Parents Involved in Community Schools v. Seattle School District No. 1
Encyclopedia
Parents Involved in Community Schools v. Seattle School District No. 1, 551 U.S. 701 (2007), decided together with Meredith v. Jefferson County Board of Education
Meredith v. Jefferson County Board of Education
Meredith v. Jefferson County Board of Education is a case heard before the United States Supreme Court in December 2006 regarding racial quotas and explicit racial desegregation in public education. The U.S. Supreme Court handed down an opinion on June 28, 2007, rejecting the use of a student's...

, is a decision of the U.S. Supreme Court
Supreme Court of the United States
The Supreme Court of the United States is the highest court in the United States. It has ultimate appellate jurisdiction over all state and federal courts, and original jurisdiction over a small range of cases...

 that prohibited assigning students to public schools solely for the purpose of achieving racial integration
Racial integration
Racial integration, or simply integration includes desegregation . In addition to desegregation, integration includes goals such as leveling barriers to association, creating equal opportunity regardless of race, and the development of a culture that draws on diverse traditions, rather than merely...

 and declined to recognize racial balancing as a compelling state interest. In a 5-4 opinion delivered by Chief Justice
Chief Justice of the United States
The Chief Justice of the United States is the head of the United States federal court system and the chief judge of the Supreme Court of the United States. The Chief Justice is one of nine Supreme Court justices; the other eight are the Associate Justices of the Supreme Court of the United States...

 John Roberts
John Roberts
John Glover Roberts, Jr. is the 17th and current Chief Justice of the United States. He has served since 2005, having been nominated by President George W. Bush after the death of Chief Justice William Rehnquist...

, five justices held that the School Boards did not present any "compelling state interest" that would justify the assignment of school seats on the basis of race. Associate Justice
Associate Justice of the Supreme Court of the United States
Associate Justices of the Supreme Court of the United States are the members of the Supreme Court of the United States other than the Chief Justice of the United States...

 Anthony Kennedy
Anthony Kennedy
Anthony McLeod Kennedy is an Associate Justice of the United States Supreme Court, having been appointed by President Ronald Reagan in 1988. Since the retirement of Sandra Day O'Connor, Kennedy has often been the swing vote on many of the Court's politically charged 5–4 decisions...

 filed a concurrence that presented a more narrow interpretation, stating that schools may use "race conscious" means to achieve diversity in schools but that the schools at issue in this case did not use a sufficiently narrow tailoring of their plans to sustain their goals. Four justices dissented
Dissenting opinion
A dissenting opinion is an opinion in a legal case written by one or more judges expressing disagreement with the majority opinion of the court which gives rise to its judgment....

 from the Court's conclusions.

None of the nine Supreme Court justices disputed that, as Justice Kennedy put it, the case was "argued on the assumption...that the discrimination in question did not result from de jure
De jure
De jure is an expression that means "concerning law", as contrasted with de facto, which means "concerning fact".De jure = 'Legally', De facto = 'In fact'....

[i.e. state-sponsored] actions." This made the case different from Brown v. Board of Education
Brown v. Board of Education
Brown v. Board of Education of Topeka, 347 U.S. 483 , was a landmark decision of the United States Supreme Court that declared state laws establishing separate public schools for black and white students unconstitutional. The decision overturned the Plessy v. Ferguson decision of 1896 which...

. All of the dissenting justices acknowledged that "the Constitution does not impose a duty to desegregate upon districts," if the districts have not practiced racial discrimination. However, the dissenters argued that the Constitution permits such desegregation even though it does not require it.

Seattle School District

The Seattle School District allowed students to apply to any high school in the District. Since certain schools often became oversubscribed when too many students chose them as their first choice, the District used a system of tiebreakers to decide which students would be admitted to the popular schools. The second most important tiebreaker was a racial factor intended to maintain racial diversity. If the racial demographics of any school's student body deviated by more than a predetermined number of percentage points from those of Seattle's total student population (approximately 41% white and 59% non-white), the racial tiebreaker went into effect. At a particular school either whites or non-whites could be favored for admission depending on which race would bring the racial balance closer to the goal. No distinction was made between various categories of non-whites; Asian-Americans, Latinos, Native Americans, and African-Americans were all treated solely as "non-white" for purposes of the tiebreaker.

A non-profit group, Parents Involved in Community Schools (Parents)(www.piics.org)http://www.piics.org, sued the District, arguing that the racial tiebreaker violated the Equal Protection Clause of the Fourteenth Amendment as well as the Civil Rights Act of 1964 and Washington state law. The Western District of Washington dismissed the suit, upholding the tiebreaker. On appeal, a three-judge panel the U.S. Court of Appeals for the Ninth Circuit reversed, but upon en banc
En banc
En banc, in banc, in banco or in bank is a French term used to refer to the hearing of a legal case where all judges of a court will hear the case , rather than a panel of them. It is often used for unusually complex cases or cases considered to be of greater importance...

 rehearing the court affirmed the lower court decision.

Under the Supreme Court's precedents on racial classification in higher education, Grutter v. Bollinger
Grutter v. Bollinger
Grutter v. Bollinger, 539 U.S. 306 , was a case in which the United States Supreme Court upheld the affirmative action admissions policy of the University of Michigan Law School...

and Gratz v. Bollinger
Gratz v. Bollinger
Gratz v. Bollinger, 539 U.S. 244 , was a United States Supreme Court case regarding the University of Michigan undergraduate affirmative action admissions policy...

, race-based classifications must be directed toward a "compelling government interest" and must be "narrowly tailored" to that interest. Applying these precedents to K-12 education, the Circuit Court found that the tiebreaker scheme was not narrowly tailored. The District then petitioned for an en banc ruling by a panel of 11 Ninth Circuit judges. The en banc
En banc
En banc, in banc, in banco or in bank is a French term used to refer to the hearing of a legal case where all judges of a court will hear the case , rather than a panel of them. It is often used for unusually complex cases or cases considered to be of greater importance...

 panel came to the opposite conclusion and upheld the tiebreaker. The majority ruled that the District had a compelling interest in maintaining racial diversity. Applying a test from Grutter, the Circuit Court also ruled that the tiebreaker plan was narrowly tailored, because 1) the District did not employ quotas, 2) the District had considered race-neutral alternatives, 3) the plan caused no undue harm to races, and 4) the plan had an ending point.

Jefferson County

This case is the last of a trilogy of cases against Jefferson County Public Schools (JCPS)
Jefferson County Public Schools (Kentucky)
Jefferson County Public Schools is a public school district located in Jefferson County, Kentucky and operating all but one of the public schools in the county...

 and their use of race in assigning students to schools. The first case started in 1998 when five African American high school students sued JCPS to allow them to attend Central High School, a magnet school. The suit alleged that they were denied entrance because they were black. In 2000, Federal Judge John Heyburn, after finding that the JCPS school system did not need to be under a court-ordered desegregation policy, ruled that race could not be used for student assignment placement in the JCPS school system in regard to their magnet school programs. In 2004, he ruled the same for the traditional schools, but allowed the regular public schools to use race as the admission requirement. It is this part that went before the US Supreme Court as the other two cases were not appealed by JCPS.

JCPS is the 26th largest school district in the United States. Students are assigned to school based on the race makeup of each school, no less than 15%, no more than 50%. Race is defined as Black and “Other”. Asian, Hispanic, White, etc. are classified as “Other”. Magnet and Traditional are exempt from this ratio per the 2000 and 2003 Court Order. Louisville’s population is about 58% White; 38% Black, 2% Asian, 1.3% Hispanic.

Opinion of the Court

Chief Justice John Roberts
John Roberts
John Glover Roberts, Jr. is the 17th and current Chief Justice of the United States. He has served since 2005, having been nominated by President George W. Bush after the death of Chief Justice William Rehnquist...

 wrote the opinion of the court as to Parts I, II, III-A and III-C.

Part I recounted the background of the plans of the two school boards.

Part II dismissed the respondent's attempts to argue that Parents Involved lacks standing.
  • First, Seattle claimed that none of the current members of Parents Involved can claim an imminent injury. Roberts wrote: "The fact that it is possible that children of group members will not be denied admission to a school based on their race--because they choose an undersubscribed school or an oversubscribed school in which their race is an advantage--does not eliminate the injury claimed.
  • Second, Seattle noted that it has ceased using the racial tiebreaker pending the outcome of this litigation. "But the district vigorously defends the constitutionality of its race-based program, and nowhere suggests that if this litigation is resolved in its favor it will not resume using race to assign students. Voluntary cessation does not moot a case or controversy unless 'subsequent events ma[ke] it absolutely clear that the allegedly wrongful behavior could not reasonably be expected to recur,'" a heavy burden that Seattle has clearly not met.


Part III A first reiterated that "when the government distributes burdens or benefits on the basis of individual racial classifications, that action is reviewed under strict scrutiny
Strict scrutiny
Strict scrutiny is the most stringent standard of judicial review used by United States courts. It is part of the hierarchy of standards that courts use to weigh the government's interest against a constitutional right or principle. The lesser standards are rational basis review and exacting or...

."
This is because "'racial classifications are simply too pernicious to permit any but the most exact connection between justification and classification.'" In order to survive strict scrutiny analysis, "a narrowly tailored plan" must be presented in order to achieve a "compelling government interest."

Roberts noted that prior Supreme Court cases had recognized two compelling interests for the use of race.
  • First, "remedying the effects of past intentional discrimination."
  • But the Seattle schools had never been segregated by law; and the Kentucky schools, though previously segregated by law, had their desegregation decree dissolved by a District Court in 2000 on the finding the school district had "eliminated the vestiges associated with the former policy of segregation and its pernicious effects".

Neither school could plead this compelling interest, because "[w]e have emphasized that the harm being remedied by mandatory desegregation plans is the harm that is traceable to segregation, and that 'the Constitution is not violated by racial imbalance in the schools, without more.'"
  • Second, "the interest in diversity in higher education", as upheld in Grutter v. Bollinger
    Grutter v. Bollinger
    Grutter v. Bollinger, 539 U.S. 306 , was a case in which the United States Supreme Court upheld the affirmative action admissions policy of the University of Michigan Law School...

    .
  • But Roberts distinguished Grutter from this case, and argued that this case was more similar to Gratz v. Bollinger
    Gratz v. Bollinger
    Gratz v. Bollinger, 539 U.S. 244 , was a United States Supreme Court case regarding the University of Michigan undergraduate affirmative action admissions policy...

    . In Grutter, the interest was student body diversity "in the context of higher education," and was not focused on race alone but encompassed "all factors that may contribute to student body diversity". The Grutter Court quoted the articulation of diversity from Regents of Univ. of Cal. v. Bakke, noting that "it is not an interest in simple ethnic diversity, in which a specified percentage of the student body is in effect guaranteed to be members of selected ethnic groups, that can justify the use of race." What was upheld in Grutter was consideration of "a far broader array of qualifications and characteristics of which racial or ethnic origin is but a single though important element." "The entire gist of the analysis in Grutter was that the admissions program at issue there focused on each applicant as an individual, and not simply as a member of a particular racial group." As the Grutter Court explained, "[t]he importance of this individualized consideration in the context of a race-conscious admissions program is paramount." The point of the narrow tailoring analysis in which the Grutter Court engaged was to ensure that the use of racial classifications was indeed part of a broader assessment of diversity, and not simply an effort to achieve racial balance, which the Court explained would be "patently unconstitutional." In the present cases, by contrast, race is not considered as part of a broader effort to achieve "exposure to widely diverse people, cultures, ideas, and viewpoints," ibid.; race, for some students, is determinative standing alone. Even when it comes to race, the plans here employ only a limited notion of diversity, viewing race exclusively in white/nonwhite terms in Seattle and black/"other" terms in Jefferson County. "The way Seattle classifies its students bears this out. Upon enrolling their child with the district, parents are required to identify their child as a member of a particular racial group. If a parent identifies more than one race on the form, "[t]he application will not be accepted and, if necessary, the enrollment service person taking the application will indicate one box."" Furthermore, Roberts wrote:
In upholding the admissions plan in Grutter ... this Court relied upon considerations unique to institutions of higher education, noting that in light of "the expansive freedoms of speech and thought associated with the university environment, universities occupy a special niche in our constitutional tradition." The Court explained that "[c]ontext matters" in applying strict scrutiny, and repeatedly noted that it was addressing the use of race "in the context of higher education." The Court in Grutter expressly articulated key limitations on its holding—defining a specific type of broad-based diversity and noting the unique context of higher education—but these limitations were largely disregarded by the lower courts in extending Grutter to uphold race-based assignments in elementary and secondary schools. The present cases are not governed by Grutter.


Part III B (joined only by a plurality of the Court) rejected the notion that racial balancing could be a compelling state interest, as to do so "would justify the imposition of racial proportionality throughout American society, contrary to our repeated recognition that "[a]t the heart of the Constitution's guarantee of equal protection lies the simple command that the Government must treat citizens as individuals, not as simply components of a racial, religious, sexual or national class." Allowing racial balancing as a compelling end in itself would "effectively assur[e] that race will always be relevant in American life, and that the 'ultimate goal' of 'eliminating entirely from governmental decisionmaking such irrelevant factors as a human being's race' will never be achieved." An interest "linked to nothing other than proportional representation of various races . . . would support indefinite use of racial classifications, employed first to obtain the appropriate mixture of racial views and then to ensure that the [program] continues to reflect that mixture."

Part III C addressed the school districts claim that "the way in which they have employed individual racial classifications is necessary to achieve their stated ends." Roberts replied that these classifications were clearly not necessary, since they had a "minimal effect" on student assignments. He contrasted this circumstance to Grutter, where "the consideration of race was viewed as indispensable" in more than tripling minority representation at the law school—from 4 to 14.5 percent. The districts have also failed to show that they considered methods other than explicit racial classifications to achieve their stated goals. Narrow tailoring requires "serious, good faith consideration of workable race-neutral alternatives," Grutter, supra, at 339, 123 S. Ct. 2325, 156 L. Ed. 2d 304, and yet in Seattle several alternative assignment plans—many of which would not have used express racial classifications—were rejected with little or no consideration. Jefferson County has failed to present any evidence that it considered alternatives, even though the district already claims that its goals are achieved primarily through means other than the racial classifications. By contrast, Croson, notes that racial classifications is permitted only "as a last resort".

Part IV (again joined only by a plurality of the Court) addressed Justice Breyer's dissent.

Plurality opinion by Chief Justice Roberts

Associate Justice
Associate Justice
Associate Justice or Associate Judge is the title for a member of a judicial panel who is not the Chief Justice in some jurisdictions. The title "Associate Justice" is used for members of the United States Supreme Court and some state supreme courts, and for some other courts in Commonwealth...

 Anthony Kennedy
Anthony Kennedy
Anthony McLeod Kennedy is an Associate Justice of the United States Supreme Court, having been appointed by President Ronald Reagan in 1988. Since the retirement of Sandra Day O'Connor, Kennedy has often been the swing vote on many of the Court's politically charged 5–4 decisions...

 did not join the rest of the opinion by the Chief Justice, therefore, those parts of the opinion did not command a majority. In this Plurality Opinion, Roberts wrote that the Schools at issue contend that a racially diverse environment is beneficial for education and they submit this as the reason why they consider race alone in their school assignments. However, Roberts considers that this interest is not compelling and that the use of race for this goal is not narrowly tailored, it is instead used for racial balancing, which is unconstitutional. The schools base their numbers in demographics, therefore making this goal a means to achieve a numerical quota to achieve racial balancing. Roberts concludes that racial balancing cannot be a compelling state interest.

The Chief Justice finally concludes his opinion by answering some of the issues raised by Justice Stephen Breyer
Stephen Breyer
Stephen Gerald Breyer is an Associate Justice of the U.S. Supreme Court. Appointed by President Bill Clinton in 1994, and known for his pragmatic approach to constitutional law, Breyer is generally associated with the more liberal side of the Court....

 in his dissent. He writes that Justice Breyer misused and misapplied previous Supreme Court precedents in this area and that he greatly exaggerates the consequences of the decision of this case. He also chastises Justice Breyer for saying that the Court silently overruled Grutter with this case and that the method that Breyer applies to this case is that of "the ends justify the means". Roberts concludes his opinion for the plurality by saying:
"The way to stop discrimination on the basis of race is to stop discriminating on the basis of race."

Concurrence by Justice Thomas

In concurrence with the majority opinion Justice Clarence Thomas wrote about the unsettled debate concerning whether racial balance or diversity has a positive effect on educational outcomes. Justice Thomas recoils at the suggestion that black students can only learn if they are sitting next to white students. Most of the concurrence consists of social science citations and statistics showing that black students can succeed in majority black schools such as HBCUs. Justice Thomas concludes noting "If our history has taught us anything it has taught us to beware of elites bearing racial theories." In a footnote the Justice added a personal mention of Justice Breyer: “Justice Breyer’s good intentions, which I do not doubt, have the shelf life of Justice Breyer’s tenure.”

Concurrence by Justice Kennedy

Justice Anthony Kennedy
Anthony Kennedy
Anthony McLeod Kennedy is an Associate Justice of the United States Supreme Court, having been appointed by President Ronald Reagan in 1988. Since the retirement of Sandra Day O'Connor, Kennedy has often been the swing vote on many of the Court's politically charged 5–4 decisions...

 did not join parts of the opinion of Chief Justice Roberts. In cases where an opinion or parts of an opinion do not reach a majority, the narrower opinion represents the holding, so Justice Kennedy's opinion represents parts of the holding of the case. In his concurrence, Kennedy differed with the plurality because, he found, the goal of obtaining a diverse student body is a compelling state interest.
"Diversity, depending on its meaning and definition, is a compelling educational goal a school district may pursue. "


Furthermore, Kennedy found that that race-conscious mechanisms can be used by school districts to further the goal of diversity, a position rejected by the plurality. Kennedy argued that the government had an interest in ensuring racial equality: "The plurality opinion is too dismissive of the legitimate interest government has in ensuring all people have equal opportunity regardless of their race."

Finally, Kennedy wrote:
"A compelling interest exists in avoiding racial isolation, an interest that a school district, in its discretion and expertise, may choose to pursue. Likewise, a district may consider it a compelling interest to achieve a diverse student population. Race may be one component of that diversity, but other demographic factors, plus special talents and needs, should also be considered."


Nevertheless, Kennedy found the school districts did not narrowly tailor the use of race to achieve the compelling interests in the case. Specifically, Kennedy finds that the districts could have achieved the same goal through less racially charged means.

Justice Kennedy asserts that the dissent must "brush aside two concepts of central importance" to uphold the racial classification in the case. First, Kennedy harshly faults the dissent for consciously ignoring the difference between de jure and de facto segregation. And second, Kennedy faults the dissent for ignoring the "presumptive invalidity of a State's use of racial classifications to differentiate its treatment of individuals."

Dissent by Justice Stevens

Justice John Paul Stevens
John Paul Stevens
John Paul Stevens served as an Associate Justice of the Supreme Court of the United States from December 19, 1975 until his retirement on June 29, 2010. At the time of his retirement, he was the oldest member of the Court and the third-longest serving justice in the Court's history...

 wrote a sharply worded short dissent in which he accused the plurality of misusing and misapplying previous Supreme Court precedents including Brown v. Board of Education
Brown v. Board of Education
Brown v. Board of Education of Topeka, 347 U.S. 483 , was a landmark decision of the United States Supreme Court that declared state laws establishing separate public schools for black and white students unconstitutional. The decision overturned the Plessy v. Ferguson decision of 1896 which...

. He concluded by saying that the current Court has greatly changed and that previously:

"[I]t was...more faithful to Brown and more respectful of our precedent than it is today. It is my firm conviction that no Member of the Court that I joined in 1975 would have agreed with today's decision."

Dissent by Justice Breyer

Justice Stephen G. Breyer, in the principal dissenting opinion, dismissed Justice Kennedy's proposed alternatives to the labeling and sorting of individual students by race and, in a surprisingly emotional 20 minute speech from the bench, denounced the majority opinion. “It is not often in the law that so few have so quickly changed so much,” Justice Breyer said of the Court's decision. In the Justice's 77-page written opinion he called the ruling a "radical" step away from established law that would take from communities a critical tool used for many years in the prevention of resegregation.

Subsequent history

The opinion came less than two months before the start of the regular school year in Jefferson County and less than three weeks before the start of year-round school in the District. At a press conference the day of the opinion, Attorney for the Plaintiff Teddy Gordon stated that he would, if necessary, seek legal measures to prevent the use of the current Student Assignment Plan for the 2007-2008 school year. When questioned about the close timing, Gordon stated that all the District had to do was "push a button" to change things over to a plan compliant with the Court's ruling.

In a separate conference, JCPS Representative Pat Todd emphasized that the current assignment plan would remain in effect for the '07-'08 school year, citing the finalization of budgets, staffing, assignments and busing as prevailing reasons for no change being logistically possible.

See also

  • Grutter v. Bollinger
    Grutter v. Bollinger
    Grutter v. Bollinger, 539 U.S. 306 , was a case in which the United States Supreme Court upheld the affirmative action admissions policy of the University of Michigan Law School...

  • Gratz v. Bollinger
    Gratz v. Bollinger
    Gratz v. Bollinger, 539 U.S. 244 , was a United States Supreme Court case regarding the University of Michigan undergraduate affirmative action admissions policy...

  • Regents of the University of California v. Bakke
    Regents of the University of California v. Bakke
    Regents of the University of California v. Bakke, was a landmark decision of the Supreme Court of the United States that ruled unconstitutional the admission process of the Medical School at the University of California at Davis, which set aside 16 of the 100 seats for African American...

  • Brown v. Board of Education
    Brown v. Board of Education
    Brown v. Board of Education of Topeka, 347 U.S. 483 , was a landmark decision of the United States Supreme Court that declared state laws establishing separate public schools for black and white students unconstitutional. The decision overturned the Plessy v. Ferguson decision of 1896 which...

  • Mendez v. Westminster
    Mendez v. Westminster
    Mendez, et al v. Westminster School District, et al, 64 F.Supp. 544 , aff'd, 161 F.2d 774 , was a 1946 federal court case that challenged racial segregation in Orange County, California schools...

  • Plessy v. Ferguson
    Plessy v. Ferguson
    Plessy v. Ferguson, 163 U.S. 537 , is a landmark United States Supreme Court decision in the jurisprudence of the United States, upholding the constitutionality of state laws requiring racial segregation in private businesses , under the doctrine of "separate but equal".The decision was handed...

  • Tape v. Hurley
    Tape v. Hurley
    Tape v. Hurley, 66 Cal. 473 was a landmark court case in the California Supreme Court.-Background:Mamie Tape was a Chinese American born in San Francisco. Her parents, Joseph Tape , and Mary McGladery Tape , were both immigrants from China...

  • Swann v. Charlotte-Mecklenburg Board of Education
    Swann v. Charlotte-Mecklenburg Board of Education
    Swann v. Charlotte-Mecklenburg Board of Education, 402 U.S. 1 was an important United States Supreme Court case dealing with the busing of students to promote integration in public schools...

  • Green v. County School Board of New Kent County
    Green v. County School Board of New Kent County
    Green v. County School Board of New Kent County, 391 U.S. 430 was an important United States Supreme Court case dealing with the freedom of choice plans created to comply with the mandate in Brown II...

  • List of United States Supreme Court cases, volume 551
  • List of United States Supreme Court cases

External links

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