Incapital LLC is a investment banking

Investment banking

An investment bank is a financial institution that assists individuals, corporations and governments in raising capital by underwriting and/or acting as the client's agent in the issuance of securities...

 boutique

Boutique

A boutique is a small shopping outlet, especially one that specializes in elite and fashionable items such as clothing and jewelry. The word is French for "shop", via Latin from Greek ἀποθήκη , "storehouse"....

 founded by Thomas S. Ricketts

Thomas S. Ricketts

Thomas S. "Tom" Ricketts is chairman of the Chicago Cubs, and the chief executive officer of Incapital LLC, a Chicago investment bank that packages corporate bonds for retail investors. He is also a director of TD Ameritrade Holding Corporation as well as the son of Ameritrade founder J. Joseph...

 in 1999. The securities and investment banking firm has offices in Chicago

Chicago

Chicago is the largest city in the US state of Illinois. With nearly 2.7 million residents, it is the most populous city in the Midwestern United States and the third most populous in the US, after New York City and Los Angeles...

, Illinois

Illinois

Illinois is the fifth-most populous state of the United States of America, and is often noted for being a microcosm of the entire country. With Chicago in the northeast, small industrial cities and great agricultural productivity in central and northern Illinois, and natural resources like coal,...

, Boca Raton, Florida

Florida

Florida is a state in the southeastern United States, located on the nation's Atlantic and Gulf coasts. It is bordered to the west by the Gulf of Mexico, to the north by Alabama and Georgia and to the east by the Atlantic Ocean. With a population of 18,801,310 as measured by the 2010 census, it...

 and London

London

London is the capital city of :England and the :United Kingdom, the largest metropolitan area in the United Kingdom, and the largest urban zone in the European Union by most measures. Located on the River Thames, London has been a major settlement for two millennia, its history going back to its...

, England

England

England is a country that is part of the United Kingdom. It shares land borders with Scotland to the north and Wales to the west; the Irish Sea is to the north west, the Celtic Sea to the south west, with the North Sea to the east and the English Channel to the south separating it from continental...

. Currently, Ricketts serves as Incapital chairman with John Radtke as CEO. Forbes

Forbes

Forbes is an American publishing and media company. Its flagship publication, the Forbes magazine, is published biweekly. Its primary competitors in the national business magazine category are Fortune, which is also published biweekly, and Business Week...

describes the company as a "technologically-oriented investment bank focused exclusively on the underwriting and distribution of fixed income products to individual investors."

Incapital underwrites and distributes fixed income securities and structured notes through more than 700 broker-dealers, banks and institutional accounts in the U.S., Europe and Asia. With a diverse range of new issue and secondary market offerings, Incapital specializes in U.S. Agency securities, corporate notes, Certificates of Deposit (CDs), Collateralized Mortgage Obligations (CMOs), municipal bonds, and structured notes and CDs. Incapital also provides resources for financial advisors and investors to create income-producing portfolios and notes linked to a wide range of asset classes.

Incapital is a leading distributor of corporate bonds designed for individual investors. Since 2000, over $250 billion of new issue corporate and U.S. Agency securities have been issued through retail note programs.
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Incapital’s capital markets team offers a cost effective way to customize and diversify funding needs while expanding an investor base nationally. Incapital is lead agent for over 30 investment grade issuers, with secondary trading specialists covering a wide range of previously offered and similar issues. Based in both Chicago and Boca Raton, Incapital’s institutional group offers multiple products to a range of institutional investors.

Incapital LLC is 100% owned by Incapital Holdings LLC which is a privately held firm that is majority owned by its employees.