Battle of Hulao Pass
Encyclopedia
The Battle of Hulao Pass is a fictional battle described in Luo Guanzhong
Luo Guanzhong
Luo Ben , better known by his style name Luo Guanzhong , was a Chinese writer of the early Ming Dynasty period of Chinese history. He was also known as Huhai Sanren...

's historical novel Romance of the Three Kingdoms
Romance of the Three Kingdoms
Romance of the Three Kingdoms, written by Luo Guanzhong in the 14th century, is a Chinese historical novel based on the events in the turbulent years near the end of the Han Dynasty and the Three Kingdoms era of Chinese history, starting in 169 and ending with the reunification of the land in...

. The battle was fought between Dong Zhuo
Dong Zhuo
Dong Zhuo was a politician and warlord during the late Han Dynasty period of Chinese history. He seized control of the capital city Luoyang in 189 when it was in a state of turmoil following the death of Emperor Ling and a clash between the eunuch faction and some court officials led by...

 and a coalition of regional warlords and officials (known as the Guandong Coalition) as part of the Campaign against Dong Zhuo
Campaign against Dong Zhuo
The Campaign against Dong Zhuo was a punitive expedition initiated by a coalition of regional officials and warlords against Dong Zhuo, Chancellor of State, in 190 during the late Han Dynasty of Chinese history...

 in 190 during the prelude to the Three Kingdoms
Three Kingdoms
The Three Kingdoms period was a period in Chinese history, part of an era of disunity called the "Six Dynasties" following immediately the loss of de facto power of the Han Dynasty rulers. In a strict academic sense it refers to the period between the foundation of the state of Wei in 220 and the...

 period of Chinese history
History of China
Chinese civilization originated in various regional centers along both the Yellow River and the Yangtze River valleys in the Neolithic era, but the Yellow River is said to be the Cradle of Chinese Civilization. With thousands of years of continuous history, China is one of the world's oldest...

. Chen Shou
Chen Shou
Chen Shou was a historian during the Jin Dynasty period of Chinese history. He is best known as the author of Records of Three Kingdoms, a historical account of the late Han Dynasty and Three Kingdoms period.-Biography:...

's historical text Records of Three Kingdoms
Records of Three Kingdoms
Records of Three Kingdoms , is regarded as the official and authoritative historical text on the Three Kingdoms period of Chinese history covering the years 184-280 CE. Written by Chen Shou in the 3rd century, the work combines the smaller histories of the rival states of Cao Wei , Shu Han and...

, the authoritative source for the history of the Three Kingdoms period, contains no record of the battle.

Background

In 190, Dong Zhuo
Dong Zhuo
Dong Zhuo was a politician and warlord during the late Han Dynasty period of Chinese history. He seized control of the capital city Luoyang in 189 when it was in a state of turmoil following the death of Emperor Ling and a clash between the eunuch faction and some court officials led by...

 entered the Han Dynasty
Han Dynasty
The Han Dynasty was the second imperial dynasty of China, preceded by the Qin Dynasty and succeeded by the Three Kingdoms . It was founded by the rebel leader Liu Bang, known posthumously as Emperor Gaozu of Han. It was briefly interrupted by the Xin Dynasty of the former regent Wang Mang...

's capital Luoyang
Luoyang
Luoyang is a prefecture-level city in western Henan province of Central China. It borders the provincial capital of Zhengzhou to the east, Pingdingshan to the southeast, Nanyang to the south, Sanmenxia to the west, Jiyuan to the north, and Jiaozuo to the northeast.Situated on the central plain of...

, taking control of the imperial court. Cao Cao
Cao Cao
Cao Cao was a warlord and the penultimate chancellor of the Eastern Han Dynasty who rose to great power during the dynasty's final years. As one of the central figures of the Three Kingdoms period, he laid the foundations for what was to become the state of Cao Wei and was posthumously titled...

 saw this as a significant threat, and, together with other warlords, formed a new coalition
Campaign against Dong Zhuo
The Campaign against Dong Zhuo was a punitive expedition initiated by a coalition of regional officials and warlords against Dong Zhuo, Chancellor of State, in 190 during the late Han Dynasty of Chinese history...

 with Yuan Shao
Yuan Shao
Yuan Shao was a warlord during the late Han Dynasty period of Chinese history. He occupied the northern territories of China during the civil war that occurred towards the end of the Han Dynasty and the beginning of the Three Kingdoms era...

 as their leader. The coalition first attacked Sishui Pass
Battle of Sishui Pass
The Battle of Sishui Pass is a fictional battle described in Luo Guanzhong's historical novel Romance of the Three Kingdoms. The battle was fought between Dong Zhuo and a coalition of regional warlords and officials as part of the Campaign against Dong Zhuo in 190 during the prelude to the Three...

, and after slaying its defender Hua Xiong
Hua Xiong
Hua Xiong was a military general under the warlord Dong Zhuo during the late Eastern Han Dynasty of China. In 190, various warlords from around the country formed a coalition against Dong Zhuo, who was holding Emperor Xian hostage in the imperial court...

, they marched on to Hulao Pass
Hulao Pass
Hulao Pass is a mountain pass northwest of Xingyang, Henan, China. It is the site of many historical battles, being the eastern guard for the capital Luoyang for several dynasties. With Mount Song to the south, the Yellow River to the north, the pass holds up a formidable defense...

, 50 li
Li (unit)
The li is a traditional Chinese unit of distance, which has varied considerably over time but now has a standardized length of 500 meters or half a kilometer...

 from Luoyang.

The battle

Heeding the death of Hua Xiong, Dong Zhuo personally brought an army of 150,000 men with Lü Bu
Lü Bu
Lü Bu was a military general and later a minor warlord during the late Han Dynasty period of Chinese history. According to the Records of Three Kingdoms, Lü Bu was highly-skilled in horse-riding and archery, and was thus nicknamed "Flying General"...

, Li Ru
Li Ru
Li Ru, style name Wenyou , was a scholar and advisor to the warlord Dong Zhuo during the late Han Dynasty period of Chinese history. He was a native of Heyang , Pingyi , located in the capital province Sili .-Biography:...

, Fan Chou
Fan Chou
Fan Chou was a general serving under the warlord Dong Zhuo during the late Han Dynasty period of Chinese history.After Dong Zhuo died by his adoptive son Lü Bu by an assassination plot by Wang Yun. He along with Li Jue, Guo Si, and Zhang Ji defeated Lü Bu then defeated Wang Yun, which they taken...

, and Zhang Ji east to Hulao Pass, while sending 50,000 men under Li Jue and Guo Si
Guo Si
Guo Si , also known as Guo Duo , was a general serving under the warlord Dong Zhuo during the late Han Dynasty period of Chinese history. He assisted Dong in his many campaigns, and was placed under Dong's son-in-law after Dong relocate the imperial capital to Chang'an...

 to reinforce Sishui Pass. Once at Hulao Pass, Dong Zhuo ordered Lü Bu to lead the vanguard with 30,000 men and set camp in front of the fortified pass.

The coalition decided to send half of their forces to engage Dong Zhuo's forces. Eight coalition warlords, namely, Wang Kuang
Wang Kuang
Wang Kuang, style name Gongjie , was a minor warlord who lived during the late Han Dynasty period of Chinese history.-Biography:Wang first served under General-in-Chief He Jin, but resigned and lived as a commoner after He Jin was killed by the Ten Attendants. He rose through the ranks in the...

, Qiao Mao
Qiao Mao
Qiao Mao was the governor of Dong Commandery during the late Han Dynasty period of Chinese history. He was the nephew of Qiao Xuan and cousin of the Two Qiaos. Qiao joined the coalition force in the campaign against Dong Zhuo...

, Bao Xin
Bao Xin
Bao Xin was a military general who lived during the late Han Dynasty of China. Initially, he participated in the imperial campaign against the Yellow Turbans along with other regional warlords. After the rise of Dong Zhuo, who usurped the power of the Imperial Court, Bao joined the campaign...

, Yuan Yi, Kong Rong
Kong Rong
Kong Rong was a politician, scholar, and minor warlord of the late Han Dynasty period of Chinese history. He was also a 20th generation descendant of Kong Qiu . As he was once the chancellor of Beihai Commandery , he was also known as Kong Beihai. He was defeated by Yuan Tan in 196 and escaped to...

, Zhang Yang, Tao Qian, and Gongsun Zan
Gongsun Zan
Gongsun Zan , style name Bogui , a native of Liaoxi , was a warlord during the late Han Dynasty era of Chinese history.-Biography:...

, each led their forces towards Hulao Pass under Yuan Shao's command. The first to arrive in Hulao Pass was Wang Kuang, where one of his generals, Fang Yue
Fang Yue
Fang Yue is a fictional character in Luo Guanzhong's historical novel Romance of the Three Kingdoms. He was a military general serving under the warlord Wang Kuang. Wang was one of the members of the coalition against Dong Zhuo. When the coalition faced Dong's forces at the Battle of Hulao Pass,...

, volunteered to duel Lü Bu. In less than five rounds, Fang Yue was killed, and Lü Bu charged through Wang Kuang's force, killing the routing soldiers left and right. Fortunately for Wang Kuang, the forces of Qiao Mao and Yuan Yi came to his rescue. They decided to withdraw 30 li from the pass and set camp there.

Soon, the remaining five coalition warlords arrived at the camp, where they discussed and concluded that Lü Bu cannot be defeated by anyone. Just then, Lü Bu's men arrayed outside the coalition camp, and the eight coalition warlords went to meet the enemy. Mu Shun
Mu Shun
Mu Shun is a fictional character in Luo Guanzhong's historical novel Romance of the Three Kingdoms. He was a military general serving under the warlord Zhang Yang. Mu participated in the Battle of Hulao Pass during the campaign against Dong Zhuo, during which he engaged Dong's general Lü Bu in a duel...

, a general under Zhang Yang, galloped towards Lü Bu with his horse, but was immediately killed. Wu Anguo, a general under Kong Rong, then charged out with his metal club. They fought for ten rounds, but then Lü Bu slit off Wu Anguo's wrist with his halberd. The coalition forces charged out and rescued Wu Anguo, and each side retreated to their own camps. Cao Cao
Cao Cao
Cao Cao was a warlord and the penultimate chancellor of the Eastern Han Dynasty who rose to great power during the dynasty's final years. As one of the central figures of the Three Kingdoms period, he laid the foundations for what was to become the state of Cao Wei and was posthumously titled...

 commented that all eighteen warlords should be collected to discuss a plan to defeat Lü Bu, and that if Lü Bu is defeated, Dong Zhuo would be easy to kill.

Just then, Lü Bu again came out to taunt the coalition. This time Gongsun Zan himself went to challenge Lü Bu, but had to withdraw after a few rounds. Lü Bu gave chase, but he was distracted by Zhang Fei, who called him "a slave with three surnames" (referring to Lü Bu's own surname and those of his two adopted fathers). Lü Bu then battled Zhang Fei for 50 rounds, with neither gaining an advantage over the other. Then Guan Yu
Guan Yu
Guan Yu was a general serving under the warlord Liu Bei during the late Eastern Han Dynasty of China. He played a significant role in the civil war that led to the collapse of the Han Dynasty and the establishment of the state of Shu Han during the Three Kingdoms period, of which Liu Bei was the...

, brandishing his Green Dragon Crescent Blade, dashed out to assist his oath brother. The three fighters were engaged in another 30 bouts or so when Liu Bei
Liu Bei
Liu Bei , also known as Liu Xuande, was a warlord, military general and later the founding emperor of the state of Shu Han during the Three Kingdoms era of Chinese history...

, holding up his Dual Swords, also joined the battle.

Like a merry-go-round, the three oath brothers galloped in a circle caging Lü Bu inside. Unable to face the combined efforts of his three opponents, Lü Bu then made a feign at Liu Bei and retreated through the resulting gap back to the pass gate. The trio chased after Lü Bu but due to the speed of his steed, the Red Hare
Red Hare
Red Hare was Lü Bu's horse during the Three Kingdoms period of China. Historical records only mention the horse when Lü Bu temporarily became a subordinate of Yuan Shao, where he charged and defeated the armies of Zhang Yan while riding the Red Hare...

, they could not keep up with him. However they abandoned the chase after they spotted Dong Zhuo. Zhang Fei attempted to charge onto the fortification to kill Dong Zhuo, but he was driven back by the rain of arrows from the pass.

The eight coalition warlords declared the battle won, and received Liu Bei, Guan Yu, and Zhang Fei for a celebration of their victory.

Aftermath

In light of his recent defeat, Dong Zhuo asked Li Ru for advice. Li Ru responded that the whole army should retreat to Chang'an
Chang'an
Chang'an is an ancient capital of more than ten dynasties in Chinese history, today known as Xi'an. Chang'an literally means "Perpetual Peace" in Classical Chinese. During the short-lived Xin Dynasty, the city was renamed "Constant Peace" ; yet after its fall in AD 23, the old name was restored...

, bringing Luoyang's citizens and the imperial court with them. Dong Zhuo was delighted at the idea, and, despite heavy objection, carried through with the move, and razed Luoyang to the ground. Zhao Cen
Zhao Cen
Zhao Cen is a fictional character in Luo Guanzhong's historical novel Romance of the Three Kingdoms. He was a military general serving under the warlord Dong Zhuo. He participated in the Battle of Sishui Pass and Battle of Hulao Pass against a coalition force led by Yuan Shao. When Dong moved the...

, Dong Zhuo's general defending Sishui Pass at the time, abandoned the pass once he knew of his lord's retreat.

Historicity

As mentioned above, there was no engagement in Hulao Pass recorded in history during this time and the battle is likely a fictionalized event. In fact, historical records contradict Romance of the Three Kingdoms
Romance of the Three Kingdoms
Romance of the Three Kingdoms, written by Luo Guanzhong in the 14th century, is a Chinese historical novel based on the events in the turbulent years near the end of the Han Dynasty and the Three Kingdoms era of Chinese history, starting in 169 and ending with the reunification of the land in...

s retelling of the story in several points, such as:
  1. Hulao Pass was not fortified until the early Tang Dynasty
    Tang Dynasty
    The Tang Dynasty was an imperial dynasty of China preceded by the Sui Dynasty and followed by the Five Dynasties and Ten Kingdoms Period. It was founded by the Li family, who seized power during the decline and collapse of the Sui Empire...

    .
  2. Liu Bei, Guan Yu, and Zhang Fei did not participate in the coalition. At this time, they were fighting remnants of the Yellow Turban rebels
    Yellow Turban Rebellion
    The Yellow Turban Rebellion, also translated as Yellow Scarves Rebellion, was a peasant revolt that broke out in 184 AD in China during the reign of Emperor Ling of the Han Dynasty...

     in Xiapi. They only joined Gongsun Zan two years later after they were defeated.


Historically, however, there were confrontations between the coalition and Dong Zhuo where Dong Zhuo and Lü Bu both participated personally, but it took place at Dagu Pass (大谷關) in the south instead, with only Sun Jian
Sun Jian
Sun Jian was a military general and warlord during the late Han Dynasty period of Chinese history. He allied himself with Yuan Shu in 190 when warlords from eastern China formed a coalition to oust Dong Zhuo, a tyrannical warlord who held the puppet Emperor Xian in his power...

's forces present on the coalition side. In that battle, both Lü Bu and Dong Zhuo were defeated by Sun Jian. Records of Three Kingdoms briefly describes that battle: "At Dagu Pass, 90 li from Luoyang, Dong Zhuo himself came out to fight with Sun Jian amongst the tombs of Han emperors. Dong Zhuo was defeated and fled. Sun Jian advanced to Luoyang and attacked Lü Bu. He defeated him too and put him to flight."

Cultural references

Although it is a work of fiction, Luo Guanzhong's compelling account of the duel between Lü Bu, the mightiest warrior in the novel, and the three sworn brothers makes it one of the most celebrated events in Chinese culture. Several sects of Chinese opera
Chinese opera
Chinese opera is a popular form of drama and musical theatre in China with roots going back as far as the third century CE...

, such as Cantonese opera
Cantonese opera
Cantonese opera is one of the major categories in Chinese opera, originating in southern China's Cantonese culture. It is popular in Guangdong, Guangxi, Hong Kong, Macau, Singapore and Malaysia. Like all versions of Chinese opera, it is a traditional Chinese art form, involving music, singing,...

, have skits relating to this battle (commonly known as "Three Heroes Battle Lü Bu"; ).

More recently, this event has been reenacted in video games such as Koei's Dynasty Warriors
Dynasty Warriors
is a series of tactical action video games created by Omega Force and Koei. The award-winning series is a spin-off of Koei's turn-based strategy Romance of the Three Kingdoms series, based loosely around the Chinese classical novel of the same name. The first game titled Dynasty Warriors,...

 and Sangokushi Sousouden
Sangokushi Sousouden
Sangokushi Sousouden is the fifth release in the Eiketsuden tactical role-playing series developed by Koei, and the third to be set during the Three Kingdoms Era.-Story:...

, among others.
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