Right to silence in England and Wales
Encyclopedia
The right to silence in England and Wales is the protection given to a person during criminal proceedings from adverse consequences of remaining silent. It is sometimes referred to as the privilege against self-incrimination
. It is used on any occasion when it is considered the person(s) being spoken to is under suspicion of potential criminal proceedings.
, the right of suspects to refuse to answer questions during their actual trial (the "right to silence", or the right to remain silent as it is now known) was well established at common law
from the 17th century. The defendant was considered "incompetent" to give evidence and attempts to force defendants to provide answers, such as the efforts of the Star Chamber
, were judged unlawful. Being unable to speak at their own trial, the practice of defendants giving an unsworn statement was introduced and was recognised in law in 1883. Defendants testifying in their own defence was also introduced in the 1880s (and extended to all offences by 1898) although the right to silence was clearly protected. As the right to testify was extended the possibility of unsworn statements was withdrawn.
However the right of suspects to refuse to answer questions before trial was not codified as Judges' Rules
until 1912. Prior to 1912, while torture
had been banned, the mistreatment of silent suspects to induce a confession was common and the refusal to answer questions was used as evidence against them. The intermingling of the investigative and judicial roles was not formally divided until 1848, when the interrogation of suspects was made solely a police matter, with the establishment of the modern police forces.
Defendants giving evidence in court became commonplace to such an extent that by 1957, it was actually a shock when a defendant did not give evidence. When suspected serial killer
John Bodkin Adams
decided, on the advice of his lawyer, to not give evidence — the prosecution, the gallery and even the judge
were surprised. In the view of Melford Stevenson
, junior counsel in the prosecution (and later a prominent judge), speaking in the early 1980s: "It should be possible for the prosecution to directly examine an accused [...] It was a clear example of the privilege of silence having enabled a guilty man to escape."
The Judges' Rules, with the inclusion of a caution on arrest of the right to silence, were not taken in by the government until 1978. However the rights were already well established by case law as was the necessity of no adverse comments, the principle being that the defendant does not have to prove their innocence — the burden of evidence rests on the prosecution.
However the right to remain silent "does not denote any single right, but rather refers to a disparate group of immunities, which differ in nature, origin, incidence and importance." Lord Mustill identified six rights contained within the umbrella term:
There were a number of projects to modify the law, such as the 1972 Criminal Law Revision Committee. The committee recommended that inferences should be drawn from silence, but the committee report was strongly opposed. Certain changes were introduced in 1984, deriving from the Royal Commission on Criminal Procedure report of 1981; these introduced a right to have a legal representative during police interrogation and improved access to legal advice.
The right to silence during questioning and trial was changed substantially in the 1990s. The right had already been reduced for those accused of terrorist offences, or questioned by the Serious Fraud Office or the police of Northern Ireland
, but in 1994 the Criminal Justice and Public Order Act
modified the right to silence for any person under police questioning in England and Wales
.
The new act was based on the 1972 Criminal Law Revision Committee report and the Criminal Evidence (Northern Ireland) Order 1988. It rejected the reports of the 1991 Royal Commission on Criminal Justice and the Working Group on the right to silence. The supporters of the proposed act argued that the existing law was being exploited by 'professional' criminals, while innocent people would rarely exercise their right. Changing the law would improve police investigations and adequate safeguards existed to prevent police abuse. Opponents claimed that innocent people may reasonably remain silent for many reasons, and that changing the law would introduce an element of compulsion and was in clear conflict with the existing core concepts of the presumption of innocence and the burden of proof.
Although certain financial and regulatory investigatory bodies have the power to require a person to answer questions and impose a penalty if a person refuses, if a person gives evidence in such proceedings, the prosecution cannot adduce such evidence in a criminal trial.
The Criminal Justice and Public Order Act 1994 provide statutory rules under which adverse inferences may be drawn from silence.
Adverse inferences may be drawn in certain circumstances where before or on being charged, the accused:
Where inferences may be drawn from silence, the court must direct the jury as to the limits to the inferences which may properly be drawn from silence. There may be no conviction based wholly on silence. Further it is questionable whether a conviction based mainly on silence would be compatible with the European Convention on Human Rights
. If there has been a breach of the PACE Codes of Practice, the evidence is more likely to be excluded under s. 78 of the Police and Criminal Evidence Act 1984
. The Code envisages, amongst other things, recorded police interviews taking place at a police station, where the accused has access to legal advice and after the caution in the following terms has been given:
A person relies on a fact if he relies upon it in his own testimony or his counsel puts forward a positive case.
What it is reasonable for an accused to mention depends on all of the circumstances, including the accused's "age, experience, mental capacity, state of health, sobriety, tiredness, knowledge, personality and legal advice". If a defendant states that he remained silent on legal advice, the question for the jury is whether silence can only be attributed to the accused having no satisfactory answer to the charge against him.
The section is primarily directed at circumstances where a defendant refuses to reveal his defence until trial, ambushing the prosecution.
An adverse inference is appropriate where the jury conclude that the reason the accused remained silent was that he had no proper answer to the charge put against him. The inferences that may be drawn include “some additional support” for the prosecution case, i.e. that the defendant is guilty.
have provided a specimen direction, which has been accepted by the European Court of Human Rights
. Failure to give a valid direction, does not, however, render a conviction automatically unsafe.
but the European Court of Human Rights has held that
The Chief Constable is able to delegate these powers; all police officers will be delegated this power along with other staff. Speeding offences where the driver was not stopped at the time are a common example of where this power will be used to compel the vehicle owner to identify the driver for prosecution, via a Notice of Intended Prosecution.
Self-incrimination
Self-incrimination is the act of accusing oneself of a crime for which a person can then be prosecuted. Self-incrimination can occur either directly or indirectly: directly, by means of interrogation where information of a self-incriminatory nature is disclosed; indirectly, when information of a...
. It is used on any occasion when it is considered the person(s) being spoken to is under suspicion of potential criminal proceedings.
History
In England and WalesEngland and Wales
England and Wales is a jurisdiction within the United Kingdom. It consists of England and Wales, two of the four countries of the United Kingdom...
, the right of suspects to refuse to answer questions during their actual trial (the "right to silence", or the right to remain silent as it is now known) was well established at common law
Common law
Common law is law developed by judges through decisions of courts and similar tribunals rather than through legislative statutes or executive branch action...
from the 17th century. The defendant was considered "incompetent" to give evidence and attempts to force defendants to provide answers, such as the efforts of the Star Chamber
Star Chamber
The Star Chamber was an English court of law that sat at the royal Palace of Westminster until 1641. It was made up of Privy Counsellors, as well as common-law judges and supplemented the activities of the common-law and equity courts in both civil and criminal matters...
, were judged unlawful. Being unable to speak at their own trial, the practice of defendants giving an unsworn statement was introduced and was recognised in law in 1883. Defendants testifying in their own defence was also introduced in the 1880s (and extended to all offences by 1898) although the right to silence was clearly protected. As the right to testify was extended the possibility of unsworn statements was withdrawn.
However the right of suspects to refuse to answer questions before trial was not codified as Judges' Rules
Judges' Rules
The Judges' Rules are a set of guidelines about police and questioning and the acceptability of the resulting statements and confessions as evidence in court...
until 1912. Prior to 1912, while torture
Torture
Torture is the act of inflicting severe pain as a means of punishment, revenge, forcing information or a confession, or simply as an act of cruelty. Throughout history, torture has often been used as a method of political re-education, interrogation, punishment, and coercion...
had been banned, the mistreatment of silent suspects to induce a confession was common and the refusal to answer questions was used as evidence against them. The intermingling of the investigative and judicial roles was not formally divided until 1848, when the interrogation of suspects was made solely a police matter, with the establishment of the modern police forces.
Defendants giving evidence in court became commonplace to such an extent that by 1957, it was actually a shock when a defendant did not give evidence. When suspected serial killer
Serial killer
A serial killer, as typically defined, is an individual who has murdered three or more people over a period of more than a month, with down time between the murders, and whose motivation for killing is usually based on psychological gratification...
John Bodkin Adams
John Bodkin Adams
John Bodkin Adams was an Irish-born British general practitioner, convicted fraudster and suspected serial killer. Between the years 1946 and 1956, more than 160 of his patients died in suspicious circumstances. Of these, 132 left him money or items in their will. He was tried and acquitted for...
decided, on the advice of his lawyer, to not give evidence — the prosecution, the gallery and even the judge
Patrick Devlin, Baron Devlin
Patrick Arthur Devlin, Baron Devlin, PC was a British lawyer, judge and jurist. He wrote a report on Britain's involvement in Nyasaland in 1959...
were surprised. In the view of Melford Stevenson
Melford Stevenson
Sir Aubrey Melford Steed Stevenson PC was a British lawyer and High Court judge who served in many high-profile cases. He defended Ruth Ellis and prosecuted suspected serial killer John Bodkin Adams, both unsuccessfully.-Career:Stevenson was educated at Dulwich College. He became a barrister in...
, junior counsel in the prosecution (and later a prominent judge), speaking in the early 1980s: "It should be possible for the prosecution to directly examine an accused [...] It was a clear example of the privilege of silence having enabled a guilty man to escape."
The Judges' Rules, with the inclusion of a caution on arrest of the right to silence, were not taken in by the government until 1978. However the rights were already well established by case law as was the necessity of no adverse comments, the principle being that the defendant does not have to prove their innocence — the burden of evidence rests on the prosecution.
However the right to remain silent "does not denote any single right, but rather refers to a disparate group of immunities, which differ in nature, origin, incidence and importance." Lord Mustill identified six rights contained within the umbrella term:
- A general immunity, possessed by all persons and bodies, from being compelled on pain of punishment to answer questions posed by other persons or bodies.
- A general immunity... from being compelled on pain of punishment to answer questions the answers to which may incriminate them.
- A specific immunity, possessed by all persons under suspicion of criminal responsibility whilst being interviewed by police officers or others in similar positions of authority, from being compelled on pain of punishment to answer questions of any kind.
- A specific immunity, possessed by accused persons undergoing trial, from being compelled to give evidence, and from being compelled to answer questions put to them in the dock.
- A specific immunity, possessed by persons who have been charged with a criminal offence, from having questions material to the offence addressed to them by police officers or persons in a similar position of authority.
- A specific immunity... possessed by accused persons undergoing trial, from having adverse comment made on any failure (a) to answer questions before the trial, or (b) to give evidence at the trial.
There were a number of projects to modify the law, such as the 1972 Criminal Law Revision Committee. The committee recommended that inferences should be drawn from silence, but the committee report was strongly opposed. Certain changes were introduced in 1984, deriving from the Royal Commission on Criminal Procedure report of 1981; these introduced a right to have a legal representative during police interrogation and improved access to legal advice.
The right to silence during questioning and trial was changed substantially in the 1990s. The right had already been reduced for those accused of terrorist offences, or questioned by the Serious Fraud Office or the police of Northern Ireland
Northern Ireland
Northern Ireland is one of the four countries of the United Kingdom. Situated in the north-east of the island of Ireland, it shares a border with the Republic of Ireland to the south and west...
, but in 1994 the Criminal Justice and Public Order Act
Criminal Justice and Public Order Act 1994
The Criminal Justice and Public Order Act 1994 is an Act of the Parliament of the United Kingdom. It introduced a number of changes to the existing law, most notably in the restriction and reduction of existing rights and in greater penalties for certain "anti-social" behaviours...
modified the right to silence for any person under police questioning in England and Wales
England and Wales
England and Wales is a jurisdiction within the United Kingdom. It consists of England and Wales, two of the four countries of the United Kingdom...
.
The new act was based on the 1972 Criminal Law Revision Committee report and the Criminal Evidence (Northern Ireland) Order 1988. It rejected the reports of the 1991 Royal Commission on Criminal Justice and the Working Group on the right to silence. The supporters of the proposed act argued that the existing law was being exploited by 'professional' criminals, while innocent people would rarely exercise their right. Changing the law would improve police investigations and adequate safeguards existed to prevent police abuse. Opponents claimed that innocent people may reasonably remain silent for many reasons, and that changing the law would introduce an element of compulsion and was in clear conflict with the existing core concepts of the presumption of innocence and the burden of proof.
Right to remain silent
A defendant in a criminal trial may choose whether or not to give evidence in the proceedings. Further, there is no general duty to assist the police with their inquiries.Although certain financial and regulatory investigatory bodies have the power to require a person to answer questions and impose a penalty if a person refuses, if a person gives evidence in such proceedings, the prosecution cannot adduce such evidence in a criminal trial.
Adverse inferences from silence
At common law, adverse inferences could be drawn from silence only in limited circumstances in which an accusation of guilt was made. It was a necessary that the accused be on even terms with the person making a charge and that it was reasonable to expect the accused to answer immediately the charge put to him (although it was not clear if the rule applied where the accusation was made by or in the presence of police officers).The Criminal Justice and Public Order Act 1994 provide statutory rules under which adverse inferences may be drawn from silence.
Adverse inferences may be drawn in certain circumstances where before or on being charged, the accused:
- fails to mention any fact which he later relies upon and which in the circumstances at the time the accused could reasonably be expected to mention;
- fails to give evidence at trial or answer any question;
- fails to account on arrest for objects, substances or marks on his person, clothing or footwear, in his possession, or in the place where he is arrested; or
- fails to account on arrest for his presence at a place.
Where inferences may be drawn from silence, the court must direct the jury as to the limits to the inferences which may properly be drawn from silence. There may be no conviction based wholly on silence. Further it is questionable whether a conviction based mainly on silence would be compatible with the European Convention on Human Rights
European Convention on Human Rights
The Convention for the Protection of Human Rights and Fundamental Freedoms is an international treaty to protect human rights and fundamental freedoms in Europe. Drafted in 1950 by the then newly formed Council of Europe, the convention entered into force on 3 September 1953...
. If there has been a breach of the PACE Codes of Practice, the evidence is more likely to be excluded under s. 78 of the Police and Criminal Evidence Act 1984
Police and Criminal Evidence Act 1984
The Police and Criminal Evidence Act 1984 is an Act of Parliament which instituted a legislative framework for the powers of police officers in England and Wales to combat crime, as well as providing codes of practice for the exercise of those powers. Part VI of PACE required the Home Secretary...
. The Code envisages, amongst other things, recorded police interviews taking place at a police station, where the accused has access to legal advice and after the caution in the following terms has been given:
You do not have to say anything. But it may harm your defence if you do not mention when questioned something which you later rely on in court. Anything you do say may be given in evidence.
Facts later relied upon
Adverse inferences may be drawn in certain circumstances where before or on being charged, the accused fails to mention a specific fact which he later relies upon and which in the circumstances at the time the accused could reasonably be expected to mention. If this failure occurs at an authorised place of detention (e.g. a police station), no inferences can be drawn from any failure occurring before the accused is allowed an opportunity to consult a legal advisor. Section 34 of the 1994 act reverses the common law position that such failures could not be used as evidence of guilt.A person relies on a fact if he relies upon it in his own testimony or his counsel puts forward a positive case.
What it is reasonable for an accused to mention depends on all of the circumstances, including the accused's "age, experience, mental capacity, state of health, sobriety, tiredness, knowledge, personality and legal advice". If a defendant states that he remained silent on legal advice, the question for the jury is whether silence can only be attributed to the accused having no satisfactory answer to the charge against him.
The section is primarily directed at circumstances where a defendant refuses to reveal his defence until trial, ambushing the prosecution.
An adverse inference is appropriate where the jury conclude that the reason the accused remained silent was that he had no proper answer to the charge put against him. The inferences that may be drawn include “some additional support” for the prosecution case, i.e. that the defendant is guilty.
Direction to the jury
In appropriate cases, the judge should direct the jury as to the proper limits of the inference of silence. The Judicial Studies BoardJudicial Studies Board
The Judicial College, formerly the Judicial Studies Board , established in 1979, is the organisation responsible for training judges in Crown, County and higher courts in England and Wales and tribunals judges in England & Wales, Scotland and Northern Ireland. This includes the training of lay...
have provided a specimen direction, which has been accepted by the European Court of Human Rights
European Court of Human Rights
The European Court of Human Rights in Strasbourg is a supra-national court established by the European Convention on Human Rights and hears complaints that a contracting state has violated the human rights enshrined in the Convention and its protocols. Complaints can be brought by individuals or...
. Failure to give a valid direction, does not, however, render a conviction automatically unsafe.
European Convention on Human Rights
The concept of right to silence is not specifically mentioned in the European Convention on Human RightsEuropean Convention on Human Rights
The Convention for the Protection of Human Rights and Fundamental Freedoms is an international treaty to protect human rights and fundamental freedoms in Europe. Drafted in 1950 by the then newly formed Council of Europe, the convention entered into force on 3 September 1953...
but the European Court of Human Rights has held that
Encryption and the right to silence
The Regulation of Investigatory Powers Act 2000 s.49 and s.53 make it a criminal offence (with a penalty of two years in prison) to fail to disclose when requested the key to any protected information.Road Traffic Act
Section 172 of the Road Traffic Act 1988, as amended by section 21 of the Road Traffic Act 1991 enables the Chief Constable to require persons to provide the identity of the driver of a vehicle when the driver is alleged to have committed an offence relating to the use of the vehicle. A special warning is given indicating that the person must provide this information and that the failure to do so constitutes an offence to which the person would have to provide a reasonable defence in court.The Chief Constable is able to delegate these powers; all police officers will be delegated this power along with other staff. Speeding offences where the driver was not stopped at the time are a common example of where this power will be used to compel the vehicle owner to identify the driver for prosecution, via a Notice of Intended Prosecution.