John Forrest Dillon
Encyclopedia
John Forrest Dillon was an American
jurist
who served on both federal and Iowa
state courts, and who authored a highly influential treatise on the power of states
over municipal governments.
, Montgomery County, New York
(now part of Fulton County, New York
). He studied medicine
at the University of Iowa
at the age of 19. Shortly after beginning his practice, he abandoned it to read law, and was admitted to the Iowa
bar in 1852. He was elected as the Scott County
prosecutor after a brief private practice in 1853, and was then elected to a judgeship in Iowa's 7th Judicial Circuit in 1858. He was elevated to the Iowa Supreme Court
in 1862 and served until 1869, when he was appointed by President
Grant
to the United States Circuit Court
which became the Eighth Circuit
.
of Cases from State Courts to Federal Courts and Municipal Bonds, both in 1876. On February 17, 1876, Justice Dillon ruled Ulysses S. Grant
's deposition for Orville E. Babcock
was admissible in court during the Whiskey Ring graft prosecutions. After leaving the Circuit Court, Dillon was a professor at Columbia Law School
from 1879 until 1882, where he taught real estate
and equity. He then taught at Yale Law School
from 1891 until 1892, during which time he also served as the president of the American Bar Association
. Dillon then returned to private practice until his death in 1914 in New York City
.
A memorial fountain to Dillon was erected in downtown Davenport, Iowa
in 1918, carved of Indiana limestone in Romanesque style, by sculptor Harry Liva.
Dillon's oldest son, Hiram Price Dillon (1855 – 1918), also became a lawyer in Iowa, and a Master of Chancery
in federal court. John F. Dillon had a sister who married John B. Jordan, a Davenport, IA merchant. That marriage produced a daughter Jennie, who married Louis Stengel from across the river in Rock Island, IL. Louis and Jennie Stengel moved to Kansas City, and had a son, Charles Dillon (Casey) Stengel
, who was named after the Judge. Casey went on to quite a career in baseball, first as a player, and then as a manager of the New York Yankees.
in 1871 stated: “[L]ocal government is a matter of absolute right; and the state cannot take it away.” People v. Hurlbut, (24 Mich 44, 95; 1871).
In Municipal Corporations (1872), Dillon explained that in contrast to the powers of states, which are unlimited but for express restrictions under the state or federal constitution, municipalities
only have the powers that are expressly granted to them. This formulation of the scope of municipal power came to be known as the "Dillon Rule," which states that municipal governments only have the powers that are expressly granted to them by the state legislature, those that are necessarily implied from that grant of power, and those that are essential and indispensable to the municipality's existence and functioning. Any ambiguities in the legislative grant of power should be resolved against the municipality so that its powers are narrowly construed. However, when the state has not specifically directed the method by which the municipality may implement its granted power, the municipality has the discretion to choose the method so long as its choice is reasonable.
Hundreds of U.S. court decisions to the present day have employed the Dillon Rule to determine the scope of municipal powers and rights. Critics of the rule have argued that it imposes unreasonable constraints on the ability of communities to govern themselves
and so undermines democracy
, and even that local self-government is a matter of natural right that does not need to be conferred by higher political structures. It has also been suggested that Dillon's approach derived from the contemporary view that cities were inherently corrupt political organs. This was perhaps an often well-deserved judgment during his time, especially considering the extensive business ties and even investments of numerous cities and their leaders in the late 19th century. Deviations from the Dillon Rule remain in the minority, however, despite the significant decrease in the public perception of municipal corruption.
The Supreme Court of the United States
cited Municipal Corporations and fully adopted Dillon's emphasis on state power over municipalities in Merrill v. Monticello, 138 U.S. 673
(1891), reaff'd. Hunter v. Pittsburgh, 207 U.S. 161
(1907), which upheld the power of Pennsylvania
to consolidate the city of Allegheny
into the city of Pittsburgh, despite the wishes of the majority of Allegheny residents. The Court's ruling that states could alter or abolish at will the charters of municipal corporations without infringing upon contract rights heavily relied upon Dillon's separation of public, municipal corporations from private ones.
Pittsburgh Regionalist David Y. Miller argues that Dillon hit upon a central paradox defining American cities: having great political authority while having little legal legitimacy. He quotes Dillon as calling municipalities "mere tenants at will of their respective state legislatures" which could be "eliminated by the legislature with a stroke of the pen." And yet, Dillon also said that eliminating local government would be "so great a folly, and so great a wrong."
, which is a fountain dedicated to Judge Dillon's memory in Davenport, Iowa.
United States
The United States of America is a federal constitutional republic comprising fifty states and a federal district...
jurist
Jurist
A jurist or jurisconsult is a professional who studies, develops, applies, or otherwise deals with the law. The term is widely used in American English, but in the United Kingdom and many Commonwealth countries it has only historical and specialist usage...
who served on both federal and Iowa
Iowa
Iowa is a state located in the Midwestern United States, an area often referred to as the "American Heartland". It derives its name from the Ioway people, one of the many American Indian tribes that occupied the state at the time of European exploration. Iowa was a part of the French colony of New...
state courts, and who authored a highly influential treatise on the power of states
U.S. state
A U.S. state is any one of the 50 federated states of the United States of America that share sovereignty with the federal government. Because of this shared sovereignty, an American is a citizen both of the federal entity and of his or her state of domicile. Four states use the official title of...
over municipal governments.
Early life and career
Dillon was born in NorthamptonNorthampton, Fulton County, New York
Northampton is a town in Fulton County, New York, United States. The population was 2,760 at the 2000 census. The name comes from an original land patent...
, Montgomery County, New York
Montgomery County, New York
As of the census of 2000, there were 49,708 people, 20,038 households, and 13,104 families residing in the county. The population density was 123 people per square mile . There were 22,522 housing units at an average density of 56 per square mile...
(now part of Fulton County, New York
Fulton County, New York
Fulton County is a county located in the U.S. state of New York. As of the 2010 census, the population was 55,531. Its name is in honor of Robert Fulton, who is widely credited with developing the first commercially successful steamboat...
). He studied medicine
Medicine
Medicine is the science and art of healing. It encompasses a variety of health care practices evolved to maintain and restore health by the prevention and treatment of illness....
at the University of Iowa
University of Iowa
The University of Iowa is a public state-supported research university located in Iowa City, Iowa, United States. It is the oldest public university in the state. The university is organized into eleven colleges granting undergraduate, graduate, and professional degrees...
at the age of 19. Shortly after beginning his practice, he abandoned it to read law, and was admitted to the Iowa
Iowa
Iowa is a state located in the Midwestern United States, an area often referred to as the "American Heartland". It derives its name from the Ioway people, one of the many American Indian tribes that occupied the state at the time of European exploration. Iowa was a part of the French colony of New...
bar in 1852. He was elected as the Scott County
Scott County, Iowa
-2010 census:The 2010 census recorded a population of 165,224 in the county, with a population density of . There were 71,835 housing units, of which 66,765 were occupied.-2000 census:...
prosecutor after a brief private practice in 1853, and was then elected to a judgeship in Iowa's 7th Judicial Circuit in 1858. He was elevated to the Iowa Supreme Court
Iowa Supreme Court
The Iowa Supreme Court is the highest court in the U.S. state of Iowa. As constitutional head of the Iowa Judicial Branch, the Court is composed of a Chief Justice and six Associate Justices....
in 1862 and served until 1869, when he was appointed by President
President of the United States
The President of the United States of America is the head of state and head of government of the United States. The president leads the executive branch of the federal government and is the commander-in-chief of the United States Armed Forces....
Grant
Ulysses S. Grant
Ulysses S. Grant was the 18th President of the United States as well as military commander during the Civil War and post-war Reconstruction periods. Under Grant's command, the Union Army defeated the Confederate military and ended the Confederate States of America...
to the United States Circuit Court
United States circuit court
The United States circuit courts were the original intermediate level courts of the United States federal court system. They were established by the Judiciary Act of 1789. They had trial court jurisdiction over civil suits of diversity jurisdiction and major federal crimes. They also had appellate...
which became the Eighth Circuit
United States Court of Appeals for the Eighth Circuit
The United States Court of Appeals for the Eighth Circuit is a federal court with appellate jurisdiction over the district courts in the following districts:* Eastern District of Arkansas* Western District of Arkansas...
.
Federal judgeship and scholarly work
While on the federal bench, Dillon wrote Municipal Corporations (1872), which was one of the earliest treatises to systematically study the subject, and which remains highly influential to the present. He was also the author of RemovalRemoval jurisdiction
In the United States, removal jurisdiction refers to the right of a defendant to move a lawsuit filed in state court to the federal district court for the federal judicial district in which the state court sits. This is a general exception to the usual American rule giving the plaintiff the right...
of Cases from State Courts to Federal Courts and Municipal Bonds, both in 1876. On February 17, 1876, Justice Dillon ruled Ulysses S. Grant
Ulysses S. Grant
Ulysses S. Grant was the 18th President of the United States as well as military commander during the Civil War and post-war Reconstruction periods. Under Grant's command, the Union Army defeated the Confederate military and ended the Confederate States of America...
's deposition for Orville E. Babcock
Orville E. Babcock
Orville Elias Babcock was an American Civil War General in the Union Army. Immediately upon graduating third in his class as United States Military Academy in 1861, Babcock would go onto serve efficiently in the Corps of Engineers throughout the Civil War and was promoted to Brevet Brigadier...
was admissible in court during the Whiskey Ring graft prosecutions. After leaving the Circuit Court, Dillon was a professor at Columbia Law School
Columbia Law School
Columbia Law School, founded in 1858, is one of the oldest and most prestigious law schools in the United States. A member of the Ivy League, Columbia Law School is one of the professional graduate schools of Columbia University in New York City. It offers the J.D., LL.M., and J.S.D. degrees in...
from 1879 until 1882, where he taught real estate
Real estate
In general use, esp. North American, 'real estate' is taken to mean "Property consisting of land and the buildings on it, along with its natural resources such as crops, minerals, or water; immovable property of this nature; an interest vested in this; an item of real property; buildings or...
and equity. He then taught at Yale Law School
Yale Law School
Yale Law School, or YLS, is the law school of Yale University in New Haven, Connecticut, United States. Established in 1824, it offers the J.D., LL.M., J.S.D. and M.S.L. degrees in law. It also hosts visiting scholars, visiting researchers and a number of legal research centers...
from 1891 until 1892, during which time he also served as the president of the American Bar Association
American Bar Association
The American Bar Association , founded August 21, 1878, is a voluntary bar association of lawyers and law students, which is not specific to any jurisdiction in the United States. The ABA's most important stated activities are the setting of academic standards for law schools, and the formulation...
. Dillon then returned to private practice until his death in 1914 in New York City
New York City
New York is the most populous city in the United States and the center of the New York Metropolitan Area, one of the most populous metropolitan areas in the world. New York exerts a significant impact upon global commerce, finance, media, art, fashion, research, technology, education, and...
.
A memorial fountain to Dillon was erected in downtown Davenport, Iowa
Davenport, Iowa
Davenport is a city located along the Mississippi River in Scott County, Iowa, United States. Davenport is the county seat of and largest city in Scott County. Davenport was founded on May 14, 1836 by Antoine LeClaire and was named for his friend, George Davenport, a colonel during the Black Hawk...
in 1918, carved of Indiana limestone in Romanesque style, by sculptor Harry Liva.
Dillon's oldest son, Hiram Price Dillon (1855 – 1918), also became a lawyer in Iowa, and a Master of Chancery
Court of equity
A chancery court, equity court or court of equity is a court that is authorized to apply principles of equity, as opposed to law, to cases brought before it.These courts began with petitions to the Lord Chancellor of England...
in federal court. John F. Dillon had a sister who married John B. Jordan, a Davenport, IA merchant. That marriage produced a daughter Jennie, who married Louis Stengel from across the river in Rock Island, IL. Louis and Jennie Stengel moved to Kansas City, and had a son, Charles Dillon (Casey) Stengel
Casey Stengel
Charles Dillon "Casey" Stengel , nicknamed "The Old Perfessor", was an American Major League Baseball outfielder and manager. He was elected to the Baseball Hall of Fame in ....
, who was named after the Judge. Casey went on to quite a career in baseball, first as a player, and then as a manager of the New York Yankees.
Dillon's Rule
The theory of state preeminence over local governments was expressed as Dillon’s Rule in an 1868 case: "Municipal corporations owe their origin to, and derive their powers and rights wholly from, the legislature. It breathes into them the breath of life, without which they cannot exist. As it creates, so may it destroy. If it may destroy, it may abridge and control. Clinton v Cedar Rapids and the Missouri River Railroad,(24 Iowa 455; 1868). As opposed to Dillon's Rule, the Cooley Doctrine expressed the theory of an inherent right to local self determination. In a concurring opinion, Michigan Supreme Court Judge Thomas M. CooleyThomas M. Cooley
Thomas McIntyre Cooley, LL.D., was the 25th Justice and a Chief Justice of the Michigan Supreme Court, between 1864 and 1885. Born in Attica, New York, he was father to Charles Cooley, a distinguished American sociologist...
in 1871 stated: “[L]ocal government is a matter of absolute right; and the state cannot take it away.” People v. Hurlbut, (24 Mich 44, 95; 1871).
In Municipal Corporations (1872), Dillon explained that in contrast to the powers of states, which are unlimited but for express restrictions under the state or federal constitution, municipalities
Municipality
A municipality is essentially an urban administrative division having corporate status and usually powers of self-government. It can also be used to mean the governing body of a municipality. A municipality is a general-purpose administrative subdivision, as opposed to a special-purpose district...
only have the powers that are expressly granted to them. This formulation of the scope of municipal power came to be known as the "Dillon Rule," which states that municipal governments only have the powers that are expressly granted to them by the state legislature, those that are necessarily implied from that grant of power, and those that are essential and indispensable to the municipality's existence and functioning. Any ambiguities in the legislative grant of power should be resolved against the municipality so that its powers are narrowly construed. However, when the state has not specifically directed the method by which the municipality may implement its granted power, the municipality has the discretion to choose the method so long as its choice is reasonable.
Hundreds of U.S. court decisions to the present day have employed the Dillon Rule to determine the scope of municipal powers and rights. Critics of the rule have argued that it imposes unreasonable constraints on the ability of communities to govern themselves
Self-determination
Self-determination is the principle in international law that nations have the right to freely choose their sovereignty and international political status with no external compulsion or external interference...
and so undermines democracy
Democracy
Democracy is generally defined as a form of government in which all adult citizens have an equal say in the decisions that affect their lives. Ideally, this includes equal participation in the proposal, development and passage of legislation into law...
, and even that local self-government is a matter of natural right that does not need to be conferred by higher political structures. It has also been suggested that Dillon's approach derived from the contemporary view that cities were inherently corrupt political organs. This was perhaps an often well-deserved judgment during his time, especially considering the extensive business ties and even investments of numerous cities and their leaders in the late 19th century. Deviations from the Dillon Rule remain in the minority, however, despite the significant decrease in the public perception of municipal corruption.
The Supreme Court of the United States
Supreme Court of the United States
The Supreme Court of the United States is the highest court in the United States. It has ultimate appellate jurisdiction over all state and federal courts, and original jurisdiction over a small range of cases...
cited Municipal Corporations and fully adopted Dillon's emphasis on state power over municipalities in Merrill v. Monticello, 138 U.S. 673
Case citation
Case citation is the system used in many countries to identify the decisions in past court cases, either in special series of books called reporters or law reports, or in a 'neutral' form which will identify a decision wherever it was reported...
(1891), reaff'd. Hunter v. Pittsburgh, 207 U.S. 161
Case citation
Case citation is the system used in many countries to identify the decisions in past court cases, either in special series of books called reporters or law reports, or in a 'neutral' form which will identify a decision wherever it was reported...
(1907), which upheld the power of Pennsylvania
Pennsylvania
The Commonwealth of Pennsylvania is a U.S. state that is located in the Northeastern and Mid-Atlantic regions of the United States. The state borders Delaware and Maryland to the south, West Virginia to the southwest, Ohio to the west, New York and Ontario, Canada, to the north, and New Jersey to...
to consolidate the city of Allegheny
Allegheny, Pennsylvania
Allegheny City was a Pennsylvania municipality located on the north side of the junction of the Allegheny and Ohio rivers, across from downtown Pittsburgh. It was annexed by Pittsburgh in 1907...
into the city of Pittsburgh, despite the wishes of the majority of Allegheny residents. The Court's ruling that states could alter or abolish at will the charters of municipal corporations without infringing upon contract rights heavily relied upon Dillon's separation of public, municipal corporations from private ones.
Pittsburgh Regionalist David Y. Miller argues that Dillon hit upon a central paradox defining American cities: having great political authority while having little legal legitimacy. He quotes Dillon as calling municipalities "mere tenants at will of their respective state legislatures" which could be "eliminated by the legislature with a stroke of the pen." And yet, Dillon also said that eliminating local government would be "so great a folly, and so great a wrong."
See also
Dillon MemorialDillon Memorial
The Dillon Memorial is located in LeClaire Park, near downtown Davenport, Iowa, United States. It was listed on the National Register of Historic Places in 1983 and on the Davenport Register of Historic Properties in 1993...
, which is a fountain dedicated to Judge Dillon's memory in Davenport, Iowa.