States and Social Revolutions
Encyclopedia
States and Social Revolutions: A Comparative Analysis of France, Russia and China is a 1979 book by political scientist and sociologist Theda Skocpol
Theda Skocpol
Theda Skocpol is an American sociologist and political scientist at Harvard University. She served from 2005 to 2007 as Dean of the Graduate School of Arts and Sciences. She is influential in sociology as an advocate of the historical-institutional and comparative approaches, and well-known in...

, published by Cambridge University Press
Cambridge University Press
Cambridge University Press is the publishing business of the University of Cambridge. Granted letters patent by Henry VIII in 1534, it is the world's oldest publishing house, and the second largest university press in the world...

 and explaining the causes of revolution
Revolution
A revolution is a fundamental change in power or organizational structures that takes place in a relatively short period of time.Aristotle described two types of political revolution:...

s through the structural functionalism
Structural functionalism
Structural functionalism is a broad perspective in sociology and anthropology which sets out to interpret society as a structure with interrelated parts. Functionalism addresses society as a whole in terms of the function of its constituent elements; namely norms, customs, traditions and institutions...

 sociological paradigm comparative
Comparative sociology
Comparative sociology generally refers to sociological analysis that involves comparison of social processes between nation-states, or across different types of society ....

 historical analysis of the French Revolution of 1787 through the early 19th century French Revolution
French Revolution
The French Revolution , sometimes distinguished as the 'Great French Revolution' , was a period of radical social and political upheaval in France and Europe. The absolute monarchy that had ruled France for centuries collapsed in three years...

, the Russian Revolution of 1917 through the 1930s Russian Revolution and the Chinese Revolution of 1911 through the 1960s Cultural Revolution
Cultural Revolution
The Great Proletarian Cultural Revolution, commonly known as the Cultural Revolution , was a socio-political movement that took place in the People's Republic of China from 1966 through 1976...

. Skocpol argues that these three cases, despite being spread over a century and a half, are similar in the sense that all three were Social Revolutions

Skocpol asserts that Social Revolutions are rapid and basic transformations of a society's state and class structures. This is different from, for example, a mere 'rebellion' which merely involves a revolt of subordinate classes but may not create structural change and from a Political Revolution that may change state structures but not social structures. Industrialization can transform social structure but not change the political structure. What is unique about Social Revolutions, she says, is that basic changes in social structure and political structure occur in a mutually reinforcing fashion and these changes occur through intense sociopolitical conflict.

Synopsis

Before Social Revolutions can occur, she says, the administrative and military power of a state has to break down. Thus pre-revolutionary France, Russia and China had well-established states that stood astride large agrarian economies in which the imperial state and the landed upper classes partnered in the control and exploitation of the peasantry but monarchy in each country faced an extraordinary dilemma in dealing with foreign power intrusion on the one hand and resistance to raising resources by politically powerful dominant domestic classes on the other. She describes the processes by which the centralized administrative and military machinery disintegrated in these countries, which made class relations vulnerable to assaults from below.

Criticism

Skocpol explains social revolutions as being based on four factors: 1) state
Sovereign state
A sovereign state, or simply, state, is a state with a defined territory on which it exercises internal and external sovereignty, a permanent population, a government, and the capacity to enter into relations with other sovereign states. It is also normally understood to be a state which is neither...

 social structure
Social structure
Social structure is a term used in the social sciences to refer to patterned social arrangements in society that are both emergent from and determinant of the actions of the individuals. The usage of the term "social structure" has changed over time and may reflect the various levels of analysis...

s, 2) international competitive pressures and 3) international demonstration effect
Demonstration effect
Demonstration effects are effects on the behavior of individuals caused by observation of the actions of others and their consequences. The term is particularly used in political science and sociology to describe the fact that developments in one place will often act as a catalyst in another...

s, and 4) class
Social class
Social classes are economic or cultural arrangements of groups in society. Class is an essential object of analysis for sociologists, political scientists, economists, anthropologists and social historians. In the social sciences, social class is often discussed in terms of 'social stratification'...

 relations. Her argument is influenced by the Marxist notion of the class struggle
Class struggle
Class struggle is the active expression of a class conflict looked at from any kind of socialist perspective. Karl Marx and Friedrich Engels wrote "The [written] history of all hitherto existing society is the history of class struggle"....

, but she differs from Marx as she sees the state as an autonomous actor within society. Her argument is even more powered by the structuralist
Structural Marxism
Structural Marxism was an approach to Marxist philosophy based on structuralism, primarily associated with the work of the French philosopher Louis Althusser and his students. It was influential in France during the 1960s and 1970s, and also came to influence philosophers, political theorists and...

 argument that revolution is a dysfunctional response to a destabilization of social system) schools. The book is also state centric (as shown by the very title of the book). By analyzing how the social institution of the state
Sovereign state
A sovereign state, or simply, state, is a state with a defined territory on which it exercises internal and external sovereignty, a permanent population, a government, and the capacity to enter into relations with other sovereign states. It is also normally understood to be a state which is neither...

 changed and influenced the social change
Social change
Social change refers to an alteration in the social order of a society. It may refer to the notion of social progress or sociocultural evolution, the philosophical idea that society moves forward by dialectical or evolutionary means. It may refer to a paradigmatic change in the socio-economic...

, the book can also be placed within the historical institutionalism
Historical institutionalism
Historical institutionalism is a social science method that uses institutions in order to find sequences of social, political, economic behavior and change across time...

 paradigm.

She stresses that international-scale actions (like threats or outcomes of war
War
War is a state of organized, armed, and often prolonged conflict carried on between states, nations, or other parties typified by extreme aggression, social disruption, and usually high mortality. War should be understood as an actual, intentional and widespread armed conflict between political...

, and political and economic inequalities
Economic inequality
Economic inequality comprises all disparities in the distribution of economic assets and income. The term typically refers to inequality among individuals and groups within a society, but can also refer to inequality among countries. The issue of economic inequality is related to the ideas of...

) have a major effect on domestic events (like revolutions). This effect can be explained as the outside effects lead to increased destabilization and political crises (financial crisis, elite
Elite
Elite refers to an exceptional or privileged group that wields considerable power within its sphere of influence...

 divisions, mobilization
Mobilization
Mobilization is the act of assembling and making both troops and supplies ready for war. The word mobilization was first used, in a military context, in order to describe the preparation of the Prussian army during the 1850s and 1860s. Mobilization theories and techniques have continuously changed...

 of groups sensing political opportunity
Political opportunity
Political opportunity theory, sometimes also known as the political process theory or political opportunity structure, is a theory of social movements heavily influenced by political sociology...

) which in turns increases the likelihood that revolutionary forces will arise and act. Skocpol notes that while elites are important, ordinary citizens are also vital, as supported by the fact that most successful revolutions were aided by urban
Urban area
An urban area is characterized by higher population density and vast human features in comparison to areas surrounding it. Urban areas may be cities, towns or conurbations, but the term is not commonly extended to rural settlements such as villages and hamlets.Urban areas are created and further...

 and peasant
Peasant
A peasant is an agricultural worker who generally tend to be poor and homeless-Etymology:The word is derived from 15th century French païsant meaning one from the pays, or countryside, ultimately from the Latin pagus, or outlying administrative district.- Position in society :Peasants typically...

s mobilizations.

Criticism of Skocpol's book centers around her deemphasis of agency
Human agency
In philosophy and sociology, agency is the capacity of an agent to act in a world. In philosophy, the agency is considered as belonging to that agent even if that agent represents a fictitious character, or some other non-existent entity...

 (role of individuals and ideology
Ideology
An ideology is a set of ideas that constitutes one's goals, expectations, and actions. An ideology can be thought of as a comprehensive vision, as a way of looking at things , as in common sense and several philosophical tendencies , or a set of ideas proposed by the dominant class of a society to...

) and her mixed use of comparative methodological strategies.

External links

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