Application-level gateway
Encyclopedia
In the context of computer networking, an application-level gateway (also known as ALG or application layer gateway) consists of a security component that augments a firewall or NAT
Network address translation
In computer networking, network address translation is the process of modifying IP address information in IP packet headers while in transit across a traffic routing device....

 employed in a computer network
Computer network
A computer network, often simply referred to as a network, is a collection of hardware components and computers interconnected by communication channels that allow sharing of resources and information....

. It allows customized NAT traversal
NAT traversal
NAT traversal is a general term for techniques that establish and maintain Internet protocol connections traversing network address translation gateways. Network address translation breaks end-to-end connectivity. Intercepting and modifying traffic can only be performed transparently in the...

 filters to be plugged into the gateway to support address
Network address translation
In computer networking, network address translation is the process of modifying IP address information in IP packet headers while in transit across a traffic routing device....

 and port translation for certain application layer
Application layer
The Internet protocol suite and the Open Systems Interconnection model of computer networking each specify a group of protocols and methods identified by the name application layer....

 "control/data" protocols such as FTP
File Transfer Protocol
File Transfer Protocol is a standard network protocol used to transfer files from one host to another host over a TCP-based network, such as the Internet. FTP is built on a client-server architecture and utilizes separate control and data connections between the client and server...

, BitTorrent, SIP
Session Initiation Protocol
The Session Initiation Protocol is an IETF-defined signaling protocol widely used for controlling communication sessions such as voice and video calls over Internet Protocol . The protocol can be used for creating, modifying and terminating two-party or multiparty sessions...

, RTSP
Real Time Streaming Protocol
The Real Time Streaming Protocol is a network control protocol designed for use in entertainment and communications systems to control streaming media servers. The protocol is used for establishing and controlling media sessions between end points...

, file transfer in IM
Instant messaging
Instant Messaging is a form of real-time direct text-based chatting communication in push mode between two or more people using personal computers or other devices, along with shared clients. The user's text is conveyed over a network, such as the Internet...

 applications etc. In order for these protocols to work through NAT
Network address translation
In computer networking, network address translation is the process of modifying IP address information in IP packet headers while in transit across a traffic routing device....

 or a firewall, either the application has to know about an address/port number combination that allows incoming packets, or the NAT has to monitor the control traffic and open up port mappings (firewall pinhole
Firewall pinhole
In computer networking, the term firewall pinhole is used to describe a port that is opened through a firewall to allow a particular application to gain controlled access to the protected network....

) dynamically as required. Legitimate application data can thus be passed through the security checks of the firewall or NAT that would have otherwise restricted the traffic for not meeting its limited filter criteria.

An ALG may offer the following functions:
  • allowing client applications to use dynamic ephemeral
    Ephemeral port
    An ephemeral port is a short-lived transport protocol port for Internet Protocol communications allocated automatically from a predefined range by the TCP/IP software...

     TCP/ UDP ports to communicate with the known ports used by the server applications, even though a firewall-configuration may allow only a limited number of known ports. In the absence of an ALG, either the ports would get blocked or the network administrator would need to explicitly open up a large number of ports in the firewall — rendering the network vulnerable to attacks on those ports.
  • converting the network layer
    Network layer
    The network layer is layer 3 of the seven-layer OSI model of computer networking.The network layer is responsible for packet forwarding including routing through intermediate routers, whereas the data link layer is responsible for media access control, flow control and error checking.The network...

     address information found inside an application payload between the addresses acceptable by the hosts on either side of the firewall/NAT. This aspect introduces the term 'gateway' for an ALG.
  • recognizing application-specific commands and offering granular security controls over them
  • synchronizing between multiple streams/sessions of data between two hosts exchanging data. For example, an FTP
    File Transfer Protocol
    File Transfer Protocol is a standard network protocol used to transfer files from one host to another host over a TCP-based network, such as the Internet. FTP is built on a client-server architecture and utilizes separate control and data connections between the client and server...

     application may use separate connections for passing control commands and for exchanging data between the client and a remote server. During large file transfers, the control connection may remain idle. An ALG can prevent the control connection getting timed out by network devices before the lengthy file transfer completes.


Deep packet-inspection
Deep packet inspection
Deep Packet Inspection is a form of computer network packet filtering that examines the data part of a packet as it passes an inspection point, searching for protocol non-compliance, viruses, spam, intrusions or predefined criteria to decide if the packet can...

 of all the packets handled by ALGs over a given network makes this functionality possible. An ALG understands the protocol used by the specific applications that it supports.

For instance, for Session Initiation Protocol
Session Initiation Protocol
The Session Initiation Protocol is an IETF-defined signaling protocol widely used for controlling communication sessions such as voice and video calls over Internet Protocol . The protocol can be used for creating, modifying and terminating two-party or multiparty sessions...

 (SIP) Back-to-Back
Back-to-back connection
-Telecommunications:In telecommunications, a back-to-back connection is a direct connection between either:# the output of a transmitting device and the input of an associated receiving device...

 User agent
User agent
In computing, a user agent is a client application implementing a network protocol used in communications within a client–server distributed computing system...

 (B2BUA), an ALG can allow firewall traversal with SIP. If the firewall has its SIP traffic terminated on an ALG then the responsibility for permitting SIP
Session Initiation Protocol
The Session Initiation Protocol is an IETF-defined signaling protocol widely used for controlling communication sessions such as voice and video calls over Internet Protocol . The protocol can be used for creating, modifying and terminating two-party or multiparty sessions...

 sessions passes to the ALG instead of the firewall. An ALG can solve another major SIP
Session Initiation Protocol
The Session Initiation Protocol is an IETF-defined signaling protocol widely used for controlling communication sessions such as voice and video calls over Internet Protocol . The protocol can be used for creating, modifying and terminating two-party or multiparty sessions...

 headache: NAT traversal
NAT traversal
NAT traversal is a general term for techniques that establish and maintain Internet protocol connections traversing network address translation gateways. Network address translation breaks end-to-end connectivity. Intercepting and modifying traffic can only be performed transparently in the...

. Basically a NAT with a builtin ALG can rewrite information within the SIP
Session Initiation Protocol
The Session Initiation Protocol is an IETF-defined signaling protocol widely used for controlling communication sessions such as voice and video calls over Internet Protocol . The protocol can be used for creating, modifying and terminating two-party or multiparty sessions...

 messages and can hold address-bindings until the session terminates.

An ALG is very similar to a proxy server
Proxy server
In computer networks, a proxy server is a server that acts as an intermediary for requests from clients seeking resources from other servers. A client connects to the proxy server, requesting some service, such as a file, connection, web page, or other resource available from a different server...

, as it sits between the client and real server, facilitating the exchange. There seems to be an industry convention that an ALG does its job without the application being configured to use it, by intercepting the messages. A proxy, on the other hand, usually needs to be configured in the client application. The client is then explicitly aware of the proxy and connects to it, rather than the real server.

ALG service in Microsoft Windows

The Application Layer Gateway service
Windows Service
On Microsoft Windows operating systems, a Windows service is a long-running executable that performs specific functions and which is designed not to require user intervention. Windows services can be configured to start when the operating system is booted and run in the background as long as...

 in Microsoft Windows
Microsoft Windows
Microsoft Windows is a series of operating systems produced by Microsoft.Microsoft introduced an operating environment named Windows on November 20, 1985 as an add-on to MS-DOS in response to the growing interest in graphical user interfaces . Microsoft Windows came to dominate the world's personal...

 provides support for third-party plugins that allow network protocols to pass through the Windows Firewall
Windows Firewall
Windows Firewall is a software component of Microsoft Windows that provides firewalling and packet filtering functions. It was first included in Windows XP and Windows Server 2003...

 and work behind it and Internet Connection Sharing
Internet Connection Sharing
Internet Connection Sharing is the use of a device with Internet access such as 3G cellular service, broadband via Ethernet, or other Internet gateway as an access point for other devices...

. ALG plugins can open ports and change data that is embedded in packets, such as ports and IP address
IP address
An Internet Protocol address is a numerical label assigned to each device participating in a computer network that uses the Internet Protocol for communication. An IP address serves two principal functions: host or network interface identification and location addressing...

es. Windows Server 2003
Windows Server 2003
Windows Server 2003 is a server operating system produced by Microsoft, introduced on 24 April 2003. An updated version, Windows Server 2003 R2, was released to manufacturing on 6 December 2005...

 also includes an ALG FTP plugin. The ALG FTP plugin is designed to support active FTP sessions through the NAT
Network address translation
In computer networking, network address translation is the process of modifying IP address information in IP packet headers while in transit across a traffic routing device....

engine in Windows. To do this, the ALG FTP plugin redirects all traffic that passes through the NAT and that is destined for port 21 (FTP control port) to a private listening port in the 3000-5000 range on the Microsoft loopback adapter. The ALG FTP plugin then monitors/updates traffic on the FTP control channel so that the FTP plugin can plumb port mappings through the NAT for the FTP data channels.
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