

 to Guanzhong
Guanzhong
Guanzhong , or Guanzhong Plain, is a historical region of China corresponding to the lower valley of the Wei River. It is called Guanzhong or 'within the passes' to distinguish it from 'Guandong' or 'east of the pass', that is, the North China Plain. The North China Plain is bordered on the west by...

 were all valleys in the Qinling Mountains
Qinling Mountains
The Qin Mountains are a major east-west mountain range in southern Shaanxi province, China. The mountains provide a natural boundary between the North and South of the country, and support a huge variety of plant and wildlife, some of which is found nowhere else on Earth.To the north is the...

. Meridian Trail in the east is the longest, totalling more than 330 km, with its northern end located to the south of Chang'an
Chang'an
Chang'an is an ancient capital of more than ten dynasties in Chinese history, today known as Xi'an. Chang'an literally means "Perpetual Peace" in Classical Chinese. During the short-lived Xin Dynasty, the city was renamed "Constant Peace" ; yet after its fall in AD 23, the old name was restored...

. The southern half of the valley was called Zi Valley (子谷) and the northern half was called Wu Valley (午谷). The rugged local terrain provided numerous spots that were perfect for ambushes, and whoever sets up ambushes could easily completely annihilate the opposing side travelling in the valley, and thus this longest route was also the most dangerous. However, if Shu was on the offensive, it could easily threaten Chang'an by taking this route, and that was the exact suggestion Wei Yan
Wei Yan
Wei Yan was a military general of Shu Han during the Three Kingdoms era of Chinese history. He became a soldier of Liu Bei when the latter fled Jing Province and seek protection from the eastern warlord, Sun Quan, in 208. In 211, Wei had climbed up the ranks and become a general in Liu Bei's...

 proposed to Zhuge Liang
Zhuge Liang
Zhuge Liang was a chancellor of the state of Shu Han during the Three Kingdoms period of Chinese history. He is often recognised as the greatest and most accomplished strategist of his era....

 before the first Northern Expedition. The 235 km long Baoxie Trail (褒斜道) located in the west had the best road condition among all three traditional passages, with the northern half called Xie Valley (斜谷) and the south half Bao Valley (褒谷). The southern end of the Baoxie Trail was located around 25 km north of Hanzhong, while its northern end was located 15 km to the south of present-day Mei County
Mei County, Shaanxi
Mei County is a county in Baoji, Shaanxi, China....

, Shaanxi
Shaanxi
' is a province in the central part of Mainland China, and it includes portions of the Loess Plateau on the middle reaches of the Yellow River in addition to the Qinling Mountains across the southern part of this province...

. In the center of Baoxie Trail, another valley called Ji Valley (箕谷) branched out westward, and then turned northward, eventually ending near Chencang (陳倉), a strategic stronghold that would be threatened if Shu was on the offensive. If Wei was on the offensive and took the initiative by going out actively engaging the enemy, the good road condition would mean that Shu could deploy their defensive force quicker and stop the attack before Wei force could get out of the valley.

The 210 km long Tangluo Trail (儻駱道) in the center was the shortest among all three, and it got its name from the geographical locations at its ends. The southern end was located next to the Tangsui River (儻水河) in present-day Yang County
Yang County
Yang County is a county of Hanzhong, Shaanxi, China....

, Shaanxi, and the northern end was located in the Luo Ravine (駱峪) to the west of present-day Zhouzhi County
Zhouzhi County
Zhouzhi County is a county of Xi'an, Shaanxi, China. Its population is 630,000. It is famous for kiwifruit, one type of produce in which Shaanxi province excels....

, Shaanxi. Hence, the southern half was called Tang Valley (儻谷) and the northern half was called Luo Valley (駱谷). Cao Shuang had committed a grave strategic blunder when he selected this central route to attack Shu because despite being the shortest, the road condition was the poorest among all three routes. More importantly, among the three traditional passages, Tangluo Trail had the longest section without any water source. As a result, the logistic problem crippled the invasion force, with many if not most of the packing animals of the Wei force died of thirst before even get out of the valley. Cao Shuang was forced to mobilize tens of thousands of draftees as coolies to carry supplies, and many of them met the same fate of the packing animals. Consequently, morale plummeted and resentment of Cao Shuang's rule not only drastically increased among the troops he commanded, but also back home in Wei.

The battle

In March 244, Cao Shuang promoted Xiahou Xuan
Xiahou Xuan
Xiahou Xuan , style name Taichu , was a minister of Cao Wei during the Three Kingdoms period of Chinese history. He was the son of Xiahou Shang. Xiahou Xuan's mother was Cao Shuang's aunt , and thus he was close to Cao Shuang's faction. Despite this, he survived the overthrow and execution of Cao...

 to General Who Subdues the West, and the Inspector of Yong Province, Guo Huai
Guo Huai
Guo Huai , style name Boji , was a military general of Cao Wei during the Three Kingdoms era of Chinese history. He started his career during the late Han Dynasty under the warlord Cao Cao. During Cao Pi's reign, Guo rose up the ranks and became a grand marshal under Sima Yi...

, was appointed as the vanguard force commander. Together, they began the march toward Hanzhong via Tangluo Trail. Cao Shuang's protégés Deng Yang and Li Sheng participated in the invasion as his staff. The primary target of the Wei invasion force was Yangping Pass (陽平關; located west of present-day Wuhou Town (武侯鎮), Mian County
Mian County
Mian County is a county of Hanzhong, Shaanxi, China....

, Shaanxi
Shaanxi
' is a province in the central part of Mainland China, and it includes portions of the Loess Plateau on the middle reaches of the Yellow River in addition to the Qinling Mountains across the southern part of this province...

).

Shu's Senior General Who Guards the North, Wang Ping, was in charge of defending Hanzhong, but his force totaled less than 30,000. Facing absolute numerical inferiority, some Shu commanders suggested to concentrate on defending Hancheng (漢城; east of present-day Mian County, Shaanxi) and Yuecheng (樂城; east of present-day Chenggu County
Chenggu County
Chenggu County is a county of Hanzhong, Shaanxi, China....

, Shaanxi). Wang Ping rejected the idea because the reinforcements was too far away and it would take time to arrive, and it would cause disaster for Shu if the enemy was allowed to passed through Yangping Pass unopposed. Therefore, the enemy could only be stopped by taking geographical advantage of local rugged terrain. General Who Protects the Army, Liu Min (劉敏), was ordered to take up position in Mount Xingshi (興勢山) and plant an array of flags over a hundred miles to create an illusion that the Shu defense force was larger than it actually was. Wang Ping would personally lead an army behind to prevent possible separate assaults by Wei forces from Huangjin Valley (黃金谷; located east of Mount Xingshi). As Wang Ping had correctly predicted, by April 244, the enemy advance was successfully checked at Mount Xingshi and the enemy's supplies were depleting as their supply lines were over extended and nearly all their transport animals were dead. Shu's General-in-Chief, Fei Yi
Fei Yi
Fei Yi, style name Wenwei , was an official of Shu Han during the Three Kingdoms era of Chinese history. He succeeded Jiang Wan as regent of Shu Han, and avoided major expedition against rival state, Cao Wei...

, was on his way to Hanzhong with reinforcements from Chengdu
Chengdu
Chengdu , formerly transliterated Chengtu, is the capital of Sichuan province in Southwest China. It holds sub-provincial administrative status...

. The counteroffensive of Shu Han was about to be launched against the overstretched Wei invasion army.

Cao Shuang's staff officer Yang Wei (楊偉) realized the danger and begged Cao to abandon the campaign and retreat immediately, but Deng Yang objected and argued with Yang despite his lack of any military knowledge. Yang Wei could not convince either and furiously claimed that Deng Yang and Li Sheng were disregarding the lives of hundreds of thousands, as well as the fate of their state, and they should be executed. Cao Shuang was unhappy with such suggestions and rejected both of them. Grand Tutor Sima Yi
Sima Yi
Sima Yi was a general and politician of the state of Cao Wei during the Three Kingdoms era of Chinese history. He is perhaps best known for defending Wei from Zhuge Liang's Northern Expeditions...

, who opposed the campaign from the very beginning, could no longer ignore the dangerous situation and wrote to Xiahou Xuan
Xiahou Xuan
Xiahou Xuan , style name Taichu , was a minister of Cao Wei during the Three Kingdoms period of Chinese history. He was the son of Xiahou Shang. Xiahou Xuan's mother was Cao Shuang's aunt , and thus he was close to Cao Shuang's faction. Despite this, he survived the overthrow and execution of Cao...

 to inform him about the impending disaster, and warned him that he was personally aware that years ago, Cao Cao
Cao Cao
Cao Cao was a warlord and the penultimate chancellor of the Eastern Han Dynasty who rose to great power during the dynasty's final years. As one of the central figures of the Three Kingdoms period, he laid the foundations for what was to become the state of Cao Wei and was posthumously titled...

 almost suffered a total defeat in the struggle against Liu Bei
Liu Bei
Liu Bei , also known as Liu Xuande, was a warlord, military general and later the founding emperor of the state of Shu Han during the Three Kingdoms era of Chinese history...

 for Hanzhong. The Shu army was in firm control of Mount Xingshi, which prevented Wei forces from continuing pushing forward, and if another Shu force cut off the Wei retreat route, Cao Shuang and Xiahou Xuan would not even be able to live to regret their decisions. Xiahou Xuan finally realized the dangerous situation they were in after reading Sima Yi's letter, and finally managed to convince Cao Shuang to give the order to retreat, albeit the latter did so reluctantly.

Fei Yi, however, would not let Cao Shuang retreat easily, and led his army to flank the Wei troops and block their retreat. Shu forces set up defensive positions in the places where they enjoyed absolute geographical advantage over the Wei army: the three ridges in the Luo Valley: Shen Ridge (沈嶺), Ya Ridge (衙嶺), and Fenshui Ridge (分水嶺). Cao Shuang and his officers were barely able to escape back to Guanzhong
Guanzhong
Guanzhong , or Guanzhong Plain, is a historical region of China corresponding to the lower valley of the Wei River. It is called Guanzhong or 'within the passes' to distinguish it from 'Guandong' or 'east of the pass', that is, the North China Plain. The North China Plain is bordered on the west by...

 after their forces suffered a devastating casualties resulting from thirst, hunger and illness in the process.

Aftermath

For his victory, Fei Yi was awarded the title of "Marquis of Chengxiang" (成鄉侯), and stayed in Hanzhong until his return to the capital Chengdu
Chengdu
Chengdu , formerly transliterated Chengtu, is the capital of Sichuan province in Southwest China. It holds sub-provincial administrative status...

 in September 244. In contrast, the prestige and popularity of Cao Shuang dropped sharply, which helped to lead his eventual downfall in the power struggle against Sima Yi.

Analysis

The Battle of Xingshi was one of the most important yet most understated battles of the Three Kingdoms
Three Kingdoms
The Three Kingdoms period was a period in Chinese history, part of an era of disunity called the "Six Dynasties" following immediately the loss of de facto power of the Han Dynasty rulers. In a strict academic sense it refers to the period between the foundation of the state of Wei in 220 and the...

 period. The lack of participation of the principal figures of the time such as Zhuge Liang
Zhuge Liang
Zhuge Liang was a chancellor of the state of Shu Han during the Three Kingdoms period of Chinese history. He is often recognised as the greatest and most accomplished strategist of his era....

 and Jiang Wei
Jiang Wei
Jiang Wei was a military general and regent of the state of Shu Han during the Three Kingdoms era of Chinese history. He originally served Shu's rival state, Cao Wei, as a middle-level military officer, but defected to the Shu strategist Zhuge Liang, leaving his mother in Wei. After that, Jiang...

 caused many writers to put much less emphasis or even ignore the battle in their works in comparison to other battles occurred in that era. In reality, the battle had profound impact in the history in that it postponed the unification of China for decades due to the heavy loss Wei had suffered: because soldiers drafted from the peasantry, the heavy loss meant that no labors were available to tend the farmland. In order to tend farmlands and help the widows and orphans resulted from the defeated campaign, at least 100,000 soldiers from the tuntian
Tuntian
The Tuntian or Duntian system was a system of government-encouraged agriculture originated in the Western Han Dynasty period of Chinese history...

army was reassigned back to their agricultural roles. These troops never returned to the active service again as they were needed to remain as farmers and as a consequence, the size of Wei's army decreased by a quarter, dropping from 800,000 at its peak to 600,000, a number that was not exceeded until the time of the War of the Eight Princes
War of the Eight Princes
The War of the Eight Princes or Rebellion of the Eight Kings or Rebellion of the Eight Princes was a civil war for power among princes and dukes of the Chinese Jin Dynasty from AD 291 to AD 306. It was fought mostly in northern China and devastated the country, later triggering the Wu Hu ravaging...

 during the Jin Dynasty, over half a century later.

The drastic loss of troops also caused to another important severe consequence: Wei was no longer able to suppress the rebellions of minorities in the north like it used to (though the impact was not devastating in that era yet, it would be felt in the Jin Dynasty). From that point on, the smaller rebellions of minorities in the north cumulated into a formidable force that would eventually overthrow Chinese rule in northern China seven decades later during the Jin Dynasty. Despite being relatively unnoticed in literature, later militarists gave high credit to the battle: For example, Ming Dynasty
Ming Dynasty
The Ming Dynasty, also Empire of the Great Ming, was the ruling dynasty of China from 1368 to 1644, following the collapse of the Mongol-led Yuan Dynasty. The Ming, "one of the greatest eras of orderly government and social stability in human history", was the last dynasty in China ruled by ethnic...

 military strategist Liu Ji, in his work titled The Unexpected Strategies of a Hundred Battles (百戰奇略), classified this battle as the classical example of a "retreating war" (退戰). This meant that if the enemy held an absolute geographical advantage and you were already having trouble to carry on the fight, a rapid retreat was the only viable option.

Order of battle

Wei forces
  • General-in-Chief (大將軍) Cao Shuang
    Cao Shuang
    Cao Shuang , style name Zhaobo , was a military general, politician and regent of the state of Cao Wei during the Three Kingdoms period of Chinese history. He was the son of Cao Zhen...

    , commander-in-chief
    • General Who Subdues the West (征西將軍) Xiahou Xuan
      Xiahou Xuan
      Xiahou Xuan , style name Taichu , was a minister of Cao Wei during the Three Kingdoms period of Chinese history. He was the son of Xiahou Shang. Xiahou Xuan's mother was Cao Shuang's aunt , and thus he was close to Cao Shuang's faction. Despite this, he survived the overthrow and execution of Cao...

      , deputy commander-in-chief
    • Inspector of Yong Province (雍州刺史) Guo Huai
      Guo Huai
      Guo Huai , style name Boji , was a military general of Cao Wei during the Three Kingdoms era of Chinese history. He started his career during the late Han Dynasty under the warlord Cao Cao. During Cao Pi's reign, Guo rose up the ranks and became a grand marshal under Sima Yi...

      , commander of the vanguard

Shu forces
  • General-in-Chief (大將軍) Fei Yi
    Fei Yi
    Fei Yi, style name Wenwei , was an official of Shu Han during the Three Kingdoms era of Chinese history. He succeeded Jiang Wan as regent of Shu Han, and avoided major expedition against rival state, Cao Wei...

    , commander-in-chief
    • Senior General Who Guards the North (鎮北大將軍) Wang Ping
    • General Who Protects the Army (護軍將軍) Liu Min (劉敏)
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