Triad Securities
Encyclopedia
Triad Securities Corp., established in 1976, is a full-service broker-dealer
headquartered in the Financial District, Manhattan
with a full-service execution and administrative center, Triad Securities Ltd., in London, England. Triad’s products and services comprise three categories: prime brokerage
, the New Issue Service, and U.S. and international equity and fixed income execution. As of Q3 2010, Triad services over 300 prime brokerage accounts with approximately $500 million in assets.
support allows customers to use the services of multiple executing brokers while maintaining one consolidated account.
and London, England. Triad's agency-only desks trade equities, equity options, ETFs, and fixed income
instruments. Triad also accepts order flow via the Charles River Network.
), secondaries
, preferreds, warrants
, convertibles, and other primary market offerings are affected by the variables in the global financial markets. Triad’s new issue reports supply clients with a Wall Street consensuses of opening-day premiums. The report suites and direct trader services encompass the various aspects of the new issue marketplace by providing fundamental and technical trading reports and charts, NYSE floor looks, deal color, historical performance, and an interactive database and calendar of all present, future, and past deals since 2000 through Triad’s “IPO Dashboard.”
In the first quarter of 2010, Triad Securities introduced "The IPO Review", a new issue marketplace periodical distributed amongst Triad's clients and the general public.
. Triad Securities Ltd. is located in the eponymous Knightsbridge
district of west central London
.
Broker-dealer
A broker-dealer is a term used in United States financial services regulations. It is a natural person, a company or other organization that trades securities for its own account or on behalf of its customers....
headquartered in the Financial District, Manhattan
Financial District, Manhattan
The Financial District of New York City is a neighborhood on the southernmost section of the borough of Manhattan which comprises the offices and headquarters of many of the city's major financial institutions, including the New York Stock Exchange and the Federal Reserve Bank of New York...
with a full-service execution and administrative center, Triad Securities Ltd., in London, England. Triad’s products and services comprise three categories: prime brokerage
Prime brokerage
Prime brokerage is the generic name for a bundled package of services offered by investment banks and securities firms to hedge funds and other professional investors needing the ability to borrow securities and cash to be able to invest on a netted basis and achieve an absolute return...
, the New Issue Service, and U.S. and international equity and fixed income execution. As of Q3 2010, Triad services over 300 prime brokerage accounts with approximately $500 million in assets.
Mini-Prime
Classified as an independent mini-prime, Triad Securities caters to small and start-up hedge funds, trading partnerships, and high net-worth individuals, who otherwise could be shunned by larger institutions. Triad's prime brokeragePrime brokerage
Prime brokerage is the generic name for a bundled package of services offered by investment banks and securities firms to hedge funds and other professional investors needing the ability to borrow securities and cash to be able to invest on a netted basis and achieve an absolute return...
support allows customers to use the services of multiple executing brokers while maintaining one consolidated account.
Multi-Prime Brokerage
To alleviate counter-party risk and to promote custody diversification, Triad offers clients a fully integrated multi-prime solution through two industry-leading institutional clearing firms (accounts are introduced on a fully disclosed basis). Clients receive the benefit of multiple clearing capabilities while receiving one account location and consolidated statement.Trade Execution
Triad offers two distinctive trading solutions: Triad Trader Pro (TTP), Triad's electronic DMA platform, and two full-service execution desks located in downtown New York CityNew York City
New York is the most populous city in the United States and the center of the New York Metropolitan Area, one of the most populous metropolitan areas in the world. New York exerts a significant impact upon global commerce, finance, media, art, fashion, research, technology, education, and...
and London, England. Triad's agency-only desks trade equities, equity options, ETFs, and fixed income
Fixed income
Fixed income refers to any type of investment that is not equity, which obligates the borrower/issuer to make payments on a fixed schedule, even if the number of the payments may be variable....
instruments. Triad also accepts order flow via the Charles River Network.
New Issue Service
The New Issue Service provides an in-depth examination and consensus of how initial public offerings (IPOsIpos
In demonology, Ipos is an Earl and powerful Prince of Hell who has thirty-six legions of demons under his command. He knows and can reveal all things, past, present and future...
), secondaries
Secondaries
Secondaries is a shorthand form for:* Private equity secondaries, pre-existing investor commitments to private equity and other alternative investment funds purchased in the private equity secondary market...
, preferreds, warrants
Warrant (finance)
In finance, a warrant is a security that entitles the holder to buy the underlying stock of the issuing company at a fixed exercise price until the expiry date....
, convertibles, and other primary market offerings are affected by the variables in the global financial markets. Triad’s new issue reports supply clients with a Wall Street consensuses of opening-day premiums. The report suites and direct trader services encompass the various aspects of the new issue marketplace by providing fundamental and technical trading reports and charts, NYSE floor looks, deal color, historical performance, and an interactive database and calendar of all present, future, and past deals since 2000 through Triad’s “IPO Dashboard.”
In the first quarter of 2010, Triad Securities introduced "The IPO Review", a new issue marketplace periodical distributed amongst Triad's clients and the general public.
Location
Triad Securities Corp. is located at the intersection of Broadway and Wall Street in the historic Trinity Building, New York CityNew York City
New York is the most populous city in the United States and the center of the New York Metropolitan Area, one of the most populous metropolitan areas in the world. New York exerts a significant impact upon global commerce, finance, media, art, fashion, research, technology, education, and...
. Triad Securities Ltd. is located in the eponymous Knightsbridge
Knightsbridge
Knightsbridge is a road which gives its name to an exclusive district lying to the west of central London. The road runs along the south side of Hyde Park, west from Hyde Park Corner, spanning the City of Westminster and the Royal Borough of Kensington and Chelsea...
district of west central London
London
London is the capital city of :England and the :United Kingdom, the largest metropolitan area in the United Kingdom, and the largest urban zone in the European Union by most measures. Located on the River Thames, London has been a major settlement for two millennia, its history going back to its...
.