Reference monitor
Encyclopedia
In operating system
Operating system
An operating system is a set of programs that manage computer hardware resources and provide common services for application software. The operating system is the most important type of system software in a computer system...

s architecture a reference monitor concept defines a set of design requirements on a reference validation mechanism, which enforces an access control policy over subjects' (e.g., processes and users) ability to perform operations (e.g., read and write) on objects (e.g., files and sockets) on a system. The properties of a reference monitor are:
  • The reference validation mechanism must always be invoked (complete mediation). Without this property, it is possible for an attacker to bypass the mechanism and violate the security policy.
  • The reference validation mechanism must be tamperproof (tamperproof). Without this property, an attacker can undermine the mechanism itself so that the security policy is not correctly enforced.
  • The reference validation mechanism must be small enough to be subject to analysis and tests, the completeness of which can be assured (verifiable). Without this property, the mechanism might be flawed in such a way that the policy is not enforced.


For example, Windows 3.x
Windows 3.1x
Windows 3.1x is a series of 16-bit operating systems produced by Microsoft for use on personal computers. The series began with Windows 3.1, which was first sold during March 1992 as a successor to Windows 3.0...

 and 9x operating systems were not built with a reference monitor, whereas the Windows NT
Windows NT
Windows NT is a family of operating systems produced by Microsoft, the first version of which was released in July 1993. It was a powerful high-level-language-based, processor-independent, multiprocessing, multiuser operating system with features comparable to Unix. It was intended to complement...

 line, which also includes Windows 2000
Windows 2000
Windows 2000 is a line of operating systems produced by Microsoft for use on personal computers, business desktops, laptops, and servers. Windows 2000 was released to manufacturing on 15 December 1999 and launched to retail on 17 February 2000. It is the successor to Windows NT 4.0, and is the...

 and Windows XP
Windows XP
Windows XP is an operating system produced by Microsoft for use on personal computers, including home and business desktops, laptops and media centers. First released to computer manufacturers on August 24, 2001, it is the second most popular version of Windows, based on installed user base...

, was designed to contain a reference monitor, although it is not clear that its properties (tamperproof, etc.) have ever been independently verified, or what level of computer security
Computer security
Computer security is a branch of computer technology known as information security as applied to computers and networks. The objective of computer security includes protection of information and property from theft, corruption, or natural disaster, while allowing the information and property to...

 it was intended to provide.

The claim is that a reference validation mechanism that satisfies the reference monitor concept will correctly enforce a system's access control policy, as it must be invoked to mediate all security-sensitive operations, must not be tampered, and has undergone complete analysis and testing to verify correctness. The abstract model of a reference monitor has been widely applied to any type of system that needs to enforce access control, and is considered to express the necessary and sufficient properties for any system making this security claim .

According to Ross Anderson , the reference monitor concept was introduced by James Anderson in an influential 1972 paper .

Systems evaluated at B3 and above by the Trusted Computer System Evaluation Criteria
Trusted Computer System Evaluation Criteria
Trusted Computer System Evaluation Criteria is a United States Government Department of Defense standard that sets basic requirements for assessing the effectiveness of computer security controls built into a computer system...

(TCSEC) must enforce the reference monitor concept.
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