Battle of Xiakou
Encyclopedia
The Battle of Xiakou was a battle fought between the warlords Sun Quan
Sun Quan
Sun Quan , son of Sun Jian, formally Emperor Da of Wu, was the founder of Eastern Wu during the Three Kingdoms period of Chinese history. He ruled from 222 to 229 as King of Wu and from 229 to 252 as Emperor of Wu....

 and Liu Biao
Liu Biao
Liu Biao , style name Jingsheng , was a warlord and the governor of Jing Province during the late Han Dynasty period of Chinese history. He was a member of the extended family of the Han Dynasty emperors...

 in 203 during the prelude to the Three Kingdoms
Three Kingdoms
The Three Kingdoms period was a period in Chinese history, part of an era of disunity called the "Six Dynasties" following immediately the loss of de facto power of the Han Dynasty rulers. In a strict academic sense it refers to the period between the foundation of the state of Wei in 220 and the...

 period of Chinese history
History of China
Chinese civilization originated in various regional centers along both the Yellow River and the Yangtze River valleys in the Neolithic era, but the Yellow River is said to be the Cradle of Chinese Civilization. With thousands of years of continuous history, China is one of the world's oldest...

. Sun Quan's forces attempted to conquer Jiangxia Commandery (present-day Yunmeng County
Yunmeng County
Yunmeng County is a county in Hubei Province, People's Republic of China administered by Xiaogan City.-History:...

, Hubei
Hubei
' Hupeh) is a province in Central China. The name of the province means "north of the lake", referring to its position north of Lake Dongting...

), which was defended by Liu Biao's general Huang Zu
Huang Zu
Huang Zu was a military general serving under the warlord Liu Biao during the late Han Dynasty period of Chinese history. He was an experienced naval commander, and was most famous for having skillful warriors like Sun Jian and Ling Cao killed in battle.-Background:Huang was born in an influential...

. The battle was inconclusive as Sun Quan's forces were unable to capture Jiangxia even when Huang Zu retreated. The battle is not to be confused with the Battle of Jiangxia
Battle of Jiangxia
The Battle of Jiangxia was a battle fought in 208 between the forces of the warlords Sun Quan and Liu Biao during the prelude to the Three Kingdoms period of Chinese history...

 that took place five years later, which concluded with victory for Sun Quan over Huang Zu.

Background

In 200, Sun Quan
Sun Quan
Sun Quan , son of Sun Jian, formally Emperor Da of Wu, was the founder of Eastern Wu during the Three Kingdoms period of Chinese history. He ruled from 222 to 229 as King of Wu and from 229 to 252 as Emperor of Wu....

 inherited the territories in Jiangdong
Jiangnan
Jiangnan or Jiang Nan is a geographic area in China referring to lands immediately to the south of the lower reaches of the Yangtze River, including the southern part of the Yangtze Delta...

 conquered by his older brother Sun Ce
Sun Ce
Sun Ce was a military general and warlord during the late Han Dynasty period of Chinese history. He was the oldest of the children of Sun Jian who was killed during the Battle of Xiangyang when Sun Ce was only 16. Sun Ce then broke away from his father's overlord, Yuan Shu, and headed to...

 between 194 and 199. He was confirmed by the Han Dynasty
Han Dynasty
The Han Dynasty was the second imperial dynasty of China, preceded by the Qin Dynasty and succeeded by the Three Kingdoms . It was founded by the rebel leader Liu Bang, known posthumously as Emperor Gaozu of Han. It was briefly interrupted by the Xin Dynasty of the former regent Wang Mang...

 government
Government of the Han Dynasty
The Han Dynasty of ancient China was the second imperial dynasty of China, following the Qin Dynasty . It was divided into the periods of Western Han and Eastern Han , briefly interrupted by the Xin Dynasty of Wang Mang...

's de facto
De facto
De facto is a Latin expression that means "concerning fact." In law, it often means "in practice but not necessarily ordained by law" or "in practice or actuality, but not officially established." It is commonly used in contrast to de jure when referring to matters of law, governance, or...

 leader Cao Cao
Cao Cao
Cao Cao was a warlord and the penultimate chancellor of the Eastern Han Dynasty who rose to great power during the dynasty's final years. As one of the central figures of the Three Kingdoms period, he laid the foundations for what was to become the state of Cao Wei and was posthumously titled...

 as a legitimate lord of the Jiangdong lands, and was appointed by the Han government as Grand Administrator of Kuaiji.

Two years later, Sun Quan suppressed a rebellion by Li Shu and merged Li's 30,000 troops into his own army. By 203, Sun Quan had achieved a stable control over his territories in Jiangdong, so he set into motion a strategy proposed by his advisor Lu Su
Lu Su
Lu Su , style name Zijing , was a politician, militarist and diplomat serving under the warlord Sun Quan during the late Han Dynasty period of Chinese history...

. According to the plan, Sun Quan would take Jing Province (covering present-day Hubei
Hubei
' Hupeh) is a province in Central China. The name of the province means "north of the lake", referring to its position north of Lake Dongting...

 and Hunan
Hunan
' is a province of South-Central China, located to the south of the middle reaches of the Yangtze River and south of Lake Dongting...

), governed by Liu Biao
Liu Biao
Liu Biao , style name Jingsheng , was a warlord and the governor of Jing Province during the late Han Dynasty period of Chinese history. He was a member of the extended family of the Han Dynasty emperors...

, and take control of all the lands in southern China, then use the Yangtze River
Yangtze River
The Yangtze, Yangzi or Cháng Jiāng is the longest river in Asia, and the third-longest in the world. It flows for from the glaciers on the Tibetan Plateau in Qinghai eastward across southwest, central and eastern China before emptying into the East China Sea at Shanghai. It is also one of the...

 as a natural barrier to defend against invading forces from the north. The first obstacle on Sun Quan's path to dominating Jing Province was Jiangxia Commandery, which served as the eastern gateway to Jing Province along the Yangtze. In addition, Sun Quan had a personal stake in the campaign on Jiangxia, because Huang Zu
Huang Zu
Huang Zu was a military general serving under the warlord Liu Biao during the late Han Dynasty period of Chinese history. He was an experienced naval commander, and was most famous for having skillful warriors like Sun Jian and Ling Cao killed in battle.-Background:Huang was born in an influential...

, Liu Biao's appointed Administrator of Jiangxia, was responsible for causing the death of his father, Sun Jian
Sun Jian
Sun Jian was a military general and warlord during the late Han Dynasty period of Chinese history. He allied himself with Yuan Shu in 190 when warlords from eastern China formed a coalition to oust Dong Zhuo, a tyrannical warlord who held the puppet Emperor Xian in his power...

, at the Battle of Xiangyang
Battle of Xiangyang (191)
The Battle of Xiangyang in 191 was a battle fought between Sun Jian and Liu Biao during the prelude to the Three Kingdoms period of Chinese history. Liu Biao emerged victorious against Sun Jian's forces...

 12 years ago.

The battle

Sun Quan appointed Ling Cao
Ling Cao
Ling Cao was a military officer serving under the warlord Sun Ce during the late Han Dynasty period of Chinese history. He was the father of Ling Tong.-Early life:...

 as leader of the vanguard fleet and ordered him to mobilize first, while he kept the larger vessels with himself for a slower advance. On the other hand, Huang Zu led his army from Jiangxia to Xiakou and set up a defense line in anticipation of the enemy.

En route to Jiangxia, Ling Cao's fleet encountered Huang Zu's navy at the Xiakou riverbank, with Huang's large vessels spread out far and wide. Even though Ling Cao was at a numerical disadvantage then, he considered it his duty as a vanguard leader to eliminate any enemy standing in his lord's path. Undaunted, Ling Cao charged ahead of his men and dashed uninterruptedly into the heart of Huang Zu's fleet. Since Huang Zu did not expect such a small unit to engage his larger force, he was unprepared for Ling Cao's attack. Before Huang Zu could react to the situation, Ling Cao had cleared a path in front of him. Fearing for his life, Huang Zu abandoned his flagship and boarded a small boat, leaving his navy impaired to function. When Huang Zu's soldiers saw their commander fleeing towards their home base, they started to desert their posts and scrambled to retreat, resulting in a total collapse of the naval formation.

Ling Cao gave pursuit to Huang Zu and boarded a light vessel in the midst of chaos and fighting. However, when he was close to claiming Huang Zu's head, he was hit by an arrow fired by Huang's subordinate Gan Ning
Gan Ning
Gan Ning was a military general serving under the warlord Sun Quan during the late Han Dynasty period of Chinese history. He was born in Linjiang, Ba Commandery .-Early life as a pirate:...

 and died; thus Huang was able to retreat to Jiangxia safely. Huang Zu remained in Jiangxia thereafter and did not respond to the challenges of Sun Quan's main army. Unable to breach Jiangxia's walls, Sun Quan soon withdrew his troops back to Jiangdong to deal with the Shanyue
Shanyue
Shanyue was a tribe that was resided in the Yue area of ancient China during Han Dynasty. Since the Southern part of China was not yet controlled by the Han ethnicity , the Shanyue people would performe regular raids against Han citizens to gather living essentials...

 tribes who constantly raided his lands.

Aftermath

Even though Gan Ning saved Huang Zu's life at a critical moment, Huang was unappreciative of his effort because he despised Gan for his background (Gan Ning used to be a pirate). Gan Ning then heeded the advice of his comrade, Su Fei
Su Fei
Su Fei was a military general serving under the warlord Liu Biao during the late Han Dynasty period of Chinese history. He was a subordinate of Huang Zu and fought in the Battle of Xiakou against Sun Quan's forces...

, to defect to Sun Quan's side, bringing along with him confidential intelligence on Huang Zu's forces. Sun Quan received Gan Ning warmly and followed Gan's suggestion to launch a full assault on Huang Zu again three years later in 208, starting the subsequent Battle of Jiangxia
Battle of Jiangxia
The Battle of Jiangxia was a battle fought in 208 between the forces of the warlords Sun Quan and Liu Biao during the prelude to the Three Kingdoms period of Chinese history...

.

Modern references

The Battle of Xiakou was featured as a playable stage in the fourth
Dynasty Warriors 4
is a hack and slash video game and the fourth installment in the popular Dynasty Warriors series. Dynasty Warriors 4 was developed by Omega Force and published by Koei. The game is available on PlayStation 2 and Xbox and is based on a series of books called Romance of the Three Kingdoms, written...

, fifth
Dynasty Warriors 5
is a Hack and slash video game set in China and the fifth installment in the Dynasty Warriors series, developed by Omega Force and published by Koei. The game was released on the PlayStation 2 and Xbox. It is based on the Chinese novel Romance of the Three Kingdoms by Luo Guanzhong.-Gameplay:The...

, and seventh
Dynasty Warriors 7
is a hack and slash video game and the seventh official installment of the Dynasty Warriors series. It is developed by Omega Force and published by Koei. The game has been confirmed to be PS3 exclusive in Japan. The story is based on Luo Guanzhong's historical novel Romance of the Three Kingdoms....

 installments of Koei's video game series Dynasty Warriors
Dynasty Warriors
is a series of tactical action video games created by Omega Force and Koei. The award-winning series is a spin-off of Koei's turn-based strategy Romance of the Three Kingdoms series, based loosely around the Chinese classical novel of the same name. The first game titled Dynasty Warriors,...

. In the games, the battle was merged together with the Battle of Jiangxia
Battle of Jiangxia
The Battle of Jiangxia was a battle fought in 208 between the forces of the warlords Sun Quan and Liu Biao during the prelude to the Three Kingdoms period of Chinese history...

. In the later installments, the battle became more significant after Ling Tong
Ling Tong
Ling Tong was a military general of the state of Eastern Wu during the late Han Dynasty and Three Kingdoms era of Chinese history. He started his service to the Sun family since his childhood, and throughout his entire life, he had been contributing to the foundation and solidification of Eastern Wu...

(Ling Cao's son) became a playable character. In Dynasty Warriors 5, it was incorrectly stated that the Battle of Xiakou took place in 208.
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