Habilitation
Encyclopedia
Habilitation is the highest academic qualification a scholar can achieve by his or her own pursuit in several European and Asian countries. Earned after obtaining a research doctorate, such as a PhD
PHD
PHD may refer to:*Ph.D., a doctorate of philosophy*Ph.D. , a 1980s British group*PHD finger, a protein sequence*PHD Mountain Software, an outdoor clothing and equipment company*PhD Docbook renderer, an XML renderer...

, habilitation requires the candidate to write a professorial thesis
Thesis
A dissertation or thesis is a document submitted in support of candidature for an academic degree or professional qualification presenting the author's research and findings...

  (often known as a Habilitationsschrift, or Habilitation thesis) based on independent scholarship, reviewed by and defended before an academic committee in a process similar to that for the doctoral dissertation. However, the level of scholarship has to be considerably higher than that required for a research doctoral (PhD) thesis in terms of quality and quantity, and must be accomplished independently, in contrast with a PhD dissertation typically directed or guided by a faculty supervisor.

In the science
Science
Science is a systematic enterprise that builds and organizes knowledge in the form of testable explanations and predictions about the universe...

s, publication of 10 to more than 30 research articles is required during the habilitation period of about 4 to 10 years. Sometimes (in the humanities
Humanities
The humanities are academic disciplines that study the human condition, using methods that are primarily analytical, critical, or speculative, as distinguished from the mainly empirical approaches of the natural sciences....

) a major book publication is required before defense takes place. Usually the teaching ability of the habilitation candidate is evaluated as well. Thus, the level of academic achievement can be compared in many aspects to a North American tenure
Tenure
Tenure commonly refers to life tenure in a job and specifically to a senior academic's contractual right not to have his or her position terminated without just cause.-19th century:...

 review but can take even longer. However, the outcome of the successful habilitation examination is a degree-like professorial certification rather than a tenured position. Whereas in the United States, the United Kingdom and most other countries, the PhD is sufficient qualification for a faculty position at a university, in other countries only the habilitation qualifies the holder to independently supervise doctoral candidates. Such a post is known in Germany as Privatdozent
Privatdozent
Privatdozent or Private lecturer is a title conferred in some European university systems, especially in German-speaking countries, for someone who pursues an academic career and holds all formal qualifications to become a tenured university professor...

and there are similarly termed posts elsewhere. After service as a Privatdozent, one may be summoned to the faculty as a professor
Professor
A professor is a scholarly teacher; the precise meaning of the term varies by country. Literally, professor derives from Latin as a "person who professes" being usually an expert in arts or sciences; a teacher of high rank...

.

Habilitation qualification exists in France (Habilitation à diriger des recherches, "accreditation to supervise research", abbreviated HDR), Switzerland, Germany (Priv.-Doz. and/or Dr. habil.), Austria (formerly Univ.-Doz., now Priv.-Doz.), Denmark, Bulgaria, Poland (dr hab. , doktor habilitowany), Portugal (Agregação), Sweden and Finland (Docent or Doc.) the Czech Republic and Slovakia (Docent), Hungary (Dr. habil.), Slovenia, Armenia, Azerbaijan, Belarus, Latvia, Lithuania (Habil. dr.), Moldova, Kyrgyzstan, Kazakhstan, Uzbekistan, Ukraine, and Russia (Doktor nauk
Doktor nauk
Doktor nauk is a higher doctoral degree, the second and the highest post-graduate academic degree in the Soviet Union, Russia and in many post-Soviet states. Sometimes referred to as Dr. Hab. The prerequisite is the first degree, Kandidat nauk which is informally regarded equivalent to Ph.D....

). A similar qualification known as Livre-docência still exists in some private universities at Brazil, and at a university in state of São Paulo
São Paulo (state)
São Paulo is a state in Brazil. It is the major industrial and economic powerhouse of the Brazilian economy. Named after Saint Paul, São Paulo has the largest population, industrial complex, and economic production in the country. It is the richest state in Brazil...

, but has disappeared in other parts of Brazil. In Spain it is called "acreditación" and it is a requirement for access to some kinds of posts in state owned universities. Similarly, the so-called Libera docenza existed in Italy until 1970. The habilitation, derived from the Medieval Latin habilitare — "make suitable, fit" — developed in the eighteenth century.

The word habilitation can be used to describe the qualification or the process of earning it. It is sometimes incorrectly used to refer to the thesis written as part of that process (what is called Habilitationsschrift in German). A successful habilitation requires that the candidate (called Habilitand in German) be officially given the venia legendi, Latin for "permission for lecturing," or the ius docendi, "right of teaching" a specific academic subject at universities for a lifetime. This status is called Privatdozent
Privatdozent
Privatdozent or Private lecturer is a title conferred in some European university systems, especially in German-speaking countries, for someone who pursues an academic career and holds all formal qualifications to become a tenured university professor...

 (for males) or Privatdozentin (for females), abbreviated PD or Priv.-Doz..

Process

In order to hold the rank of professor within the German system, in some scientific branches it is still necessary to have attained the habilitation. It is thus a qualification at a higher level than the degree of Promotion (the German equivalent of the Ph.D.
Doctor of Philosophy
Doctor of Philosophy, abbreviated as Ph.D., PhD, D.Phil., or DPhil , in English-speaking countries, is a postgraduate academic degree awarded by universities...

). It is usually earned after several years of independent research, either "internally" while working at a university in a position as a ("academic assistant," a position equivalent to assistant professor when filled by a PhD-holder) or (academic councilor) or "externally" as a practitioner such as high school teacher, lawyer, etc. With the habilitation, the status of Privatdozent
Privatdozent
Privatdozent or Private lecturer is a title conferred in some European university systems, especially in German-speaking countries, for someone who pursues an academic career and holds all formal qualifications to become a tenured university professor...

(university lecturer, PD or Priv.-Doz. for short) is usually granted.

Although disciplines and countries vary in the typical number of years for obtaining habilitation after getting a doctorate, it usually takes longer than for the Anglo-American tenure
Tenure
Tenure commonly refers to life tenure in a job and specifically to a senior academic's contractual right not to have his or her position terminated without just cause.-19th century:...

. For example, in Poland, the statutory time for getting a habilitation (traditionally, although not obligatorily, relying on a book publication) is nine years. Theoretically, if an assistant professor does not succeed in obtaining habilitation in this time, s/he should be moved to a position of a lecturer, with a much higher teaching load and no research obligations. In practice, however, on many occasions schools extend the deadlines for habilitation for most scholars if they do not make it in time.

A habilitation thesis can be either cumulative (based on previous research, be it articles or monographs) or monographical, i.e. a specific, unpublished thesis, which then has the tendency to be very long. While cumulative habilitations are predominant in some fields (such as medicine
Medicine
Medicine is the science and art of healing. It encompasses a variety of health care practices evolved to maintain and restore health by the prevention and treatment of illness....

), they have been, since about a century ago, almost unheard of in others (such as in law
Law
Law is a system of rules and guidelines which are enforced through social institutions to govern behavior, wherever possible. It shapes politics, economics and society in numerous ways and serves as a social mediator of relations between people. Contract law regulates everything from buying a bus...

). The cumulative form of the habilitation can be fairly compared to the higher doctorates, such as the D.Sc. (Doctor of Science), Litt.D. (Doctor of Letters), LLD (Doctor of Laws) and D.D. (Doctor of Divinity) found in the UK, some Commonwealth countries and the Republic of Ireland, which are awarded on the basis of a career of published work. However, the higher doctorates are not recognized by German States as being equivalent to the habilitation.

Only those candidates receiving the highest or second-highest grade for their Ph.D. thesis are encouraged to proceed to the habilitation. Since 2006, in some federal states of Germany, there have been new restrictions by the federal laws regarding the degree of the Ph.D. thesis which allow only excellent candidates to enter the habilitation process.

The habilitation is awarded after a public lecture, to be held after the thesis has been accepted, and after which the venia legendi is bestowed. In some areas, such as law, philosophy, theology and sociology, the venia, and thus the habilitation, is only given for certain sub-fields (such as criminal law
Criminal law
Criminal law, is the body of law that relates to crime. It might be defined as the body of rules that defines conduct that is not allowed because it is held to threaten, harm or endanger the safety and welfare of people, and that sets out the punishment to be imposed on people who do not obey...

, civil law
Civil law (legal system)
Civil law is a legal system inspired by Roman law and whose primary feature is that laws are codified into collections, as compared to common law systems that gives great precedential weight to common law on the principle that it is unfair to treat similar facts differently on different...

, or philosophy of science
Philosophy of science
The philosophy of science is concerned with the assumptions, foundations, methods and implications of science. It is also concerned with the use and merit of science and sometimes overlaps metaphysics and epistemology by exploring whether scientific results are actually a study of truth...

, practical philosophy
Practical philosophy
The division of philosophy into a practical and a theoretical discipline has its origin in Aristotle's moral philosophy and natural philosophy categories. In Sweden and Finland courses in theoretical and practical philosophy are taught separately, and are separate degrees...

 etc.); in others, for the entire field.

Those who have achieved habilitation can denote the fact by placing the abbreviation "Dr hab." or "Dr habil." before their names, though this is only common for those who have not yet obtained or who have already relinquished a privatdozent
Privatdozent
Privatdozent or Private lecturer is a title conferred in some European university systems, especially in German-speaking countries, for someone who pursues an academic career and holds all formal qualifications to become a tenured university professor...

 position.

It is possible to get a professorship without habilitation, if the search committee attests the candidate to have qualifications equaling those of a habilitation and the higher ranking bodies (the university's senate
Senate
A senate is a deliberative assembly, often the upper house or chamber of a legislature or parliament. There have been many such bodies in history, since senate means the assembly of the eldest and wiser members of the society and ruling class...

 and the country's ministry of education) approve of that. However, while some subjects make liberal use of this (e.g. the natural sciences in order to employ candidates from countries with different systems and the arts to employ active artists), in other subjects it is rarely done.

German debate about the habilitation

In 2004, the habilitation was the subject of a major political debate in Germany. The former Federal Minister for Education and Science, Edelgard Bulmahn
Edelgard Bulmahn
Edelgard Bulmahn is a German politician from the Social Democratic Party of Germany . Bulmahn entered the German Bundestag after the 1987 elections. She was Federal Minister of Education and Research from 1998 to 2005...

, aimed to abolish the system of the habilitation and replace it by the alternative concept of the junior professor: a researcher should first be employed for up to six years as a "junior professor" (a non-tenure
Tenure
Tenure commonly refers to life tenure in a job and specifically to a senior academic's contractual right not to have his or her position terminated without just cause.-19th century:...

d position roughly equivalent to assistant professor in the United States or lecturer
Lecturer
Lecturer is an academic rank. In the United Kingdom, lecturer is a position at a university or similar institution, often held by academics in their early career stages, who lead research groups and supervise research students, as well as teach...

 in the United Kingdom) and so prove his or her suitability for holding a tenured professorship.

Opinion split among German academia

Many, especially researchers in the natural science
Natural science
The natural sciences are branches of science that seek to elucidate the rules that govern the natural world by using empirical and scientific methods...

s, as well as young researchers, have long demanded the abandonment of the habilitation as they think it to be an unnecessary and time-consuming obstacle in a scientific career, contributing to the brain drain
Brain drain
Human capital flight, more commonly referred to as "brain drain", is the large-scale emigration of a large group of individuals with technical skills or knowledge. The reasons usually include two aspects which respectively come from countries and individuals...

 of talented young researchers who think their chances of getting a professorship at a reasonable age to be better abroad and hence move, for example, to the UK or USA. Many feel overly dependent on their supervising Principal Investigators (the professor heading the research group) as superiors have the power to delay the process of completing the habilitation. A further problem comes with funding support for those who wish to pursue an habilitation where older candidates often feel discriminated against, for example under the DFG
Deutsche Forschungsgemeinschaft
The Deutsche Forschungsgemeinschaft is an important German research funding organization and the largest such organization in Europe.-Function:...

's Emmy-Noether programme. Furthermore internal "soft" money might be only budgeted to pay for younger postdoctoral scientists. Because of the need to chase short-term research contracts, many researchers in the natural sciences apply for more transparent career development opportunities in other countries (e.g. in the UK, which provides more funding for senior postdoctoral positions, more lectureships, many more third-party fellowship funding opportunities including the 5-year RCUK fellowship and Value in People awards, no academic culture of age discrimination, and also the postgraduate (postdoctorate) diplomas in Higher Education and Learning & Research /Academic Development). In summary, a peer-reviewed demonstration of a successful academic development and international out-look is considered more than compensation for an habilitation where there is evidence of grant applications, well-cited publications, a network of collaborators, lecturing and organisational experience, and experience of having worked and published abroad.

On the other hand, amongst many senior researchers, especially in medicine
Medicine
Medicine is the science and art of healing. It encompasses a variety of health care practices evolved to maintain and restore health by the prevention and treatment of illness....

, the humanities
Humanities
The humanities are academic disciplines that study the human condition, using methods that are primarily analytical, critical, or speculative, as distinguished from the mainly empirical approaches of the natural sciences....

 and the social sciences, the habilitation was and still is regarded as a valuable instrument of quality control Venia legendi before giving somebody a tenured position for life.

Bavaria, Saxony and Thuringia, three states
States of Germany
Germany is made up of sixteen which are partly sovereign constituent states of the Federal Republic of Germany. Land literally translates as "country", and constitutionally speaking, they are constituent countries...

 with conservative governments, filed suit at the German Constitutional Court against the new law replacing the habilitation with the junior professor http://www.wdr.de/themen/forschung/bildung/juniorprofessur/. The Court concurred with their argument that the Bundestag
Bundestag
The Bundestag is a federal legislative body in Germany. In practice Germany is governed by a bicameral legislature, of which the Bundestag serves as the lower house and the Bundesrat the upper house. The Bundestag is established by the German Basic Law of 1949, as the successor to the earlier...

 (the federal parliament) cannot pass such a law, because the German constitution explicitly states that affairs of education are the sole responsibility of the states and declared in July 2004 the law to be invalid. In reaction, a new federal law was passed, giving the states more freedom regarding habilitations and junior professors. The junior professor has since been legally established in all states, but it is still possible—and encouraged for an academic career in many subjects in Germany —to pursue an habilitation.

Similarities in other countries

Universities in Sweden and Finland can appoint a researcher with a doctoral degree to an unpaid academic position called Docent
Docent
Docent is a title at some European universities to denote a specific academic appointment within a set structure of academic ranks below professor . Docent is also used at some universities generically for a person who has the right to teach...

 ("Dosentti" in Finnish) after an independent scientific and educational review. A docent is allowed to lecture at a university ("venia legendi") and to supervise Ph.D. students at that university. There is no separate notion of habilitation in Finland and Sweden. The status of docent, or an equivalent scientific qualification, is also required to serve on doctoral committees and to serve as an opponent at a dissertation defense. After becoming a docent and continuing to amass qualifications, a Swedish scholar can also apply for a titular professorship.

In Denmark and Norway, the traditional doctoral degrees (that were the same in both countries) including Dr. Phil(os). are viewed as roughly equivalent to and sometimes translated as Habilitation (other translations include "higher doctorate", "grand doctorate" or "classic doctorate").

The degree of Docteur d'État formerly awarded by universities in France had a somewhat similar purpose. It is now replaced by the . The award of the French Habilitation is a strict requirement for supervising PhD students and applying for Professeur position. Depending on the field, it requires consistent research from 3 to 10 years after appointment, and (in the sciences) typically around 15-20 publications in peer reviewed journals. Contributions in administration, course organisation can compensate for a less substantial research dossier in some rare cases as the evaluation is primarily done by external and often foreign referees.

Belgium had a similar degree until 1995: it was called "Aggregatie voor het Hoger Onderwijs" (roughly: Higher Education Faculty Qualification) in Dutch
Dutch language
Dutch is a West Germanic language and the native language of the majority of the population of the Netherlands, Belgium, and Suriname, the three member states of the Dutch Language Union. Most speakers live in the European Union, where it is a first language for about 23 million and a second...

 and "Agrégation pour l'Enseignement Supérieur" in French
French language
French is a Romance language spoken as a first language in France, the Romandy region in Switzerland, Wallonia and Brussels in Belgium, Monaco, the regions of Quebec and Acadia in Canada, and by various communities elsewhere. Second-language speakers of French are distributed throughout many parts...

.

In the Netherlands, the University of Utrecht has introduced the "Senior Kwalificatie Onderwijs ( SKO)" which has in 2010 officially become the nation-wide standard for the postdoctoral lecture qualification which builds the basis for a full Professor's position.

Although these awards are at a higher level than the Ph.D., they can only roughly be equated to the higher doctorates awarded by universities in the United Kingdom, and the Commonwealth
Commonwealth of Nations
The Commonwealth of Nations, normally referred to as the Commonwealth and formerly known as the British Commonwealth, is an intergovernmental organisation of fifty-four independent member states...

. They are not actually degrees, but more similar to a post-doctoral position that must yield a specific product.
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