Bailey v. United States
Encyclopedia
Bailey v. United States, , interpreted a frequently used section of the federal criminal code
. At the time of the decision, (c) imposed a mandatory, consecutive five-year prison term on anyone who "during and in relation to any... drug trafficking crime... uses a firearm." The lower court had sustained the defendant
s' convictions, defining "use" in such a way as to mean little more than mere possession. The Supreme Court ruled instead that "use" means "active employment" of a firearm, and sent the cases back to the lower court for further proceedings. As a result of the Court's decision in Bailey, Congress amended the statute
to expressly include possession of a firearm as requiring the additional five-year prison term.
In June 1991, Robinson was the target of two controlled purchases of cocaine. The police then obtained a search warrant and searched Robinson's one-bedroom apartment, where they found an unloaded .22 caliber pistol and 11 grams of crack cocaine. They also found a marked $20 bill from one of the prior controlled purchases.
Both Bailey and Robinson were charged with numerous crimes, including violations of 18 U.S.C. § 924(c)(1), which forbade using or carrying a firearm during and in relation to a drug crime. At Bailey's trial, a government witness testified that drug dealers frequently carry a firearm to protect both the drugs and themselves. There was similar testimony at Robinson's trial. Bailey and Robinson were both convicted of all the charges against them, including the § 924(c) charge. They each appealed their convictions to the District of Columbia Circuit
.
A three-judge panel of the court affirmed Bailey's § 924(c) conviction, but another three-judge panel reversed Robinson's. To correct this disparity, the court consolidated both cases and reheard them en banc
. It held that "one uses a gun, i.e., avails oneself of a gun, and therefore violates [§ 924(c)(1)], whenever one puts or keeps the gun in a particular place from which one (or one's agent) can gain access to it if and when needed to facilitate a drug crime
." Because in both Bailey's and Robinson's cases the gun was sufficiently accessible and proximate to the drugs that the jury could have concluded that the gun was there to protect the drugs. The Supreme Court agreed to review the case to resolve a split of authority among the federal courts of appeals about the meaning of the word "use" in § 924(c).
Accordingly, the D.C. Circuit's mistake stemmed from its defining "use" by "accessibility and proximity," a standard that in practice swept up more than active employment but most instances of mere possession. "In practice, nearly every possession of a firearm by a person engaged in drug trafficking would satisfy the standard." Because Congress did not draft the statute to criminalize mere possession, the D.C. Circuit's gloss ran contrary to Congress's intent.
But the language of the statute by itself did not answer the real question at the heart of the case—if use was not the same as mere possession, what else beyond mere possession would the government have to prove to make out a violation of § 924(c)? Webster's Dictionary
and Black's Law Dictionary
defined "use" as "[t]o convert to one's service," "to employ," "to avail oneself of," and "to carry out a purpose or action by means of." These definitions implied action and implementation. Furthermore, the statute also made it illegal for someone to carry a firearm in relation to a drug crime, and the Court assumed that "carrying" was meant to supply an alternative basis for a § 924(c) charge. By limiting "use" to "active employment," the Court left room for someone to use a firearm without carrying it, as by brandishing the gun or bartering it, and to carry a firearm without using it, as by hiding it in clothing during the transaction.
Defining "use" as "active employment" required the Court to remand the cases for further proceedings. Bailey's gun was in the trunk of his car; there was no evidence that he was actively employing the gun at the time of his arrest. Similarly, Robinson's gun was in a locked footlocker in her bedroom closet. But the court of appeals had not considered whether the "carry" prong supported the convictions, so the Court remanded the case for further proceedings.
After Bailey was issued, however, Congress responded by broadening the statute, essentially overruling the Court's decision by statutory amendment. The statute now criminalizes using or carrying a firearm in connection with a drug trafficking offense or crime of violence, as well as the mere possession of a firearm in furtherance of such an offense. This did not affect the Bailey defendants themselves, or any defendant whose "crime" had occurred before Congress amended 18 U.S.C. § 924(c) since the Constitution forbids enactment of ex post facto law
. A cascade of sentence reductions and collateral appeals followed the decision, since it effectively held that the conduct to which thousands of defendants had pleaded guilty did not constitute a crime at the time that conduct was undertaken.
United States Code
The Code of Laws of the United States of America is a compilation and codification of the general and permanent federal laws of the United States...
. At the time of the decision, (c) imposed a mandatory, consecutive five-year prison term on anyone who "during and in relation to any... drug trafficking crime... uses a firearm." The lower court had sustained the defendant
Defendant
A defendant or defender is any party who is required to answer the complaint of a plaintiff or pursuer in a civil lawsuit before a court, or any party who has been formally charged or accused of violating a criminal statute...
s' convictions, defining "use" in such a way as to mean little more than mere possession. The Supreme Court ruled instead that "use" means "active employment" of a firearm, and sent the cases back to the lower court for further proceedings. As a result of the Court's decision in Bailey, Congress amended the statute
Statute
A statute is a formal written enactment of a legislative authority that governs a state, city, or county. Typically, statutes command or prohibit something, or declare policy. The word is often used to distinguish law made by legislative bodies from case law, decided by courts, and regulations...
to expressly include possession of a firearm as requiring the additional five-year prison term.
Facts of the case
In May 1989, Bailey was stopped in the District of Columbia for not having a front license plate on his car. Bailey could not produce a driver's license, and the officers ordered him out of the car. As Bailey was exiting the car, the officers saw him stuff something between the seat and the front console. A subsequent search of the passenger compartment revealed 27 plastic bags containing a total of 30 grams of cocaine. In the trunk of the car the officers found a loaded nine-millimeter pistol.In June 1991, Robinson was the target of two controlled purchases of cocaine. The police then obtained a search warrant and searched Robinson's one-bedroom apartment, where they found an unloaded .22 caliber pistol and 11 grams of crack cocaine. They also found a marked $20 bill from one of the prior controlled purchases.
Both Bailey and Robinson were charged with numerous crimes, including violations of 18 U.S.C. § 924(c)(1), which forbade using or carrying a firearm during and in relation to a drug crime. At Bailey's trial, a government witness testified that drug dealers frequently carry a firearm to protect both the drugs and themselves. There was similar testimony at Robinson's trial. Bailey and Robinson were both convicted of all the charges against them, including the § 924(c) charge. They each appealed their convictions to the District of Columbia Circuit
United States Court of Appeals for the District of Columbia Circuit
The United States Court of Appeals for the District of Columbia Circuit known informally as the D.C. Circuit, is the federal appellate court for the U.S. District Court for the District of Columbia. Appeals from the D.C. Circuit, as with all the U.S. Courts of Appeals, are heard on a...
.
A three-judge panel of the court affirmed Bailey's § 924(c) conviction, but another three-judge panel reversed Robinson's. To correct this disparity, the court consolidated both cases and reheard them en banc
En banc
En banc, in banc, in banco or in bank is a French term used to refer to the hearing of a legal case where all judges of a court will hear the case , rather than a panel of them. It is often used for unusually complex cases or cases considered to be of greater importance...
. It held that "one uses a gun, i.e., avails oneself of a gun, and therefore violates [§ 924(c)(1)], whenever one puts or keeps the gun in a particular place from which one (or one's agent) can gain access to it if and when needed to facilitate a drug crime
Drug-Related Crime
In the United States, Illegal drugs are related to crime in multiple ways. Most directly, it is a crime to use, possess, manufacture, or distribute drugs classified as having a potential for abuse...
." Because in both Bailey's and Robinson's cases the gun was sufficiently accessible and proximate to the drugs that the jury could have concluded that the gun was there to protect the drugs. The Supreme Court agreed to review the case to resolve a split of authority among the federal courts of appeals about the meaning of the word "use" in § 924(c).
The ruling
The Supreme Court rejected the interpretation of the D.C. Circuit, and held that "use" of a firearm requires "active employment" of the firearm, "a use that makes the firearm an operative factor in relation to the predicate offense." Context is important because the word "use" has so many meanings—"I use a gun to protect my house, but I've never had to use it." The statute did not impose liability for mere possession, though Congress could easily have done so if it had wanted to.Accordingly, the D.C. Circuit's mistake stemmed from its defining "use" by "accessibility and proximity," a standard that in practice swept up more than active employment but most instances of mere possession. "In practice, nearly every possession of a firearm by a person engaged in drug trafficking would satisfy the standard." Because Congress did not draft the statute to criminalize mere possession, the D.C. Circuit's gloss ran contrary to Congress's intent.
But the language of the statute by itself did not answer the real question at the heart of the case—if use was not the same as mere possession, what else beyond mere possession would the government have to prove to make out a violation of § 924(c)? Webster's Dictionary
Webster's Dictionary
Webster's Dictionary refers to the line of dictionaries first developed by Noah Webster in the early 19th century, and also to numerous unrelated dictionaries that added Webster's name just to share his prestige. The term is a genericized trademark in the U.S.A...
and Black's Law Dictionary
Black's Law Dictionary
Black's Law Dictionary is the most widely used law dictionary in the United States. It was founded by Henry Campbell Black. It is the reference of choice for definitions in legal briefs and court opinions and has been cited as a secondary legal authority in many U.S...
defined "use" as "[t]o convert to one's service," "to employ," "to avail oneself of," and "to carry out a purpose or action by means of." These definitions implied action and implementation. Furthermore, the statute also made it illegal for someone to carry a firearm in relation to a drug crime, and the Court assumed that "carrying" was meant to supply an alternative basis for a § 924(c) charge. By limiting "use" to "active employment," the Court left room for someone to use a firearm without carrying it, as by brandishing the gun or bartering it, and to carry a firearm without using it, as by hiding it in clothing during the transaction.
Defining "use" as "active employment" required the Court to remand the cases for further proceedings. Bailey's gun was in the trunk of his car; there was no evidence that he was actively employing the gun at the time of his arrest. Similarly, Robinson's gun was in a locked footlocker in her bedroom closet. But the court of appeals had not considered whether the "carry" prong supported the convictions, so the Court remanded the case for further proceedings.
After Bailey was issued, however, Congress responded by broadening the statute, essentially overruling the Court's decision by statutory amendment. The statute now criminalizes using or carrying a firearm in connection with a drug trafficking offense or crime of violence, as well as the mere possession of a firearm in furtherance of such an offense. This did not affect the Bailey defendants themselves, or any defendant whose "crime" had occurred before Congress amended 18 U.S.C. § 924(c) since the Constitution forbids enactment of ex post facto law
Ex post facto law
An ex post facto law or retroactive law is a law that retroactively changes the legal consequences of actions committed or relationships that existed prior to the enactment of the law...
. A cascade of sentence reductions and collateral appeals followed the decision, since it effectively held that the conduct to which thousands of defendants had pleaded guilty did not constitute a crime at the time that conduct was undertaken.
See also
- List of United States Supreme Court cases, volume 516
- List of United States Supreme Court cases
- Lists of United States Supreme Court cases by volume
- List of United States Supreme Court cases by the Rehnquist Court